Lumbard Investment Counseling

Lumbard & Kellner as of Sept. 30, 2017

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 86 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 6.9 $13M 98k 129.52
Matthews Asia Div Fund mutual funds (MIPIX) 6.7 $12M 646k 18.93
First Amer Govt Oblig Fund Cl Y short term fds-taxable 5.5 $10M 10M 1.00
Prudential Financial (PRU) 4.5 $8.2M 77k 106.32
MetLife (MET) 4.0 $7.4M 142k 51.95
FedEx Corporation (FDX) 3.5 $6.5M 29k 225.59
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 3.4 $6.3M 61k 101.80
Wal-Mart Stores (WMT) 3.1 $5.6M 72k 78.14
Alphabet Inc Class C cs (GOOG) 3.0 $5.5M 5.8k 959.11
Boeing Company (BA) 3.0 $5.5M 22k 254.22
Kraton Performance Polymers 2.8 $5.2M 129k 40.44
iShares MSCI Poland Investable ETF (EPOL) 2.8 $5.2M 196k 26.52
Matthews India Fund Institutional mutual funds - equity 2.6 $4.8M 150k 31.84
Goldman Sachs (GS) 2.5 $4.7M 20k 237.20
Shire 2.2 $4.1M 27k 153.16
Vanguard Emerging Markets ETF (VWO) 2.2 $4.1M 94k 43.57
Corning Incorporated (GLW) 2.2 $4.1M 135k 29.92
Matthews Asia Science And Technology mutual funds - equity 2.2 $4.0M 280k 14.16
International Business Machines (IBM) 2.1 $3.8M 26k 145.07
Regions Financial Corporation (RF) 1.9 $3.5M 229k 15.23
Bank Of America Corp 8% $0.08 preferred 1.9 $3.4M 3.4M 1.01
Time Warner 1.8 $3.3M 33k 102.45
Zoetis Inc Cl A (ZTS) 1.8 $3.3M 52k 63.76
Huntington Bancshares Incorporated (HBAN) 1.8 $3.3M 233k 13.96
At&t (T) 1.7 $3.1M 79k 39.17
BorgWarner (BWA) 1.7 $3.0M 59k 51.24
Singapore Telecom Ltd New 2006 (SGAPY) 1.6 $2.9M 107k 27.17
Tyson Foods (TSN) 1.5 $2.8M 40k 70.46
Key (KEY) 1.4 $2.5M 133k 18.82
Vanguard Total World Stock Idx (VT) 1.4 $2.5M 35k 70.71
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 1.0 $1.8M 2.0M 0.90
State Str Corp 6/15/37 corporate bonds and notes 0.9 $1.7M 1.9M 0.91
General Motors Company (GM) 0.9 $1.7M 42k 40.38
Ford Motor Company (F) 0.9 $1.6M 134k 11.97
Morgan Stanley corporate bonds and notes 0.8 $1.4M 1.4M 1.00
Us Bank Capital Ix corporate bonds and notes 0.7 $1.3M 1.5M 0.89
Morgan Stanley corporate bonds and notes 0.6 $1.2M 1.2M 1.01
Applied Materials (AMAT) 0.6 $1.2M 22k 52.09
Lam Research Corporation (LRCX) 0.5 $965k 5.2k 184.97
First Md Cap I corporate bonds and notes 0.5 $969k 1.0M 0.95
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.5 $911k 969k 0.94
Bank Of America Corp corporate bonds and notes 0.5 $891k 968k 0.92
Mellon Cap Iv Normalpfd Cap fixed income 0.5 $869k 944k 0.92
Brighthouse Finl (BHF) 0.5 $857k 14k 60.77
Honeywell International (HON) 0.4 $767k 5.4k 141.83
Exxon Mobil Corporation (XOM) 0.4 $726k 8.9k 81.98
Apple (AAPL) 0.4 $697k 4.5k 154.03
Ntc Capital Ii corporate bonds and notes 0.4 $705k 758k 0.93
Keycorp Capital 1 1.0655% 7/01/28 corporate bonds and notes 0.4 $675k 718k 0.94
Voya Financial (VOYA) 0.4 $654k 16k 39.87
Anthem (ELV) 0.3 $631k 3.3k 189.77
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.3 $572k 5.0k 113.94
Comcast Corporation (CMCSA) 0.3 $556k 14k 38.50
Eli Lilly & Co. (LLY) 0.3 $509k 6.0k 85.47
Citigroup Inc corporate bonds and notes 0.3 $498k 600k 0.83
Philip Morris International (PM) 0.3 $481k 4.3k 110.98
General Electric Company 0.2 $404k 17k 24.19
Merck & Co (MRK) 0.2 $392k 6.1k 64.05
SPDR KBW Regional Banking (KRE) 0.2 $393k 6.9k 56.79
M&T Bank Corporation (MTB) 0.2 $325k 2.0k 161.05
Pepsi (PEP) 0.2 $329k 3.0k 111.53
Microsoft Corporation (MSFT) 0.2 $317k 4.3k 74.59
NiSource (NI) 0.2 $307k 12k 25.58
Visa (V) 0.2 $310k 2.9k 105.26
Citigroup Inc corporate bonds and notes 0.2 $303k 300k 1.01
Industries N shs - a - (LYB) 0.2 $293k 3.0k 99.15
Facebook Inc cl a (META) 0.1 $275k 1.6k 170.60
Mexico Equity and Income Fund (MXE) 0.1 $209k 18k 11.58
Manuf & Traders Trust Co bond paying periodic income 0.1 $198k 198k 1.00
Suntrust Capital Iii bond paying periodic income 0.1 $202k 219k 0.92
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.1 $202k 200k 1.01
Bank Of America 0.1 $103k 100k 1.03
Slm Corp Mtn 8.450% 6/15/18 corporate bonds and notes 0.1 $104k 100k 1.04
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $92k 90k 1.02
Wells Fargo & Company corporate bonds 0.0 $52k 50k 1.04
Altria Group, Inc. corporate bonds 0.0 $54k 50k 1.08
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $52k 50k 1.04
Milton Ma Ref muni bds-fixed non taxable 0.0 $51k 50k 1.02
Southborough Ma Ref muni bds-fixed non taxable 0.0 $54k 50k 1.08
Westwood Ma Ref muni bds-fixed non taxable 0.0 $52k 50k 1.04
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $51k 50k 1.02
Goldman Sachs Group Inc bond paying periodic income 0.0 $40k 40k 1.00
Pennsylvania St Second Ref muni bds-fixed non taxable 0.0 $26k 25k 1.04
Texas A M Univ Revs Fing Sys Ser D muni bds-fixed non taxable 0.0 $26k 25k 1.04
South Carolina St 2.500 12/01/49 muni bds-variable non taxable 0.0 $26k 25k 1.04
Gabriel Resources 0.0 $8.1k 30k 0.27