Lumbard Investment Counseling

Lumbard & Kellner as of June 30, 2017

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 87 positions in its portfolio as reported in the June 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Am Govt Ob Fd Cl Y Short Term Fds-taxable (acm) 7.0 $12M 12M 1.00
Vanguard Total Stock Market Etf Closed End Mutual Fund Equity (VTI) 6.8 $12M 95k 124.45
Matthews Asia Dividend Ins Mutual Funds - Equity (MIPIX) 6.6 $12M 634k 18.29
Prudential Financial Common Stock (PRU) 4.7 $8.3M 77k 108.14
Metlife Common Stock (MET) 4.4 $7.7M 140k 54.94
Pimco Enhanced Short Maturity Etf Closed End Mutual Fund Fixed (MINT) 3.6 $6.3M 62k 101.71
Fed Ex Corp Common Stock (FDX) 3.5 $6.2M 29k 217.34
Wal Mart Stores Common Stock (WMT) 3.1 $5.4M 72k 75.69
Alphabet Inc Cl C Common Stock (GOOG) 2.9 $5.1M 5.6k 908.77
Ishares Msci Poland Capped Etf Closed End Mutual Fund Equity (EPOL) 2.9 $5.1M 211k 24.28
Kraton Corporation Common Stock 2.7 $4.7M 136k 34.44
Matthews India Fund Institutional Mutual Funds - Equity 2.7 $4.7M 148k 31.52
Goldman Sachs Group Common Stock (GS) 2.5 $4.4M 20k 221.91
Boeing Common Stock (BA) 2.4 $4.3M 22k 197.74
Corning Common Stock (GLW) 2.3 $4.1M 136k 30.05
International Business Machines Corp Common Stock (IBM) 2.3 $4.0M 26k 153.83
Vanguard Ftse Emerging Markets Etf Closed End Mutual Fund Equity (VWO) 2.2 $3.9M 95k 40.83
Matthews Asia Science And Technology Mutual Funds - Equity 2.1 $3.7M 277k 13.21
Bank Of America Corp 8.000 1/30/58 Corporate Bonds And Notes 2.0 $3.5M 3.4M 1.03
Verizon Communications Common Stock (VZ) 2.0 $3.4M 77k 44.66
Regions Finl Corp Common Stock (RF) 1.9 $3.3M 227k 14.64
Time Warner Common Stock 1.9 $3.3M 33k 100.42
Huntington Bancshares Common Stock (HBAN) 1.8 $3.1M 231k 13.52
Shire Plc A D R Foreign Common Stock 1.7 $3.0M 18k 165.27
Singapore Telecommunicatns A D R Foreign Common Stock (SGAPY) 1.7 $3.0M 105k 28.28
At&t Common Stock (T) 1.7 $2.9M 78k 37.73
Borg Warner Common Stock (BWA) 1.5 $2.5M 60k 42.36
Tyson Foods Inc Cl A Common Stock (TSN) 1.4 $2.5M 40k 62.62
Keycorp Common Stock (KEY) 1.4 $2.5M 132k 18.74
State Street Corp 2.13122 6/15/37 Corporate Bonds And Notes 1.0 $1.7M 1.9M 0.92
Energy Transfer 3.36889 11/01/66 Corporate Bonds And Notes 1.0 $1.7M 2.0M 0.86
General Motors Common Stock (GM) 0.9 $1.5M 44k 34.92
Ford Motor Common Stock (F) 0.9 $1.5M 136k 11.19
Morgan Stanley Mtn 3.65222 9/30/17 Corporate Bonds And Notes 0.8 $1.4M 1.4M 1.00
Us Bank Capital Ix 3.54413 4/15/49 Corporate Bonds And Notes 0.7 $1.3M 1.5M 0.89
Morgan Stanley Mtn 3.27178 4/16/19 Corporate Bonds And Notes 0.7 $1.2M 1.2M 1.01
First Md Cap I 1.880 1/15/27 Corporate Bonds And Notes 0.6 $974k 1.0M 0.94
Jp Morgan Chase Mtn 2.000 4/30/24 Corporate Bonds And Notes 0.5 $939k 1.0M 0.94
Applied Materials Common Stock (AMAT) 0.5 $919k 22k 41.30
Bank Of America Mt 1.70456 12/01/26 Corporate Bonds And Notes 0.5 $900k 980k 0.92
Mellon Cap Iv 4.000 6/29/49 Corporate Bonds And Notes 0.5 $845k 944k 0.90
Lam Research Corp Common Stock (LRCX) 0.4 $738k 5.2k 141.46
Honeywell International Common Stock (HON) 0.4 $721k 5.4k 133.32
Exxon Mobil Corp Common Stock (XOM) 0.4 $715k 8.9k 80.74
Ntc Capital Ii 0.82174 4/15/27 Corporate Bonds And Notes 0.4 $705k 758k 0.93
Keycorp Capital 1 1.3651 7/01/28 Corporate Bonds And Notes 0.4 $685k 742k 0.92
Apple Common Stock (AAPL) 0.4 $646k 4.5k 143.94
Anthem Common Stock (ELV) 0.4 $626k 3.3k 188.27
Voya Financial Common Stock (VOYA) 0.3 $605k 16k 36.88
Comcast Corp Class A Common Stock (CMCSA) 0.3 $562k 14k 38.91
Check Point Software Tech Foreign Common Stock (CHKP) 0.3 $548k 5.0k 109.16
Citigroup Inc 1.54892 8/25/36 Corporate Bonds And Notes 0.3 $512k 600k 0.85
Philip Morris Intl Common Stock (PM) 0.3 $505k 4.3k 117.44
Eli Lilly Common Stock (LLY) 0.3 $490k 6.0k 82.28
General Electric Common Stock 0.3 $451k 17k 27.01
Merck Common Stock (MRK) 0.2 $392k 6.1k 64.05
Spdr S&p Regional Banking Etf Closed End Mutual Fund Equity (KRE) 0.2 $380k 6.9k 54.91
Pepsico Common Stock (PEP) 0.2 $341k 3.0k 115.59
M T Bank Corp Common Stock (MTB) 0.2 $327k 2.0k 162.04
Nisource Common Stock (NI) 0.2 $304k 12k 25.33
Citigroup Inc Mtn 3.000 12/15/20 Corporate Bonds And Notes 0.2 $296k 300k 0.99
Microsoft Corp Common Stock (MSFT) 0.2 $293k 4.3k 68.94
Visa Inc Class A Shares Common Stock (V) 0.2 $276k 2.9k 93.72
Lyondellbasell Industries Cl A Foreign Common Stock (LYB) 0.1 $249k 3.0k 84.26
Facebook Inc A Common Stock (META) 0.1 $243k 1.6k 150.74
Altria Group Common Stock (MO) 0.1 $209k 2.8k 74.64
Mexico Equity & Income Closed End Mutual Fund Equity (MXE) 0.1 $209k 18k 11.41
Opus Bank 5.500 7/01/26 Corporate Bonds And Notes 0.1 $202k 200k 1.01
Suntrust Capital 1.78122 3/15/28 Corporate Bonds And Notes 0.1 $201k 219k 0.92
Manuf Traders 2.43711 12/28/20 Corporate Bonds And Notes 0.1 $198k 198k 1.00
Slm Corp Mtn 8.450 6/15/18 Corporate Bonds And Notes 0.1 $105k 100k 1.05
Bank Of Amer Mtn 5.03796 6/29/20 Corporate Bonds And Notes 0.1 $101k 100k 1.01
Ingram Micro Inc 4.950 12/15/24 Corporate Bonds And Notes 0.1 $92k 90k 1.02
Altria Group Inc 9.700 11/10/18 Corporate Bonds And Notes 0.0 $55k 50k 1.10
Southborough Ma Ref 4.000 6/01/20 Muni Bds-fixed Non Taxable 0.0 $54k 50k 1.08
Westwood Ma Ref 4.000 6/01/19 Muni Bds-fixed Non Taxable 0.0 $53k 50k 1.06
Wells Fargo Mtn 3.500 3/08/22 Corporate Bonds And Notes 0.0 $52k 50k 1.04
Massachusetts St Ser 3.000 12/01/23 Muni Bds-fixed Non Taxable 0.0 $52k 50k 1.04
Milton Ma Ref 2.000 1/15/19 Muni Bds-fixed Non Taxable 0.0 $51k 50k 1.02
Us Steel Corp 7.000 2/01/18 Corporate Bonds And Notes 0.0 $51k 50k 1.02
Kohls Corporation 4.250 7/17/25 Corporate Bonds And Notes 0.0 $49k 50k 0.98
Goldman Sachs Gr Mtn 3.250 8/15/18 Corporate Bonds And Notes 0.0 $41k 40k 1.02
Pennsylvania St 5.000 7/01/18 Muni Bds-fixed Non Taxable 0.0 $26k 25k 1.04
Texas A M Univ Revs 5.000 5/15/18 Muni Bds-fixed Non Taxable 0.0 $26k 25k 1.04
U S Treas Bds 8.125 8/15/19 Us Treasury Bonds & Notes 0.0 $11k 10k 1.10
Gabriel Resources Foreign Common Stock 0.0 $6.0k 30k 0.20
Five Star Senior Living Common Stock 0.0 $0 100k 0.00