MacKay Shields

Mackay Shields as of Sept. 30, 2017

Portfolio Holdings for Mackay Shields

Mackay Shields holds 159 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Dish Network Corp note 3.375% 8/1 4.8 $128M 114M 1.12
Stone Energy 4.2 $114M 3.9M 29.06
Danaher Corp Del debt 2.8 $75M 23M 3.28
Microchip Technology Inc note 1.625% 2/1 2.7 $72M 41M 1.75
Weatherford Intl Ltd Note 5.875% 7/0 bond 2.6 $70M 64M 1.09
Al Us conv 2.4 $64M 42M 1.53
Xpo Logistics note 4.5% 10/1 2.3 $63M 16M 4.03
American Rlty Cap Pptys Inc note 3.750%12/1 2.3 $63M 60M 1.04
Lam Research Corp conv 2.2 $59M 19M 3.06
Macquarie Infrastructure conv 2.0 $55M 51M 1.07
Red Hat Inc conv 2.0 $54M 35M 1.54
Bank Of America Corporation preferred (BAC.PL) 1.9 $51M 39k 1301.50
Priceline Grp Inc note 0.350% 6/1 1.8 $49M 34M 1.45
American Tower Corp cnv p 1.8 $49M 398k 121.94
Hologic Inc cnv 1.8 $47M 39M 1.22
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 1.7 $45M 34k 1315.26
Wellpoint Inc Note cb 1.7 $45M 17M 2.60
Priceline.com debt 1.000% 3/1 1.6 $44M 23M 1.94
Biomarin Pharmaceutical Inc note 0.750%10/1 1.6 $44M 39M 1.12
Nxp Semiconductors N V dbcv 1.000% 12/0 1.6 $44M 36M 1.21
Salesforce.com Inc conv 1.6 $43M 30M 1.41
Verint Sys Inc note 1.5% 6/1 1.6 $42M 43M 0.98
Atlas Air Worldwide Hldgs In note 2.250% 6/0 1.5 $40M 33M 1.21
Comstock Res Inc note 9.500% 6/1 1.5 $40M 50M 0.80
Servicenow Inc. note 1.5 $39M 24M 1.61
American Eagle Outfitters (AEO) 1.4 $37M 2.6M 14.30
Molina Healthcare Inc conv 1.4 $37M 29M 1.26
Blackhawk Network Hldgs Inc note 1.500% 1/1 1.4 $36M 32M 1.12
Micron Technology Inc conv 1.3 $35M 25M 1.39
Helix Energy Solutions Grp I note 4.250% 5/0 1.3 $34M 35M 0.99
1,375% Liberty Media 15.10.2023 note 1.2 $32M 27M 1.21
Inphi Corp note 1.125%12/0 1.2 $31M 25M 1.23
Illumina Inc conv 1.1 $31M 27M 1.14
Oasis Pete Inc New Note 2.625% 9/1 bond 1.1 $31M 28M 1.09
Wabash National Corp 3.375 '18 conv 1.1 $31M 16M 1.96
Allergan Plc pfd conv ser a 1.1 $30M 41k 733.39
Proofpoint Inc dbcv 0.750% 6/1 1.1 $30M 24M 1.25
Chart Industries 2% conv 1.1 $30M 30M 1.00
Teleflex Incorporated (TFX) 1.1 $30M 123k 241.97
Advanced Micro Devices Inc Note 2.125% 9/0 bond 1.1 $29M 16M 1.77
Citrix Systems Inc conv 1.1 $28M 24M 1.16
On Semiconductor Corp Note 1.000%12/0 bond 1.0 $28M 23M 1.20
Mercadolibre Inc note 2.250% 7/0 1.0 $27M 13M 2.09
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.9 $26M 24M 1.06
Nuveen Insured Tax-Free Adv Munici (NEA) 0.9 $25M 1.8M 13.85
SPDR Gold Trust (GLD) 0.9 $23M 189k 121.58
Novellus Systems, Inc. note 2.625% 5/1 0.8 $22M 4.0M 5.50
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.8 $22M 23M 0.95
T Mobile Us Inc conv pfd ser a 0.8 $20M 201k 100.03
Rambus Inc Del note 1.125% 8/1 0.7 $20M 17M 1.18
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.7 $19M 1.3M 15.21
Comstock Res Inc note 7.750% 4/0 0.7 $19M 23M 0.81
Becton Dickinson & Co pfd shs conv a 0.7 $19M 340k 55.20
Carriage Svcs Inc note 2.750% 3/1 0.7 $19M 15M 1.25
Stanley Black & Decker Inc unit 05/15/2020 0.7 $19M 163k 114.33
Delta Air Lines (DAL) 0.7 $18M 379k 48.22
Nuveen Insd Dividend Advantage (NVG) 0.7 $17M 1.1M 15.39
Bank of America Corporation (BAC) 0.6 $17M 666k 25.34
Teva Pharm Finance Llc Cvt cv bnd 0.6 $17M 19M 0.90
Echo Global Logistics Inc note 2.500% 5/0 0.6 $17M 17M 0.97
Intel Corp sdcv 0.6 $16M 12M 1.42
Crown Castle Intl Corp New 6.875% con pfd a 0.6 $16M 16k 1060.20
Putnam Municipal Opportunities Trust (PMO) 0.6 $16M 1.2M 12.63
Intercept Pharmas conv 0.5 $14M 18M 0.77
Alza Corp sdcv 7/2 0.5 $13M 7.4M 1.79
Nuvasive Inc note 2.250% 3/1 0.5 $13M 11M 1.14
Illumina Inc. 0.00% June 15, 2019 ccb 0.4 $12M 11M 1.06
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.4 $11M 800k 14.17
Intel Corp. Jr. Sub. Cv. Deb. conv 0.4 $11M 5.9M 1.84
Depomed Inc conv 0.4 $10M 14M 0.74
Halliburton Company (HAL) 0.3 $8.6M 187k 46.03
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.3 $8.6M 649k 13.20
Nextera Energy Inc unit 08/31/2018 0.3 $8.7M 132k 66.33
Delaware Inv Mn Mun Inc Fd I 0.3 $8.0M 564k 14.25
Verisign Inc sdcv 3.250% 8/1 0.3 $7.8M 2.5M 3.12
iShares Gold Trust 0.3 $7.7M 628k 12.31
Arconic 0.3 $7.9M 203k 38.90
Nuveen PA Investnt Quality Municipal (NQP) 0.3 $7.6M 563k 13.55
Rpm International Inc convertible cor 0.3 $7.5M 6.5M 1.16
Welltower Inc 6.50% pfd prepet 0.3 $7.5M 118k 63.69
Vaneck Vectors Etf Tr High Yld Mun Etf 0.3 $7.6M 241k 31.31
United Technologies Corporation 0.2 $6.2M 53k 116.07
Eaton Vance New York Municipal Bond Fund (ENX) 0.2 $6.2M 482k 12.93
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.2 $6.3M 452k 13.96
Spdr Series Trust cmn (HYMB) 0.2 $6.2M 109k 57.10
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.2 $6.1M 430k 14.26
Nuance Communications Inc note 2.750%11/0 0.2 $4.7M 4.7M 1.00
American Rlty Cap Pptys Inc note 3.000% 8/0 0.2 $4.5M 4.4M 1.01
Medicines Company 2.750000 07/15/2023 bond 0.2 $4.4M 4.2M 1.05
Nuveen Michigan Qlity Incom Municipal 0.1 $4.1M 300k 13.67
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $3.8M 168k 22.67
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.1 $3.5M 256k 13.53
Petroquest Energy 0.1 $3.5M 1.5M 2.29
Tesla Motors Inc bond 0.1 $3.2M 2.8M 1.13
Nuveen Maryland Premium Income Municipal 0.1 $2.6M 200k 12.83
BlackRock Florida Municipal 2020 Term Tr 0.1 $2.8M 188k 15.04
MFS Municipal Income Trust (MFM) 0.1 $2.5M 348k 7.20
Yahoo Inc note 12/0 0.1 $2.1M 1.6M 1.30
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.1 $1.9M 133k 14.58
Biomarin Pharmaceutical Inc note 1.500%10/1 0.1 $1.8M 1.5M 1.20
Macquarie Infrastructure Cor Note 2.00010/0 0.1 $2.0M 2.0M 0.97
Baker Hughes A Ge Company (BKR) 0.1 $1.9M 51k 36.63
MFS High Income Municipal Trust (CXE) 0.1 $1.6M 304k 5.24
Take-two Interactive Softwar note 1.000% 7/0 0.1 $1.7M 360k 4.75
Eaton Vance Mun Income Term Tr (ETX) 0.1 $1.7M 83k 20.47
Starwood Ppty note 4.0% 1/15/ 0.1 $1.5M 1.3M 1.12
Wright Med Group Inc note 2.000% 2/1 0.1 $1.7M 1.5M 1.09
Radius Health Inc note 3.000% 9/0 0.1 $1.5M 1.5M 1.01
Invesco Quality Municipal Inc Trust (IQI) 0.1 $1.3M 100k 12.80
Spirit Rlty Cap Inc New Note cb 0.1 $1.2M 1.2M 1.02
Prospect Capital Corp conv 0.1 $1.4M 1.4M 1.01
Jazz Investments I Ltd. conv 0.1 $1.2M 1.2M 1.06
Fireeye Series A convertible security 0.1 $1.2M 1.3M 0.95
Liberty Interactive Llc Deb 1.750% 9/3 bond 0.1 $1.2M 1.0M 1.19
Cypress Semiconductor Corp note 4.500% 1/1 0.1 $1.3M 1.0M 1.31
Trinity Inds Inc note 3.875% 6/0 0.0 $1.1M 810k 1.35
General Cable Corp Del New frnt 4.500% 11/1 0.0 $1.2M 1.3M 0.89
BlackRock LT Municipal Advantage Trust (BTA) 0.0 $991k 82k 12.11
Old Republic Intl Corp note 0.0 $1.1M 880k 1.28
Medidata Solutions Inc conv 0.0 $994k 720k 1.38
Workday Inc corporate bonds 0.0 $952k 675k 1.41
Tesaro Inc note 3.000%10/0 0.0 $1.0M 275k 3.75
Finisar Corp note 0.500%12/1 0.0 $1.1M 1.1M 1.04
Herbalife Ltd conv 0.0 $1.2M 1.2M 1.00
Palo Alto Networks Inc note 7/0 0.0 $980k 710k 1.38
Ciena Corp note 3.750%10/1 0.0 $1.0M 830k 1.21
Huntington Bancshares Inc pfd conv ser a 0.0 $864k 600.00 1440.00
Xpo Logistics Inc equity (XPO) 0.0 $686k 10k 67.81
Royal Gold Inc conv 0.0 $838k 755k 1.11
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.0 $798k 790k 1.01
J2 Global Inc note 3.250% 6/1 0.0 $825k 665k 1.24
Akamai Technologies Inc Sr Cv zero coupon bonds 0.0 $800k 825k 0.97
Sunpower Corp conv 0.0 $728k 910k 0.80
Ligand Pharmaceuticals Inc note 0.750% 8/1 0.0 $791k 432k 1.83
Euronet Worldwide Inc Note 1.500%10/0 0.0 $687k 505k 1.36
Whiting Pete Corp New Note 1.250% 4/0 bond 0.0 $860k 955k 0.90
Allegheny Technologies Inc note 4.750% 7/0 0.0 $782k 425k 1.84
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.0 $808k 679k 1.19
Impax Laboratories Inc conv 0.0 $689k 765k 0.90
Dycom Inds Inc Note 0.750% 9/1 bond 0.0 $738k 647k 1.14
Liberty Media Corp Delaware deb 2.250% 9/3 0.0 $690k 645k 1.07
Rti Intl Metals Inc note 1.625%10/1 0.0 $616k 550k 1.12
Encore Cap Group Inc note 3.000% 7/0 0.0 $546k 475k 1.15
Cheniere Energy Inc note 4.250% 3/1 0.0 $406k 580k 0.70
Navistar Intl Corp conv 0.0 $605k 550k 1.10
Clovis Oncology Inc note 2.500% 9/1 0.0 $558k 360k 1.55
Electronics For Imaging Inc note 0.750% 9/0 0.0 $470k 452k 1.04
Interdigital Inc 1.5% 3/1/20 convertible bond 0.0 $489k 418k 1.17
Gogo Inc conv 0.0 $428k 465k 0.92
Comstock Resources (CRK) 0.0 $480k 79k 6.08
Integrated Device Tech conv 0.0 $516k 482k 1.07
Veeco Instrs Inc Del note 2.700% 1/1 0.0 $568k 592k 0.96
Marriott Vacations Wrldwde C note 1.500% 9/1 0.0 $525k 500k 1.05
Wayfair Inc note 0.375% 9/0 0.0 $485k 500k 0.97
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $308k 24k 12.79
BlackRock MuniHoldings New York Insured (MHN) 0.0 $269k 20k 13.65
Lexicon note5 0.0 $206k 127k 1.62
Rex Energy 0.0 $387k 144k 2.70
Redwood Tr Inc note 4.750% 8/1 0.0 $250k 250k 1.00