MacKay Shields

Mackay Shields as of Dec. 31, 2017

Portfolio Holdings for Mackay Shields

Mackay Shields holds 162 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Stone Energy 4.6 $126M 3.9M 32.16
Dish Network Corp note 3.375% 8/1 4.5 $123M 113M 1.09
Danaher Corp Del debt 2.9 $80M 23M 3.55
Al Us conv 2.5 $70M 42M 1.67
Microchip Technology Inc note 1.625% 2/1 2.5 $69M 41M 1.70
Weatherford Intl Ltd Note 5.875% 7/0 bond 2.5 $69M 63M 1.09
Red Hat Inc conv 2.1 $58M 36M 1.64
Lam Research Corp conv 2.1 $58M 19M 3.06
American Rlty Cap Pptys Inc note 3.750%12/1 2.1 $58M 56M 1.03
Wellpoint Inc Note cb 2.0 $56M 18M 3.08
Hologic Inc cnv 2.0 $55M 40M 1.38
Intel Corp. Jr. Sub. Cv. Deb. conv 1.9 $53M 24M 2.22
Macquarie Infrastructure conv 1.9 $53M 51M 1.04
Bank Of America Corporation preferred (BAC.PL) 1.9 $51M 39k 1320.25
American Tower Corp cnv p 1.8 $50M 396k 125.75
Comstock Res Inc note 9.500% 6/1 1.8 $49M 52M 0.93
Salesforce.com Inc conv 1.7 $46M 30M 1.53
Priceline Grp Inc note 0.350% 6/1 1.7 $46M 33M 1.38
Nxp Semiconductors N V dbcv 1.000% 12/0 1.6 $45M 36M 1.24
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 1.6 $45M 34k 1310.26
Servicenow Inc. note 1.6 $43M 24M 1.77
Biomarin Pharmaceutical Inc note 0.750%10/1 1.5 $42M 39M 1.08
Verint Sys Inc note 1.5% 6/1 1.5 $42M 43M 0.98
Priceline.com debt 1.000% 3/1 1.5 $42M 23M 1.84
Micron Technology Inc conv 1.5 $41M 29M 1.45
Atlas Air Worldwide Hldgs In note 2.250% 6/0 1.4 $40M 35M 1.15
On Semiconductor Corp Note 1.000%12/0 bond 1.4 $39M 30M 1.28
Oasis Pete Inc New Note 2.625% 9/1 bond 1.4 $38M 35M 1.08
Xpo Logistics Inc equity (XPO) 1.4 $37M 408k 91.59
Inphi Corp note 1.125%12/0 1.3 $36M 31M 1.16
American Eagle Outfitters (AEO) 1.3 $35M 1.9M 18.80
Citrix Systems Inc conv 1.2 $34M 26M 1.30
Helix Energy Solutions Grp I note 4.250% 5/0 1.2 $34M 34M 0.99
Blackhawk Network Hldgs Inc note 1.500% 1/1 1.2 $33M 32M 1.02
Illumina Inc conv 1.2 $32M 27M 1.19
1,375% Liberty Media 15.10.2023 note 1.1 $31M 26M 1.16
Proofpoint Inc dbcv 0.750% 6/1 1.1 $30M 24M 1.26
Wabash National Corp 3.375 '18 conv 1.1 $29M 16M 1.88
Becton Dickinson & Co pfd shs conv a 1.0 $27M 469k 57.90
Stanley Black & Decker Inc unit 05/15/2020 0.9 $26M 211k 122.78
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.9 $26M 24M 1.06
Nuveen Insured Tax-Free Adv Munici (NEA) 0.9 $25M 1.8M 13.75
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.9 $24M 16M 1.50
Allergan Plc pfd conv ser a 0.9 $24M 41k 584.63
SPDR Gold Trust (GLD) 0.8 $23M 189k 123.65
Mercadolibre Inc note 2.250% 7/0 0.8 $23M 9.1M 2.51
Zillow Group Inc note 2.000%12/0 0.8 $23M 21M 1.10
Comstock Res Inc note 7.750% 4/0 0.8 $22M 24M 0.92
Novellus Systems, Inc. note 2.625% 5/1 0.8 $22M 4.0M 5.51
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.8 $22M 23M 0.96
Delta Air Lines (DAL) 0.8 $21M 379k 56.00
Teleflex Incorporated (TFX) 0.8 $21M 82k 248.81
Metropcs Communications (TMUS) 0.8 $21M 324k 63.51
Bank of America Corporation (BAC) 0.7 $20M 666k 29.52
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.7 $19M 1.3M 15.24
Carriage Svcs Inc note 2.750% 3/1 0.7 $19M 15M 1.25
Nuvasive Inc note 2.250% 3/1 0.7 $19M 16M 1.18
Crown Castle Intl Corp New 6.875% con pfd a 0.7 $18M 16k 1128.79
Echo Global Logistics Inc note 2.500% 5/0 0.7 $18M 17M 1.04
Finisar Corp note 0.500%12/1 0.7 $18M 19M 0.93
Nuveen Insd Dividend Advantage (NVG) 0.6 $18M 1.1M 15.44
Alza Corp sdcv 7/2 0.6 $17M 8.9M 1.92
Molina Healthcare Inc. conv 0.6 $17M 8.8M 1.91
Ensco Jersey Fin Ltd note 3.000% 1/3 0.6 $16M 18M 0.89
Putnam Municipal Opportunities Trust (PMO) 0.6 $15M 1.2M 12.35
Intercept Pharmas conv 0.5 $14M 18M 0.80
Illumina Inc. 0.00% June 15, 2019 ccb 0.4 $12M 11M 1.09
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.4 $11M 800k 13.92
Welltower Inc 6.50% pfd prepet 0.4 $9.9M 165k 60.13
Halliburton Company (HAL) 0.3 $9.1M 187k 48.87
Nextera Energy Inc unit 08/31/2018 0.3 $8.9M 127k 69.95
Verisign Inc sdcv 3.250% 8/1 0.3 $8.4M 2.5M 3.34
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.3 $8.4M 649k 12.96
iShares Gold Trust 0.3 $7.9M 628k 12.51
Delaware Inv Mn Mun Inc Fd I 0.3 $7.6M 564k 13.47
Vaneck Vectors Etf Tr High Yld Mun Etf 0.3 $7.5M 241k 31.20
Nuveen PA Investnt Quality Municipal (NQP) 0.3 $7.4M 563k 13.15
Rpm International Inc convertible cor 0.3 $7.4M 6.3M 1.16
Wright Med Group Inc note 2.000% 2/1 0.3 $7.1M 6.8M 1.03
United Technologies Corporation 0.2 $6.8M 53k 127.58
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.2 $6.3M 452k 14.00
Eaton Vance New York Municipal Bond Fund (ENX) 0.2 $5.9M 482k 12.33
Spdr Series Trust cmn (HYMB) 0.2 $6.0M 109k 55.66
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.2 $5.1M 423k 12.16
Molina Healthcare Inc conv 0.2 $4.6M 3.4M 1.37
Nuveen Michigan Qlity Incom Municipal 0.1 $4.0M 300k 13.26
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $3.7M 168k 22.34
Medicines Company 2.750000 07/15/2023 bond 0.1 $3.9M 4.2M 0.92
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.1 $3.4M 256k 13.26
Chart Industries 2% conv 0.1 $3.2M 3.2M 1.00
American Rlty Cap Pptys Inc note 3.000% 8/0 0.1 $3.4M 3.4M 1.00
MFS Municipal Income Trust (MFM) 0.1 $3.0M 434k 6.87
Tesla Motors Inc bond 0.1 $3.0M 2.8M 1.08
Petroquest Energy 0.1 $2.9M 1.5M 1.89
BlackRock Florida Municipal 2020 Term Tr 0.1 $2.7M 188k 14.42
Nuveen Maryland Premium Income Municipal 0.1 $2.5M 200k 12.58
Yahoo Inc note 12/0 0.1 $2.2M 1.6M 1.35
Caesars Entmt Corp note 5.000%10/0 0.1 $2.1M 1.1M 1.94
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.1 $1.9M 133k 14.47
Biomarin Pharmaceutical Inc note 1.500%10/1 0.1 $1.8M 1.5M 1.19
Macquarie Infrastructure Cor Note 2.00010/0 0.1 $2.0M 2.0M 0.96
MFS High Income Municipal Trust (CXE) 0.1 $1.6M 304k 5.24
Eaton Vance Mun Income Term Tr (ETX) 0.1 $1.7M 83k 20.72
Baker Hughes A Ge Company (BKR) 0.1 $1.6M 51k 31.64
Trinity Inds Inc note 3.875% 6/0 0.1 $1.3M 810k 1.58
Invesco Quality Municipal Inc Trust (IQI) 0.1 $1.2M 100k 12.51
Starwood Ppty note 4.0% 1/15/ 0.1 $1.5M 1.3M 1.11
Spirit Rlty Cap Inc New Note cb 0.1 $1.3M 1.2M 1.04
Dws Municipal Income Trust 0.1 $1.3M 108k 11.90
Prospect Capital Corp conv 0.1 $1.4M 1.4M 1.01
Cypress Semiconductor Corp note 4.500% 1/1 0.1 $1.3M 1.0M 1.31
Radius Health Inc note 3.000% 9/0 0.1 $1.4M 1.5M 0.95
Inphi Corp note 0.750% 9/0 0.1 $1.4M 1.4M 1.00
Teradyne Inc note 1.250%12/1 0.1 $1.3M 888k 1.43
BlackRock LT Municipal Advantage Trust (BTA) 0.0 $982k 82k 12.00
Old Republic Intl Corp note 0.0 $1.2M 880k 1.39
Finisar Corp note 0.500%12/1 0.0 $1.1M 1.1M 1.01
Herbalife Ltd conv 0.0 $1.2M 1.2M 1.01
Jazz Investments I Ltd. conv 0.0 $1.2M 1.2M 1.01
Palo Alto Networks Inc note 7/0 0.0 $973k 710k 1.37
Fireeye Series A convertible security 0.0 $1.2M 1.3M 0.94
Ciena Corp note 3.750%10/1 0.0 $971k 830k 1.17
Insulet Corp note 1.250% 9/1 0.0 $969k 740k 1.31
Huntington Bancshares Inc pfd conv ser a 0.0 $850k 600.00 1416.67
Pioneer Municipal High Income Trust (MHI) 0.0 $791k 67k 11.86
Royal Gold Inc conv 0.0 $815k 755k 1.08
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.0 $790k 790k 1.00
J2 Global Inc note 3.250% 6/1 0.0 $825k 665k 1.24
Medidata Solutions Inc conv 0.0 $835k 720k 1.16
Workday Inc corporate bonds 0.0 $925k 675k 1.37
Tesaro Inc note 3.000%10/0 0.0 $889k 360k 2.47
Akamai Technologies Inc Sr Cv zero coupon bonds 0.0 $833k 825k 1.01
Sunpower Corp conv 0.0 $710k 910k 0.78
Clovis Oncology Inc note 2.500% 9/1 0.0 $891k 660k 1.35
Ligand Pharmaceuticals Inc note 0.750% 8/1 0.0 $791k 432k 1.83
Whiting Pete Corp New Note 1.250% 4/0 bond 0.0 $879k 955k 0.92
Allegheny Technologies Inc note 4.750% 7/0 0.0 $786k 425k 1.85
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.0 $788k 679k 1.16
Impax Laboratories Inc conv 0.0 $750k 765k 0.98
Dycom Inds Inc Note 0.750% 9/1 bond 0.0 $848k 647k 1.31
Aerojet Rocketdyne Hldgs Inc Note 2.25012/1 bnd 0.0 $704k 510k 1.38
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.0 $732k 665k 1.10
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $498k 9.8k 50.56
Rti Intl Metals Inc note 1.625%10/1 0.0 $633k 550k 1.15
Encore Cap Group Inc note 3.000% 7/0 0.0 $527k 475k 1.11
Cheniere Energy Inc note 4.250% 3/1 0.0 $412k 580k 0.71
Navistar Intl Corp conv 0.0 $600k 550k 1.09
Electronics For Imaging Inc note 0.750% 9/0 0.0 $438k 452k 0.97
Euronet Worldwide Inc Note 1.500%10/0 0.0 $626k 505k 1.24
Interdigital Inc 1.5% 3/1/20 convertible bond 0.0 $502k 418k 1.20
Gogo Inc conv 0.0 $428k 465k 0.92
Integrated Device Tech conv 0.0 $540k 482k 1.12
Veeco Instrs Inc Del note 2.700% 1/1 0.0 $515k 592k 0.87
Wayfair Inc note 0.375% 9/0 0.0 $525k 500k 1.05
Liberty Media Corp Delaware deb 2.250% 9/3 0.0 $677k 645k 1.05
Bristow Group Inc note 4.500% 6/0 0.0 $461k 415k 1.11
Teva Pharm Finance Llc Cvt cv bnd 0.0 $260k 295k 0.88
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $301k 24k 12.50
BlackRock MuniHoldings New York Insured (MHN) 0.0 $259k 20k 13.15
Lexicon note5 0.0 $180k 127k 1.42
Rex Energy 0.0 $197k 142k 1.39
Redwood Tr Inc note 4.750% 8/1 0.0 $243k 250k 0.97