Loeb Arbitrage Management as of Sept. 30, 2011
Portfolio Holdings for Loeb Arbitrage Management
Loeb Arbitrage Management holds 101 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Southern Union Company | 6.4 | $13M | 321k | 40.57 | |
| Kinetic Concepts | 5.1 | $10M | 157k | 65.89 | |
| Nalco Holding Company | 5.1 | $10M | 295k | 34.98 | |
| S1 Corporation | 5.0 | $10M | 1.1M | 9.17 | |
| Cephalon | 4.4 | $8.9M | 110k | 80.70 | |
| Transatlantic Holdings | 3.9 | $8.0M | 165k | 48.52 | |
| BJ's Wholesale Club | 3.9 | $7.9M | 155k | 51.25 | |
| Nicor | 3.2 | $6.6M | 120k | 55.01 | |
| Motorola Mobility Holdings | 2.6 | $5.3M | 139k | 37.78 | |
| Renaissance Learning (RLRN) | 2.6 | $5.2M | 310k | 16.78 | |
| Global Eagle Acquisition Cor | 2.3 | $4.8M | 500k | 9.50 | |
| Emdeon | 2.1 | $4.3M | 230k | 18.79 | |
| Dollar Thrifty Automotive | 2.0 | $4.1M | 73k | 56.30 | |
| NetLogic Microsystems | 1.8 | $3.7M | 78k | 48.12 | |
| Varian Semiconductor | 1.8 | $3.7M | 61k | 61.15 | |
| Blackboard | 1.8 | $3.6M | 80k | 44.65 | |
| Central European Media sr nt cv 5%15 | 1.7 | $3.5M | 4.9M | 0.71 | |
| Ness Technologies | 1.6 | $3.2M | 417k | 7.66 | |
| Apple (AAPL) | 1.5 | $3.1M | 8.0k | 381.38 | |
| Pennichuck Corporation (PNNW) | 1.4 | $2.9M | 105k | 27.98 | |
| Allied Healthcare International (AHCI) | 1.4 | $2.9M | 763k | 3.84 | |
| Yahoo! | 1.4 | $2.9M | 220k | 13.17 | |
| Ralcorp Holdings | 1.3 | $2.6M | 34k | 76.71 | |
| Goodrich Corporation | 1.2 | $2.4M | 20k | 120.70 | |
| JAKKS Pacific | 1.2 | $2.4M | 125k | 18.95 | |
| Penn Millers Holding Corporation | 1.1 | $2.3M | 113k | 20.09 | |
| Global Industries | 1.1 | $2.2M | 275k | 7.92 | |
| Continucare Corporation | 1.1 | $2.1M | 333k | 6.38 | |
| 99 Cents Only Stores | 1.0 | $2.1M | 115k | 18.42 | |
| Arch Chemicals | 1.0 | $2.1M | 45k | 46.91 | |
| Unisys Corp 6.25% Cv Pfd A cvp | 1.0 | $2.1M | 40k | 53.15 | |
| NYSE Euronext | 1.0 | $2.1M | 90k | 23.24 | |
| Validus Holdings | 1.0 | $2.1M | 84k | 24.92 | |
| Harleysville | 1.0 | $2.1M | 35k | 58.86 | |
| Tower Ban | 1.0 | $1.9M | 93k | 20.94 | |
| Dryships Inc. note 5.000%12/0 | 0.9 | $1.9M | 3.1M | 0.61 | |
| M & F Worldwide (MFW) | 0.9 | $1.8M | 75k | 24.62 | |
| Oceanfreight Inc Shs A | 0.9 | $1.8M | 100k | 17.75 | |
| American Medical Alert (AMAC) | 0.9 | $1.8M | 210k | 8.39 | |
| Visteon Corporation (VC) | 0.9 | $1.7M | 40k | 43.00 | |
| Fundtech | 0.8 | $1.6M | 70k | 23.09 | |
| Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) | 0.8 | $1.5M | 1.5k | 1032.00 | |
| Northgate Minerals | 0.8 | $1.5M | 450k | 3.37 | |
| Constellation Energy | 0.7 | $1.4M | 37k | 38.07 | |
| TGC Industries | 0.7 | $1.4M | 315k | 4.40 | |
| Ameron International Corporation | 0.6 | $1.3M | 15k | 84.93 | |
| Solitario Expl & Rty Corp (XPL) | 0.6 | $1.3M | 728k | 1.72 | |
| Allos Therapeutics | 0.6 | $1.2M | 658k | 1.83 | |
| China Fire & Security (CFSG) | 0.6 | $1.2M | 136k | 8.77 | |
| Gold Reserve | 0.6 | $1.1M | 471k | 2.37 | |
| China Med Technologies Inc note 6.250%12/1 | 0.5 | $1.1M | 2.0M | 0.54 | |
| Usec Inc note 3.000%10/0 | 0.5 | $1.1M | 2.0M | 0.53 | |
| Advanced Analogic Technologies In | 0.5 | $1.0M | 239k | 4.33 | |
| McCormick & Schmick's Seafood Restaurant (MSSR) | 0.5 | $1.0M | 151k | 6.92 | |
| Conmed Healthcare Management (CONM) | 0.5 | $1.0M | 274k | 3.78 | |
| Cheniere Energy Inc note 2.250% 8/0 | 0.5 | $1.0M | 1.3M | 0.80 | |
| Omnicare Inc dbcv 3.250%12/1 | 0.4 | $900k | 1.0M | 0.90 | |
| Sanofi Aventis Wi Conval Rt | 0.4 | $893k | 843k | 1.06 | |
| News Corporation | 0.4 | $856k | 55k | 15.48 | |
| FPIC Insurance | 0.4 | $811k | 19k | 41.85 | |
| PharMerica Corporation | 0.4 | $785k | 55k | 14.27 | |
| Prime Acquisition Corp | 0.4 | $801k | 84k | 9.55 | |
| Parkvale Financial (PVSA) | 0.4 | $749k | 41k | 18.40 | |
| Csr | 0.4 | $760k | 59k | 12.98 | |
| WPCS International Incorporated (WPCS) | 0.3 | $695k | 341k | 2.04 | |
| Abington Ban | 0.3 | $632k | 88k | 7.20 | |
| Caliper Life Sciences | 0.3 | $628k | 60k | 10.47 | |
| Crude Carriers Corp | 0.3 | $637k | 64k | 9.96 | |
| APAC Customer Services | 0.3 | $596k | 70k | 8.51 | |
| Reis | 0.3 | $568k | 64k | 8.86 | |
| InterDigital (IDCC) | 0.2 | $512k | 11k | 46.55 | |
| Veno | 0.2 | $396k | 45k | 8.80 | |
| Global Eagle Acquisition Cor *w exp 05/13/201 | 0.2 | $396k | 660k | 0.60 | |
| Telefonos de Mexico | 0.2 | $374k | 25k | 14.96 | |
| SPX Corporation | 0.2 | $339k | 6.0k | 56.50 | |
| Rambus (RMBS) | 0.2 | $350k | 25k | 14.00 | |
| Build-A-Bear Workshop (BBW) | 0.2 | $345k | 68k | 5.10 | |
| Maxygen | 0.2 | $322k | 59k | 5.47 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $295k | 12k | 24.18 | |
| Global Crossing | 0.1 | $311k | 13k | 23.92 | |
| AUSTRALIA ACQUISITION Corp *w Exp99/99/999 warrant | 0.1 | $306k | 1.1M | 0.29 | |
| Herald National Bank (HNB) | 0.1 | $292k | 86k | 3.41 | |
| Cumulus Media | 0.1 | $238k | 84k | 2.84 | |
| Sears Holdings Corporation | 0.1 | $219k | 3.8k | 57.63 | |
| Nucor Corporation (NUE) | 0.1 | $202k | 6.4k | 31.56 | |
| Hess (HES) | 0.1 | $205k | 3.9k | 52.56 | |
| Cazador Acquisition Corporat *w exp 99/99/999 | 0.1 | $207k | 690k | 0.30 | |
| E TRADE Financial Corporation | 0.1 | $190k | 21k | 9.09 | |
| NVIDIA Corporation (NVDA) | 0.1 | $179k | 14k | 12.52 | |
| Alcoa | 0.1 | $190k | 20k | 9.55 | |
| Dell | 0.1 | $187k | 13k | 14.17 | |
| DreamWorks Animation SKG | 0.1 | $187k | 10k | 18.16 | |
| MGM Resorts International. (MGM) | 0.1 | $174k | 19k | 9.30 | |
| McDermott International | 0.1 | $174k | 16k | 10.74 | |
| Universal Business Pmt Sol A *w exp 05/09/201 | 0.1 | $142k | 525k | 0.27 | |
| Morton's Restaurant | 0.1 | $96k | 20k | 4.80 | |
| Prime Acquisition Corp *w exp 99/99/999 | 0.1 | $92k | 200k | 0.46 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $83k | 10k | 8.30 | |
| SeraCare Life Sciences | 0.0 | $34k | 12k | 2.83 | |
| iShares MSCI Japan Index | 0.0 | $13k | 92k | 0.14 | |
| Citigroup (C) | 0.0 | $14k | 1.4M | 0.01 |
