Linden Advisors

Linden Advisors as of Dec. 31, 2016

Portfolio Holdings for Linden Advisors

Linden Advisors holds 103 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Micron Technology Inc bond 6.1 $157M 69M 2.29
Alere 4.2 $108M 329k 328.25
Intel Corp sdcv 3.5 $90M 67M 1.35
Oasis Pete Inc New Note 2.625% 9/1 bond 3.5 $89M 64M 1.39
Ctrip Com Intl Ltd note 1.990% 7/0 3.2 $83M 80M 1.04
Micron Technology Inc note 2.125% 2/1 3.0 $76M 36M 2.10
Depomed Inc conv 2.9 $75M 66M 1.14
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 2.9 $73M 73M 1.00
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 2.7 $69M 66M 1.05
Starwood Ppty Tr Inc 3.750 oct 15 17 c 2.7 $69M 68M 1.02
Starwood Waypoint Residentl note 3.000% 7/0 2.7 $70M 63M 1.10
Spdr S&p 500 Etf (SPY) 2.6 $67M 300k 223.53
Yahoo Inc note 12/0 2.5 $64M 65M 0.99
Vector Group Ltd note 1.75% 4/15 2.5 $63M 55M 1.15
American Residential Prop 3.25 15nov18 sdbcv 2.2 $56M 45M 1.24
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 2.2 $56M 48M 1.15
Biomarin Pharmaceutical Inc note 1.500%10/1 2.1 $55M 47M 1.18
Apple (AAPL) 2.1 $53M 460k 115.82
American Rlty Cap Pptys Inc note 3.000% 8/0 2.0 $52M 52M 1.00
Theravance Biopharma Inc note 3.250%11/0 1.9 $49M 43M 1.15
Emergent Biosolutions Inc conv 1.8 $47M 37M 1.28
Ctrip.com Inter Ltd. conv 1.5 $39M 34M 1.16
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 1.5 $39M 42M 0.94
Incyte Corp. note 1.250 11/1 1.5 $39M 19M 2.04
Energy Select Sector SPDR (XLE) 1.5 $38M 500k 75.32
Quidel Corp note 3.250%12/1 1.4 $36M 37M 0.99
51job Inc note 3.250% 4/1 1.3 $34M 32M 1.05
Ligand Pharmaceuticals Inc note 0.750% 8/1 1.2 $32M 22M 1.45
Microsoft Corporation (MSFT) 1.2 $31M 500k 62.14
Fireeye Series A convertible security 1.2 $30M 33M 0.92
Alphabet Inc Class C cs (GOOG) 1.1 $28M 36k 771.78
Alibaba Group Holding (BABA) 1.0 $26M 300k 87.81
Amag Pharmaceuticals Inc note 2.500% 2/1 1.0 $26M 18M 1.42
Spirit Realty Capital Inc convertible cor 1.0 $26M 25M 1.04
Sm Energy Co note 1.500% 7/0 1.0 $26M 22M 1.16
Repligen Corp note 2.125% 6/0 1.0 $25M 21M 1.17
Molina Healthcare Inc. conv 0.9 $24M 17M 1.44
Inphi Corp note 1.125%12/0 0.9 $24M 18M 1.30
Vipshop Holdings Ltd - Ads bond 0.9 $23M 23M 1.00
Finisar Corp note 0.500%12/1 0.9 $23M 19M 1.19
Timkensteel Corp note 6.000% 6/0 0.9 $22M 15M 1.46
Consolidated Tomoka Ld Co note 4.500% 3/1 0.9 $22M 22M 1.00
Ttm Technologies Inc conv 0.8 $21M 14M 1.53
Allegheny Technologies Inc note 4.750% 7/0 0.7 $19M 14M 1.34
Colony Finl Inc note 5.00% 0.7 $18M 18M 1.02
Workday Inc corporate bonds 0.7 $18M 16M 1.10
Micron Technology Inc note 1.625% 2/1 0.7 $17M 8.3M 2.03
Terraform Global 0.6 $16M 4.0M 3.95
Sunpower Corp dbcv 4.000% 1/1 0.6 $16M 22M 0.72
Array Biopharma Inc note 3.000% 6/0 0.6 $15M 11M 1.40
Intercept Pharmas conv 0.6 $15M 17M 0.90
Dominion Resource p 0.5 $13M 259k 50.70
Arbor Realty Trust note 6.500 10/0 0.5 $13M 13M 1.00
Industrial SPDR (XLI) 0.5 $12M 200k 62.22
Medicines Company conv 0.5 $13M 11M 1.20
Adient (ADNT) 0.5 $12M 200k 58.60
Yy Inc note 2.25% 0.5 $12M 12M 0.99
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.5 $12M 11M 1.02
Sucampo Pharmaceuticals Inc dbcv 3.250%12/1 0.4 $11M 10M 1.07
Jds Uniphase Corp conv 0.4 $10M 10M 1.03
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.4 $9.8M 9.0M 1.09
National Health Invs Inc note 0.4 $9.5M 8.5M 1.12
Endologix, Inc. 3.25% 11/01/2020 0.3 $7.4M 8.4M 0.88
Trn 4% 04/01/45 0.3 $7.3M 8.6M 0.85
Illumina Inc. 0.00% June 15, 2019 ccb 0.3 $7.0M 7.3M 0.96
Double Eagle Acquisition Cor unit 99/99/9999 0.3 $7.0M 665k 10.55
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.3 $6.8M 7.0M 0.97
Stillwater Mng Co note 1.750%10/1 0.2 $6.4M 5.0M 1.28
Mu Us conv 0.2 $6.5M 2.8M 2.32
Spirit Rlty Cap Inc New Note cb 0.2 $6.3M 6.0M 1.05
Horizon Pharma Plc convertible security 0.2 $6.2M 6.5M 0.96
Holx 2 12/15/43 0.2 $5.5M 4.5M 1.23
Clovis Oncology Inc note 2.500% 9/1 0.2 $5.7M 5.5M 1.03
Nevro Corp note 1.750% 6/0 0.2 $5.6M 5.3M 1.07
Global Partner Acquisition C unit 07/01/2020 0.2 $5.2M 500k 10.45
Mgic Invt Corp Wis note 5.000% 5/0 0.2 $4.3M 4.2M 1.02
Infinera Corporation dbcv 1.750% 6/0 0.2 $4.2M 4.0M 1.04
1,000% Sina 01.12.2018 note 0.2 $4.0M 4.1M 0.99
Seacor Holding Inc note 3.000 11/1 0.1 $4.0M 4.5M 0.88
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $3.5M 100k 34.71
51job 0.1 $3.6M 106k 33.80
Gogo (GOGO) 0.1 $3.6M 388k 9.22
Frontier Communications Corp pfd conv ser-a 0.1 $3.6M 50k 71.44
Bank Of America Corp w exp 10/201 0.1 $3.3M 3.3M 0.99
Trulia Inc. 2.750% December 15, 2020 ccb 0.1 $3.3M 2.0M 1.65
Pdl Biopharma Inc note 2.750 12/0 0.1 $3.2M 4.0M 0.81
Royal Bk Scotland Group Plc note 8.625%12/3 0.1 $3.1M 3.0M 1.02
Starwood Property Trust note 0.1 $2.9M 2.7M 1.09
Green Plains Inc conv 0.1 $2.9M 2.0M 1.44
Bank of America Corporation (BAC) 0.1 $2.2M 100k 22.10
Trina Solar 0.1 $2.0M 211k 9.30
New Mountain Finance Corp conv 0.1 $2.1M 2.1M 1.03
General Motors Company (GM) 0.1 $1.7M 50k 34.82
Citigroup (C) 0.1 $1.2M 20k 59.40
Saban Cap Acquisition Corp unit 99/99/9999 0.1 $1.4M 132k 10.36
Morgan Stanley (MS) 0.0 $1.1M 27k 42.24
Atlantica Yield (AY) 0.0 $946k 49k 19.35
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.0 $938k 911k 1.03
World Wrestling Entertainment 0.0 $665k 36k 18.43
Fireeye 0.0 $595k 50k 11.90
Sunpower Corp dbcv 0.750% 6/0 0.0 $137k 150k 0.91
Redwood Trust, Inc note 5.625 11/1 0.0 $253k 250k 1.01
Starwood Waypoint Residentl note 4.500%10/1 0.0 $33k 31k 1.06