Lumbard Investment Counseling

Lumbard & Kellner as of March 31, 2017

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 90 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Amer Govt Oblig Fund Cl Y short term fds-taxable 9.7 $16M 16M 1.00
Vanguard Total Stock Market ETF (VTI) 7.0 $12M 97k 121.32
Matthews Asia Div Fund mutual funds (MIPIX) 6.5 $11M 634k 17.31
Prudential Financial (PRU) 4.7 $7.9M 74k 106.68
MetLife (MET) 4.1 $6.9M 131k 52.82
FedEx Corporation (FDX) 3.2 $5.4M 28k 195.16
Wal-Mart Stores (WMT) 3.1 $5.2M 72k 72.09
Alphabet Inc Class C cs (GOOG) 3.0 $5.0M 6.0k 829.63
International Business Machines (IBM) 2.7 $4.6M 27k 174.13
Matthews India Fund Institutional mutual funds - equity 2.7 $4.5M 150k 30.27
Goldman Sachs (GS) 2.6 $4.5M 20k 229.72
iShares MSCI Poland Investable ETF (EPOL) 2.6 $4.4M 204k 21.58
Kraton Performance Polymers 2.5 $4.2M 136k 30.92
Boeing Company (BA) 2.2 $3.8M 22k 176.85
Vanguard Emerging Markets ETF (VWO) 2.2 $3.8M 95k 39.73
Corning Incorporated (GLW) 2.2 $3.7M 136k 27.00
Bank Of America Corp 8% $0.08 preferred 2.1 $3.5M 3.4M 1.03
FMC Corporation (FMC) 2.0 $3.4M 49k 69.59
Regions Financial Corporation (RF) 1.9 $3.3M 225k 14.53
At&t (T) 1.9 $3.2M 78k 41.55
Time Warner 1.9 $3.2M 33k 97.71
Shire 1.9 $3.2M 18k 174.22
Matthews Asia Science And Technology mutual funds - equity 1.8 $3.1M 266k 11.62
Huntington Bancshares Incorporated (HBAN) 1.8 $3.0M 228k 13.39
Singapore Telecom Ltd New 2006 (SGAPY) 1.7 $2.9M 103k 28.11
BorgWarner (BWA) 1.5 $2.5M 60k 41.79
Tyson Foods (TSN) 1.4 $2.5M 40k 61.70
Key (KEY) 1.4 $2.3M 129k 17.78
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 1.0 $1.7M 2.0M 0.85
State Str Corp 6/15/37 corporate bonds and notes 1.0 $1.6M 1.9M 0.88
Ford Motor Company (F) 0.9 $1.6M 136k 11.64
General Motors Company (GM) 0.9 $1.5M 44k 35.36
Morgan Stanley corporate bonds and notes 0.8 $1.4M 1.4M 1.00
Us Bank Capital Ix corporate bonds and notes 0.7 $1.2M 1.5M 0.85
Morgan Stanley corporate bonds and notes 0.7 $1.2M 1.2M 1.01
Apple (AAPL) 0.6 $1.1M 7.5k 143.60
First Md Cap I corporate bonds and notes 0.6 $949k 1.0M 0.92
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.6 $930k 1.0M 0.93
Bank Of America Corp corporate bonds and notes 0.5 $882k 980k 0.90
Applied Materials (AMAT) 0.5 $866k 22k 38.92
Anthem (ELV) 0.5 $855k 5.2k 165.41
Mellon Cap Iv Normalpfd Cap fixed income 0.5 $802k 944k 0.85
Exxon Mobil Corporation (XOM) 0.4 $726k 8.9k 81.98
Ntc Capital Ii corporate bonds and notes 0.4 $690k 758k 0.91
Honeywell International (HON) 0.4 $675k 5.4k 124.82
Lam Research Corporation (LRCX) 0.4 $670k 5.2k 128.43
Voya Financial (VOYA) 0.4 $670k 18k 37.97
Keycorp Capital 1 1.0655% 7/01/28 corporate bonds and notes 0.4 $660k 742k 0.89
Comcast Corporation (CMCSA) 0.3 $543k 14k 37.60
Gilead Sciences (GILD) 0.3 $516k 7.6k 67.95
Eli Lilly & Co. (LLY) 0.3 $501k 6.0k 84.13
Verizon Communications (VZ) 0.3 $515k 11k 48.76
Philip Morris International (PM) 0.3 $502k 4.4k 112.83
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.3 $515k 5.0k 102.59
General Electric Company 0.3 $498k 17k 29.82
Citigroup Inc corporate bonds and notes 0.3 $486k 600k 0.81
Merck & Co (MRK) 0.2 $404k 6.4k 63.47
Industries N shs - a - (LYB) 0.2 $384k 4.2k 91.15
SPDR KBW Regional Banking (KRE) 0.2 $378k 6.9k 54.62
Pepsi (PEP) 0.2 $330k 3.0k 111.86
M&T Bank Corporation (MTB) 0.2 $312k 2.0k 154.61
Microsoft Corporation (MSFT) 0.2 $280k 4.3k 65.88
NiSource (NI) 0.2 $285k 12k 23.75
Citigroup Inc corporate bonds and notes 0.2 $294k 300k 0.98
Facebook Inc cl a (META) 0.2 $273k 1.9k 141.89
Visa (V) 0.1 $262k 2.9k 88.96
Johnson & Johnson (JNJ) 0.1 $211k 1.7k 124.26
Altria (MO) 0.1 $200k 2.8k 71.43
Mexico Equity and Income Fund (MXE) 0.1 $199k 18k 10.87
Manuf & Traders Trust Co bond paying periodic income 0.1 $196k 198k 0.99
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.1 $200k 200k 1.00
Suntrust Capital Iii bond paying periodic income 0.1 $191k 219k 0.87
Bank Of America 0.1 $103k 100k 1.03
Slm Corp Mtn 8.450% 6/15/18 corporate bonds and notes 0.1 $107k 100k 1.07
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $89k 90k 0.99
Wells Fargo & Company corporate bonds 0.0 $52k 50k 1.04
Altria Group, Inc. corporate bonds 0.0 $56k 50k 1.12
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $52k 50k 1.04
Milton Ma Ref muni bds-fixed non taxable 0.0 $51k 50k 1.02
Southborough Ma Ref muni bds-fixed non taxable 0.0 $54k 50k 1.08
Westwood Ma Ref muni bds-fixed non taxable 0.0 $53k 50k 1.06
United States Stl Corp high yield 0.0 $51k 50k 1.02
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $48k 50k 0.96
Goldman Sachs Group Inc bond paying periodic income 0.0 $41k 40k 1.02
Pennsylvania St Second Ref muni bds-fixed non taxable 0.0 $26k 25k 1.04
Texas A M Univ Revs Fing Sys Ser D muni bds-fixed non taxable 0.0 $26k 25k 1.04
Gabriel Resources 0.0 $9.0k 30k 0.30
Five Star Quality Care 0.0 $0 100k 0.00
Amicus Wind Down 0.00001% 6/15/12 corporate bonds and notes 0.0 $0 50k 0.00
Japanese Yen Currency other cash equivalents 0.0 $0 46k 0.00