MacKay Shields

Mackay Shields as of Sept. 30, 2022

Portfolio Holdings for Mackay Shields

Mackay Shields holds 241 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Gulfport Energy Corp Common Shares (GPOR) 4.8 $190M 2.1M 88.29
Eqt Corp Note 1.750% 5/0 (Principal) 3.9 $153M 55M 2.76
Pioneer Nat Res Note 0.250% 5/1 (Principal) 3.7 $144M 66M 2.17
Danaher Corporation 5% Conv Pfd B 2.9 $115M 86k 1343.50
Nice Note 9/1 (Principal) 2.6 $104M 112M 0.93
Elevance Health Note 2.750%10/1 (Principal) 2.5 $97M 15M 6.47
Dish Network Corporation Note 2.375% 3/1 (Principal) 2.1 $84M 94M 0.90
Microchip Technology Note 0.125%11/1 (Principal) 2.1 $82M 81M 1.02
Biomarin Pharmaceutical Note 1.250% 5/1 (Principal) 2.0 $77M 77M 1.00
Southwest Airls Note 1.250% 5/0 (Principal) 1.9 $76M 67M 1.15
Nrg Energy DBCV 2.750% 6/0 (Principal) 1.7 $68M 64M 1.07
Forum Energy Technologies In Note 9.000% 8/0 (Principal) 1.7 $67M 68M 0.98
Ford Mtr Co Del Note 3/1 (Principal) 1.7 $66M 73M 0.91
Vail Resorts Note 1/0 (Principal) 1.6 $62M 71M 0.88
Lumentum Hldgs Note 0.500%12/1 (Principal) 1.5 $60M 64M 0.94
Talos Energy (TALO) 1.4 $56M 3.4M 16.65
Helix Energy Solutions Grp I Note 6.750% 2/1 (Principal) 1.4 $55M 55M 1.02
Silicon Laboratories Note 0.625% 6/1 (Principal) 1.4 $54M 46M 1.18
Palo Alto Networks Note 0.750% 7/0 (Principal) 1.4 $53M 29M 1.86
Envestnet Note 1.750% 6/0 (Principal) 1.3 $52M 53M 0.98
Dish Network Corporation Note 3.375% 8/1 (Principal) 1.3 $52M 75M 0.69
Ringcentral Note 3/0 (Principal) 1.3 $51M 61M 0.85
Pg&e Corp Unit 08/16/2023 1.2 $47M 412k 114.23
Burlington Stores Note 2.250% 4/1 (Principal) 1.2 $47M 49M 0.95
Palo Alto Networks Note 0.375% 6/0 (Principal) 1.2 $46M 28M 1.69
Oil Sts Intl Note 4.750% 4/0 (Principal) 1.1 $44M 55M 0.81
Teladoc Health Note 1.250% 6/0 (Principal) 1.1 $44M 60M 0.74
Etsy Note 0.250% 6/1 (Principal) 1.1 $43M 55M 0.78
Permian Resources Corp Note 3.250% 4/0 (Principal) 1.1 $41M 31M 1.34
Dexcom Note 0.250%11/1 (Principal) 1.0 $40M 44M 0.93
Zillow Group Note 2.750% 5/1 (Principal) 1.0 $40M 44M 0.91
Bk Of America Corp 7.25%CNV PFD L (BAC.PL) 1.0 $39M 33k 1175.54
Illumina Note 8/1 (Principal) 1.0 $38M 40M 0.96
Viavi Solutions Note 1.000% 3/0 (Principal) 0.9 $37M 33M 1.12
Wells Fargo Perp Pfd Cnv A (WFC.PL) 0.9 $37M 31k 1204.08
Nice Sponsored Adr (NICE) 0.9 $36M 193k 188.24
Cable One Note 1.125% 3/1 (Principal) 0.9 $35M 49M 0.72
Liberty Media Corp Del Note 1.375%10/1 (Principal) 0.9 $35M 29M 1.20
Aes Corp Unit 02/15/2024 0.9 $35M 394k 88.37
Exact Sciences Corp Note 0.375% 3/0 (Principal) 0.9 $35M 54M 0.64
Akamai Technologies Note 0.375% 9/0 (Principal) 0.9 $35M 37M 0.94
Splunk Note 0.500% 9/1 (Principal) 0.9 $34M 36M 0.96
Kkr & Co 6% Mconv Pfd C 0.9 $34M 624k 54.59
Ishares Gold Tr Ishares New (IAU) 0.7 $29M 930k 31.53
Blackrock Mun Target Term Tr Com Shs Ben In (BTT) 0.7 $29M 1.4M 20.52
Dish Network Corporation Note 12/1 (Principal) 0.7 $28M 42M 0.66
Booking Holdings Note 0.750% 5/0 (Principal) 0.7 $28M 23M 1.21
Everbridge Note 0.125%12/1 (Principal) 0.7 $27M 31M 0.88
Nuvasive Note 0.375% 3/1 (Principal) 0.7 $27M 31M 0.87
On Semiconductor Corp Note 1.625%10/1 (Principal) 0.7 $27M 8.9M 3.02
Datadog Note 0.125% 6/1 (Principal) 0.6 $25M 21M 1.19
Uber Technologies Note 12/1 (Principal) 0.6 $25M 30M 0.83
Chefs Whse Note 1.875%12/0 (Principal) 0.6 $25M 25M 0.98
Block Note 5/0 (Principal) 0.6 $24M 31M 0.79
Ionis Pharmaceuticals Note 4/0 (Principal) 0.6 $24M 25M 0.99
Ares Capital Corp Note 4.625% 3/0 (Principal) 0.6 $24M 23M 1.03
Zscaler Note 0.125% 7/0 (Principal) 0.6 $24M 19M 1.28
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 0.6 $24M 27M 0.88
Pacira Biosciences Note 0.750% 8/0 (Principal) 0.6 $24M 24M 0.99
Cheesecake Factory Note 0.375% 6/1 (Principal) 0.6 $23M 30M 0.78
Enphase Energy Note 3/0 (Principal) 0.6 $23M 20M 1.16
Euronet Worldwide Note 0.750% 3/1 (Principal) 0.6 $23M 25M 0.91
Summit Hotel Pptys Note 1.500% 2/1 (Principal) 0.6 $23M 27M 0.83
Dropbox Note 3/0 (Principal) 0.5 $21M 25M 0.85
Live Nation Entertainment In Note 2.500% 3/1 (Principal) 0.5 $21M 18M 1.19
Chord Energy Corporation Com New (CHRD) 0.5 $20M 147k 136.79
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.5 $19M 1.8M 10.86
Block Note 0.250%11/0 (Principal) 0.5 $19M 27M 0.72
Zendesk Note 0.625% 6/1 (Principal) 0.5 $19M 19M 0.99
Solaredge Technologies Note 9/1 (Principal) 0.5 $19M 17M 1.09
Zynga Note 12/1 (Principal) 0.5 $18M 19M 1.00
Coupa Software Note 0.375% 6/1 (Principal) 0.5 $18M 24M 0.77
Mongodb Note 0.250% 1/1 (Principal) 0.5 $18M 16M 1.17
Nuveen Insured Tax-Free Adv Munici (NEA) 0.5 $18M 1.7M 10.60
Stanley Black & Decker Unit 11/15/2022 0.5 $18M 367k 48.81
Becton Dickinson & Co 6% Dp Conv Pfd B 0.4 $17M 360k 47.14
Haemonetics Corp Mass Note 3/0 (Principal) 0.4 $16M 20M 0.80
Chegg Note 9/0 (Principal) 0.4 $15M 20M 0.76
Greenbrier Cos Note 2.875% 4/1 (Principal) 0.4 $15M 19M 0.79
Snap Note 5/0 (Principal) 0.4 $15M 22M 0.69
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.4 $15M 1.4M 10.74
American Airlines Group Note 6.500% 7/0 (Principal) 0.4 $15M 15M 1.01
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.4 $14M 1.2M 11.74
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.4 $14M 1.1M 12.38
Ishares Tr Msci Acwi Ex Us (ACWX) 0.3 $14M 340k 40.01
Nextera Energy Unit 03/01/2023 0.3 $13M 265k 49.77
BlackRock MuniHoldings New York Insured (MHN) 0.3 $13M 1.3M 9.80
Okta Note 0.125% 9/0 (Principal) 0.3 $12M 15M 0.84
Pebblebrook Hotel Tr Note 1.750%12/1 (Principal) 0.3 $12M 15M 0.86
Rambus Inc Del Note 1.375% 2/0 (Principal) 0.3 $12M 8.9M 1.36
Bill Com Hldgs Note 12/0 (Principal) 0.3 $12M 11M 1.10
Blackrock Muniyield Quality Fund II (MQT) 0.3 $12M 1.1M 10.03
Guardant Health Note 11/1 (Principal) 0.3 $11M 16M 0.73
Biomarin Pharmaceutical Note 0.599% 8/0 (Principal) 0.3 $11M 11M 0.99
Infinera Corp Note 2.500% 3/0 (Principal) 0.3 $11M 12M 0.92
Spdr Gold Tr Gold Shs (GLD) 0.3 $11M 70k 154.67
Five9 Note 0.500% 6/0 (Principal) 0.2 $9.2M 10M 0.91
BlackRock MuniYield New York Insured Fnd (MYN) 0.2 $9.2M 973k 9.43
Delaware Invts Natl Mun Inco Sh Ben Int (VFL) 0.2 $8.9M 817k 10.89
Pdc Energy 0.2 $8.9M 154k 57.79
Bridgebio Pharma Note 2.500% 3/1 (Principal) 0.2 $8.7M 15M 0.60
Parsons Corp Del Note 0.250% 8/1 (Principal) 0.2 $8.5M 8.2M 1.03
Broadcom (AVGO) 0.2 $8.3M 19k 444.01
Ncl Corp Note 5.375% 8/0 (Principal) 0.2 $8.1M 8.2M 0.99
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.2 $7.6M 775k 9.82
Interdigital Note 2.000% 6/0 (Principal) 0.2 $7.3M 7.8M 0.94
Conmed Corp Note 2.625% 2/0 (Principal) 0.2 $7.3M 6.6M 1.10
Jetblue Airways Corp Note 0.500% 4/0 (Principal) 0.2 $7.2M 10M 0.71
BlackRock MuniHoldings Fund (MHD) 0.2 $7.2M 639k 11.25
Pioneer Municipal High Income Advantage (MAV) 0.2 $6.8M 902k 7.55
Halozyme Therapeutics Note 0.250% 3/0 (Principal) 0.2 $6.6M 7.7M 0.85
Kosmos Energy (KOS) 0.2 $6.6M 1.3M 5.17
Royal Caribbean Group Note 4.250% 6/1 (Principal) 0.2 $6.4M 6.6M 0.97
Etsy Note 0.125%10/0 (Principal) 0.2 $6.4M 4.8M 1.33
Marriott Vacations Worldwide Note 1/1 (Principal) 0.2 $6.3M 6.8M 0.92
Bentley Sys Note 0.125% 1/1 (Principal) 0.2 $6.3M 7.4M 0.84
Q2 HLDGS Note 0.750% 6/0 (Principal) 0.2 $6.2M 7.8M 0.80
Patrick Inds DBCV 1.000% 2/0 (Principal) 0.2 $6.2M 6.3M 0.98
Pioneer Municipal High Incom Com Shs (MHI) 0.2 $6.1M 740k 8.21
Alarm Com Hldgs Note 1/1 (Principal) 0.2 $6.0M 7.3M 0.82
Shift4 Pmts Note 12/1 (Principal) 0.1 $5.7M 6.5M 0.89
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $5.7M 517k 10.97
Akamai Technologies Note 0.125% 5/0 (Principal) 0.1 $5.5M 5.5M 1.01
Expedia Group Note 2/1 (Principal) 0.1 $5.4M 6.2M 0.87
Ncl Corp Note 6.000% 5/1 (Principal) 0.1 $5.4M 4.8M 1.11
Western Digital Corp. Note 1.500% 2/0 (Principal) 0.1 $5.4M 5.6M 0.95
Omnicell Note 0.250% 9/1 (Principal) 0.1 $5.1M 4.8M 1.07
Blackrock Muniyield Quality Fund (MQY) 0.1 $5.1M 461k 11.05
Splunk Note 1.125% 9/1 (Principal) 0.1 $4.3M 4.8M 0.88
Eaton Vance New York Municipal Bond Fund (ENX) 0.1 $4.2M 495k 8.45
Spirit Airls Note 1.000% 5/1 (Principal) 0.1 $4.2M 4.9M 0.85
Block Note 0.125% 3/0 (Principal) 0.1 $3.7M 4.1M 0.91
Sabre Glbl Note 4.000% 4/1 (Principal) 0.1 $3.1M 3.2M 0.96
Snap Note 0.750% 8/0 (Principal) 0.1 $2.8M 3.2M 0.87
Upstart Hldgs Note 0.250% 8/1 (Principal) 0.1 $2.8M 5.0M 0.56
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.1 $2.8M 288k 9.66
Shift4 Pmts Note 0.500% 8/0 (Principal) 0.1 $2.1M 2.8M 0.77
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $2.1M 188k 11.00
Invesco Quality Municipal Inc Trust (IQI) 0.0 $1.8M 193k 9.13
California Res Corp Com Stock (CRC) 0.0 $1.7M 43k 38.43
Mfs Mun Income Tr Sh Ben Int (MFM) 0.0 $1.6M 333k 4.84
Dws Municipal Income Cf non-tax cef (KTF) 0.0 $1.5M 179k 8.31
Blackrock N Y Mun Income Tru Sh Ben Int (BNY) 0.0 $1.0M 105k 9.77
Ishares Tr Mbs Etf (MBB) 0.0 $678k 7.4k 91.62
Granite Pt Mtg Tr Note 6.375%10/0 (Principal) 0.0 $643k 650k 0.99
Ishares Tr 3 7 Yr Treas Bd (IEI) 0.0 $593k 5.2k 114.26
Eaton Vance Municipal Bond Fund (EIM) 0.0 $583k 60k 9.67
Oil Sts Intl Note 1.500% 2/1 (Principal) 0.0 $545k 560k 0.97
Ishares Tr Iboxx Inv Cp Etf (LQD) 0.0 $541k 5.3k 102.46
Insulet Corp Note 0.375% 9/0 (Principal) 0.0 $449k 379k 1.18
Jazz Investments I Note 2.000% 6/1 (Principal) 0.0 $424k 394k 1.08
Cnx Res Corp Note 2.250% 5/0 (Principal) 0.0 $379k 273k 1.39
Dicks Sporting Goods Note 3.250% 4/1 (Principal) 0.0 $350k 107k 3.27
Boston Scientific Corp 5.50% Cnv Pfd A 0.0 $349k 3.4k 102.65
Airbnb Note 3/1 (Principal) 0.0 $348k 418k 0.83
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal) 0.0 $323k 340k 0.95
Cyberark Software Note 11/1 (Principal) 0.0 $319k 279k 1.14
Coinbase Global Note 0.500% 6/0 (Principal) 0.0 $311k 468k 0.66
Spdr Ser Tr Bloomberg 1-3 Mo (BIL) 0.0 $302k 3.3k 91.52
Global X Fds Nasdaq 100 Cover (QYLD) 0.0 $301k 19k 15.64
Twitter Note 0.250% 6/1 (Principal) 0.0 $280k 275k 1.02
Alteryx Note 0.500% 8/0 (Principal) 0.0 $278k 309k 0.90
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $273k 74k 3.71
Invesco Exch Traded Fd Tr Ii Taxable Mun Bd (BAB) 0.0 $271k 11k 25.61
Sarepta Therapeutics Debt 1.250% 9/1 (Principal) 0.0 $259k 250k 1.04
Nuveen Cr Strategies Income Com Shs (JQC) 0.0 $257k 50k 5.12
AllianceBernstein Global Hgh Incm (AWF) 0.0 $246k 28k 8.88
Pgim Global Short Duration H (GHY) 0.0 $244k 23k 10.57
BlackRock Insured Municipal Income Trust (BYM) 0.0 $241k 22k 10.98
Twitter Note 3/1 (Principal) 0.0 $239k 260k 0.92
Neuberger Berman NY Int Mun Common 0.0 $238k 26k 9.24
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $235k 25k 9.55
Doubleline Income Solutions (DSL) 0.0 $232k 22k 10.80
Microstrategy Note 2/1 (Principal) 0.0 $228k 500k 0.46
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 0.0 $225k 135k 1.67
Envista Holdings Corporation Note 2.375% 6/0 (Principal) 0.0 $218k 132k 1.65
Verint Systems Note 0.250% 4/1 (Principal) 0.0 $209k 250k 0.84
Jamf Hldg Corp Note 0.125% 9/0 (Principal) 0.0 $204k 250k 0.82
Ceridian Hcm Hldg Note 0.250% 3/1 (Principal) 0.0 $203k 250k 0.81
Cloudflare Note 8/1 (Principal) 0.0 $196k 250k 0.78
Evolent Health Note 1.500%10/1 (Principal) 0.0 $190k 150k 1.27
Wayfair Note 0.625%10/0 (Principal) 0.0 $189k 280k 0.68
Livent Corp Note 4.125% 7/1 (Principal) 0.0 $188k 52k 3.62
Hubspot Note 0.375% 6/0 (Principal) 0.0 $186k 157k 1.18
Peloton Interactive Note 2/1 (Principal) 0.0 $185k 272k 0.68
Rapid7 Note 0.250% 3/1 (Principal) 0.0 $183k 240k 0.76
Insmed Note 1.750% 1/1 (Principal) 0.0 $183k 187k 0.98
Ionis Pharmaceuticals Note 0.125%12/1 (Principal) 0.0 $180k 198k 0.91
Karyopharm Therapeutics Note 3.000%10/1 (Principal) 0.0 $179k 221k 0.81
Ironwood Pharmaceuticals Note 1.500% 6/1 (Principal) 0.0 $178k 174k 1.02
Lci Inds Note 1.125% 5/1 (Principal) 0.0 $172k 200k 0.86
Cracker Barrel Old Ctry Stor Note 0.625% 6/1 (Principal) 0.0 $167k 200k 0.83
Blackline Note 3/1 (Principal) 0.0 $163k 200k 0.81
Wayfair Note 1.000% 8/1 (Principal) 0.0 $160k 255k 0.63
Pure Storage Note 0.125% 4/1 (Principal) 0.0 $157k 139k 1.13
Itron Note 3/1 (Principal) 0.0 $157k 200k 0.79
Apellis Pharmaceuticals Note 3.500% 9/1 (Principal) 0.0 $154k 79k 1.95
Bentley Sys Note 0.375% 7/0 (Principal) 0.0 $152k 200k 0.76
Bigcommerce Hldgs Note 0.250%10/0 (Principal) 0.0 $147k 200k 0.73
Teradyne Note 1.250%12/1 (Principal) 0.0 $142k 60k 2.37
Realogy Grp Llc/realogy Note 0.250% 6/1 (Principal) 0.0 $141k 200k 0.70
Fti Consulting Note 2.000% 8/1 (Principal) 0.0 $141k 85k 1.66
Liveperson Note 12/1 (Principal) 0.0 $137k 200k 0.69
Novocure Note 11/0 (Principal) 0.0 $136k 150k 0.91
American Eagle Outfitters In Note 3.750% 4/1 (Principal) 0.0 $134k 98k 1.37
Draftkings Note 3/1 (Principal) 0.0 $131k 200k 0.66
Transocean Deb 0.500% 1/3 (Principal) 0.0 $130k 135k 0.96
Repligen Corp Note 0.375% 7/1 (Principal) 0.0 $126k 73k 1.73
Vishay Intertechnology Note 2.250% 6/1 (Principal) 0.0 $126k 135k 0.93
Ironwood Pharmaceuticals Note 0.750% 6/1 (Principal) 0.0 $121k 120k 1.01
Infinera Corp Note 2.125% 9/0 (Principal) 0.0 $119k 130k 0.92
New Relic Note 0.500% 5/0 (Principal) 0.0 $117k 120k 0.97
Exact Sciences Corp Note 0.375% 3/1 (Principal) 0.0 $113k 162k 0.70
Lyft Note 1.500% 5/1 (Principal) 0.0 $112k 131k 0.85
Penn Entertainment Note 2.750% 5/1 (Principal) 0.0 $111k 79k 1.41
Box Note 1/1 (Principal) 0.0 $111k 100k 1.11
Insight Enterprises Note 0.750% 2/1 (Principal) 0.0 $109k 85k 1.28
Guidewire Software Note 1.250% 3/1 (Principal) 0.0 $108k 120k 0.90
Beyond Meat Note 3/1 (Principal) 0.0 $104k 339k 0.31
Upwork Note 0.250% 8/1 (Principal) 0.0 $100k 136k 0.74
Clovis Oncology Note 1.250% 5/0 (Principal) 0.0 $99k 140k 0.71
Royal Caribbean Group Note 2.875%11/1 (Principal) 0.0 $97k 103k 0.94
Invitae Corp Note 2.000% 9/0 (Principal) 0.0 $96k 120k 0.80
Veeco Instrs Inc Del Note 2.700% 1/1 (Principal) 0.0 $94k 95k 0.99
Workiva Note 1.125% 8/1 (Principal) 0.0 $94k 80k 1.18
Pennymac Corp Note 5.500%11/0 (Principal) 0.0 $94k 100k 0.94
Blackline Note 0.125% 8/0 (Principal) 0.0 $94k 90k 1.04
Carnival Corp Note 5.750% 4/0 (Principal) 0.0 $89k 88k 1.01
Bloomin Brands Note 5.000% 5/0 (Principal) 0.0 $87k 51k 1.71
Nanostring Technologies Note 2.625% 3/0 (Principal) 0.0 $85k 100k 0.85
United States Stl Corp Note 5.000%11/0 (Principal) 0.0 $83k 54k 1.54
Redwood Trust Note 4.750% 8/1 (Principal) 0.0 $79k 80k 0.99
Winnebago Inds Note 1.500% 4/0 (Principal) 0.0 $79k 75k 1.05
Aerie Pharmaceuticals Note 1.500%10/0 (Principal) 0.0 $75k 76k 0.99
Air Trans Svcs Group Note 1.125%10/1 (Principal) 0.0 $65k 65k 1.00
Tabula Rasa Healthcare Note 1.750% 2/1 (Principal) 0.0 $61k 75k 0.81
Docusign Note 0.500% 9/1 (Principal) 0.0 $59k 60k 0.98
Q2 HLDGS Note 0.750% 2/1 (Principal) 0.0 $52k 70k 0.74
8X8 Note 0.500% 2/0 (Principal) 0.0 $43k 50k 0.86
Bank of America Corporation (BAC) 0.0 $0 666k 0.00
Vistra Energy (VST) 0.0 $0 14k 0.00