Lumbard Investment Counseling

Lumbard & Kellner as of March 31, 2018

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 80 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 14.0 $25M 181k 135.72
Matthews Asia Div Fund mutual funds (MIPIX) 7.3 $13M 652k 19.57
Prudential Financial (PRU) 4.1 $7.2M 69k 103.56
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 4.0 $7.1M 70k 101.55
FedEx Corporation (FDX) 4.0 $7.0M 29k 240.09
MetLife (MET) 3.7 $6.5M 142k 45.89
Wal-Mart Stores (WMT) 3.6 $6.3M 71k 88.97
Alphabet Inc Class C cs (GOOG) 3.4 $5.9M 5.8k 1031.83
Matthews India Fund Institutional mutual funds - equity 2.9 $5.0M 149k 33.62
Goldman Sachs (GS) 2.8 $4.9M 19k 251.86
iShares MSCI Poland Investable ETF (EPOL) 2.8 $4.9M 194k 25.10
Time Warner 2.6 $4.5M 48k 94.59
Zoetis Inc Cl A (ZTS) 2.5 $4.4M 52k 83.52
Vanguard Emerging Markets ETF (VWO) 2.5 $4.4M 93k 46.98
International Business Machines (IBM) 2.3 $4.1M 27k 153.41
Shire 2.3 $4.0M 27k 149.39
Kraton Performance Polymers 2.2 $3.9M 82k 47.71
Corning Incorporated (GLW) 2.1 $3.8M 135k 27.88
Regions Financial Corporation (RF) 2.1 $3.7M 201k 18.58
Bank Of America Corp 8% $0.08 preferred 1.9 $3.4M 3.4M 1.00
Tyson Foods (TSN) 1.8 $3.1M 43k 73.19
Brighthouse Finl (BHF) 1.8 $3.1M 60k 51.39
Huntington Bancshares Incorporated (HBAN) 1.7 $3.0M 197k 15.10
Singapore Telecom Ltd New 2006 (SGAPY) 1.7 $2.9M 114k 25.94
Vanguard Total World Stock Idx (VT) 1.6 $2.9M 39k 73.62
At&t (T) 1.6 $2.8M 79k 35.65
Henry Schein (HSIC) 1.5 $2.7M 40k 67.22
Key (KEY) 1.4 $2.5M 130k 19.55
Bank Of New York Mellon 1.2 $2.0M 2.0M 1.02
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 1.0 $1.7M 1.9M 0.88
BorgWarner (BWA) 0.9 $1.6M 32k 50.23
Us Bank Capital Ix corporate bonds and notes 0.8 $1.3M 1.4M 0.90
Morgan Stanley corporate bonds and notes 0.7 $1.2M 1.1M 1.01
Applied Materials (AMAT) 0.6 $959k 17k 55.59
First Md Cap I corporate bonds and notes 0.6 $954k 1.0M 0.95
Bank Of America Corp corporate bonds and notes 0.5 $920k 968k 0.95
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.5 $867k 942k 0.92
Mellon Cap Iv Normalpfd Cap fixed income 0.5 $859k 944k 0.91
Honeywell International (HON) 0.5 $782k 5.4k 144.60
Apple (AAPL) 0.4 $732k 4.4k 167.70
Ntc Capital Ii corporate bonds and notes 0.4 $713k 758k 0.94
American Express 0.4 $713k 706k 1.01
Exxon Mobil Corporation (XOM) 0.4 $661k 8.9k 74.64
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.3 $499k 5.0k 99.40
Citigroup Inc corporate bonds and notes 0.3 $502k 570k 0.88
Comcast Corporation (CMCSA) 0.3 $493k 14k 34.14
Eli Lilly & Co. (LLY) 0.3 $461k 6.0k 77.41
Philip Morris International (PM) 0.2 $431k 4.3k 99.45
SPDR KBW Regional Banking (KRE) 0.2 $394k 6.5k 60.43
Microsoft Corporation (MSFT) 0.2 $388k 4.3k 91.29
Visa (V) 0.2 $352k 2.9k 119.52
Merck & Co (MRK) 0.2 $333k 6.1k 54.41
Voya Financial (VOYA) 0.2 $328k 6.5k 50.46
Pepsi (PEP) 0.2 $322k 3.0k 109.15
Industries N shs - a - (LYB) 0.2 $312k 3.0k 105.58
Citigroup Inc corporate bonds and notes 0.2 $303k 300k 1.01
NiSource (NI) 0.2 $287k 12k 23.92
General Electric Company 0.1 $225k 17k 13.47
Matthews India Fund 0.1 $209k 6.3k 33.33
Facebook Inc cl a (META) 0.1 $210k 1.3k 160.06
Suntrust Capital Iii bond paying periodic income 0.1 $204k 219k 0.93
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.1 $206k 200k 1.03
Manuf & Traders Trust Co bond paying periodic income 0.1 $173k 173k 1.00
Mexico Equity and Income Fund (MXE) 0.1 $161k 15k 10.98
Bank Of America 0.1 $103k 100k 1.03
Slm Corp Mtn 8.450% 6/15/18 corporate bonds and notes 0.1 $101k 100k 1.01
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $87k 90k 0.97
Wells Fargo & Company corporate bonds 0.0 $50k 50k 1.00
Altria Group, Inc. corporate bonds 0.0 $52k 50k 1.04
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $51k 50k 1.02
Milton Ma Ref muni bds-fixed non taxable 0.0 $50k 50k 1.00
Southborough Ma Ref muni bds-fixed non taxable 0.0 $52k 50k 1.04
Westwood Ma Ref muni bds-fixed non taxable 0.0 $51k 50k 1.02
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $50k 50k 1.00
Goldman Sachs Group Inc bond paying periodic income 0.0 $40k 40k 1.00
State Str Corp 6/15/37 corporate bonds and notes 0.0 $27k 30k 0.90
Pennsylvania St Second Ref muni bds-fixed non taxable 0.0 $25k 25k 1.00
Texas A M Univ Revs Fing Sys Ser D muni bds-fixed non taxable 0.0 $25k 25k 1.00
South Carolina St 2.500 12/01/49 muni bds-variable non taxable 0.0 $25k 25k 1.00
Gabriel Resources 0.0 $8.1k 30k 0.27