Lumbard Investment Counseling

Lumbard & Kellner as of Dec. 31, 2018

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 80 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 14.1 $23M 182k 127.63
Matthews Asia Div Fund mutual funds (MIPIX) 6.3 $10M 649k 16.04
First Amer Govt Oblig Fund Cl Y short term fds-taxable 6.0 $10M 10M 1.00
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 4.5 $7.4M 74k 100.95
Wal-Mart Stores (WMT) 3.9 $6.3M 68k 93.15
MetLife (MET) 3.6 $5.9M 144k 41.06
Alphabet Inc Class C cs (GOOG) 3.5 $5.8M 5.6k 1035.66
Prudential Financial (PRU) 3.4 $5.6M 69k 81.54
Walt Disney Company (DIS) 2.8 $4.6M 42k 109.65
Shire 2.8 $4.6M 27k 174.05
FedEx Corporation (FDX) 2.8 $4.6M 29k 161.33
Zoetis Inc Cl A (ZTS) 2.7 $4.5M 52k 85.53
iShares MSCI Poland Investable ETF (EPOL) 2.7 $4.4M 192k 23.03
At&t (T) 2.5 $4.2M 146k 28.54
Matthews India Fund Institutional mutual funds - equity 2.5 $4.1M 153k 26.56
Corning Incorporated (GLW) 2.4 $4.0M 132k 30.21
Facebook Inc cl a (META) 2.3 $3.8M 29k 131.08
Vanguard Emerging Markets ETF (VWO) 2.1 $3.5M 91k 38.10
Goldman Sachs (GS) 1.9 $3.2M 19k 167.04
Henry Schein (HSIC) 1.9 $3.1M 40k 78.52
International Business Machines (IBM) 1.8 $3.0M 26k 113.67
Vanguard Total World Stock Idx (VT) 1.6 $2.6M 39k 65.45
Lockheed Martin Corporation (LMT) 1.5 $2.5M 9.4k 261.86
Huntington Bancshares Incorporated (HBAN) 1.4 $2.3M 196k 11.92
Singapore Telecom Ltd New 2006 (SGAPY) 1.4 $2.3M 108k 21.50
Tyson Foods (TSN) 1.4 $2.3M 43k 53.40
Bank Of New York Mellon 1.2 $2.0M 2.0M 0.98
Key (KEY) 1.1 $1.9M 129k 14.78
Kraton Performance Polymers 1.1 $1.8M 82k 21.84
Brighthouse Finl (BHF) 1.1 $1.8M 58k 30.48
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 0.8 $1.4M 1.9M 0.71
Us Bank Capital Ix corporate bonds and notes 0.7 $1.1M 1.4M 0.74
BorgWarner (BWA) 0.6 $1.0M 30k 34.74
First Md Cap I corporate bonds and notes 0.6 $914k 1.0M 0.91
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.5 $886k 942k 0.94
Bank Of America Corp corporate bonds and notes 0.5 $852k 968k 0.88
Wachovia Cap Triii 0.5 $770k 855k 0.90
Mellon Cap Iv Normalpfd Cap fixed income 0.4 $717k 944k 0.76
Morgan Stanley corporate bonds and notes 0.4 $702k 702k 1.00
Eli Lilly & Co. (LLY) 0.4 $689k 6.0k 115.70
Ntc Capital Ii corporate bonds and notes 0.4 $697k 758k 0.92
American Express 0.4 $670k 698k 0.96
Honeywell International (HON) 0.4 $639k 4.8k 132.13
Exxon Mobil Corporation (XOM) 0.4 $600k 8.8k 68.23
Citigroup Inc p 0.3 $576k 600k 0.96
Apple (AAPL) 0.3 $520k 3.3k 157.67
Applied Materials (AMAT) 0.3 $530k 16k 32.71
Comcast Corporation (CMCSA) 0.3 $464k 14k 34.05
Merck & Co (MRK) 0.3 $468k 6.1k 76.47
Citigroup Inc corporate bonds and notes 0.3 $445k 570k 0.78
Microsoft Corporation (MSFT) 0.3 $432k 4.3k 101.65
Visa (V) 0.2 $389k 2.9k 132.09
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.2 $347k 3.4k 102.78
Pepsi (PEP) 0.2 $326k 3.0k 110.51
NiSource (NI) 0.2 $304k 12k 25.33
Philip Morris International (PM) 0.2 $289k 4.3k 66.68
SPDR KBW Regional Banking (KRE) 0.2 $293k 6.3k 46.73
Citigroup Inc corporate bonds and notes 0.2 $303k 300k 1.01
Industries N shs - a - (LYB) 0.1 $246k 3.0k 83.25
Nextera Energy (NEE) 0.1 $209k 1.2k 174.17
Voya Financial (VOYA) 0.1 $222k 5.5k 40.18
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.1 $204k 200k 1.02
Suntrust Capital Iii bond paying periodic income 0.1 $188k 219k 0.86
Manuf & Traders Trust Co bond paying periodic income 0.1 $173k 173k 1.00
General Electric Company 0.1 $126k 17k 7.54
Mexico Equity and Income Fund (MXE) 0.1 $137k 14k 10.05
Bank Of America 0.1 $100k 100k 1.00
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $88k 90k 0.98
Wells Fargo & Company corporate bonds 0.0 $50k 50k 1.00
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $50k 50k 1.00
Milton Ma Ref muni bds-fixed non taxable 0.0 $50k 50k 1.00
Southborough Ma Ref muni bds-fixed non taxable 0.0 $52k 50k 1.04
Westwood Ma Ref muni bds-fixed non taxable 0.0 $50k 50k 1.00
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $49k 50k 0.98
South Carolina St 2.500 12/01/49 muni bds-variable non taxable 0.0 $25k 25k 1.00
State Str Corp 6/15/37 corporate bonds and notes 0.0 $24k 30k 0.80
Gabriel Resources 0.0 $6.9k 30k 0.23
Five Star Quality Care 0.0 $0 100k 0.00
Desarrolladora Homex Sa other foreign corporate bonds 0.0 $0 63k 0.00
Amicus Wind Down 0.00001% 6/15/12 corporate bonds and notes 0.0 $0 50k 0.00