Sandler O'Neill Asset Management

Maltese Capital Management as of Sept. 30, 2015

Portfolio Holdings for Maltese Capital Management

Maltese Capital Management holds 215 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Ameris Ban (ABCB) 2.5 $22M 769k 28.75
Citigroup Com New (C) 2.3 $20M 409k 49.61
Us Bancorp Del Com New (USB) 2.1 $19M 453k 41.01
Aercap Holdings Nv SHS (AER) 2.0 $18M 470k 38.24
EAGLE BANCORP INC - Warrant $6.7636 Exp 12/05/2018 Warrant 1.8 $17M 424k 38.86
State Street Bank Financial 1.8 $16M 783k 20.68
C1 Financial 1.8 $16M 850k 19.05
Guaranty Bancorp Del Com New 1.7 $15M 925k 16.47
United Cmnty Bks Ga Cap Stk (UCB) 1.7 $15M 725k 20.44
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 1.6 $14M 75k 191.64
Independent Bank Corp Mich Com New (IBCP) 1.6 $14M 945k 14.76
Zions Bancorporation (ZION) 1.5 $14M 490k 27.54
American Homes 4 Rent Cl A (AMH) 1.5 $13M 810k 16.08
Discover Financial Services (DFS) 1.4 $12M 235k 51.99
Seacoast Bkg Corp Fla Com New (SBCF) 1.3 $11M 770k 14.68
Century Bancorp Inc Mass Cl A Non Vtg 1.3 $11M 276k 40.76
E Trade Financial Corp Com New 1.2 $11M 420k 26.33
Boston Private Financial Holdings 1.2 $11M 920k 11.70
HF Financial 1.2 $11M 656k 16.23
Si Financial Group 1.1 $10M 859k 11.90
Sun Bancorp Com New 1.1 $9.6M 502k 19.19
Territorial Ban (TBNK) 1.1 $9.6M 368k 26.04
Invesco SHS (IVZ) 1.0 $9.3M 299k 31.23
Eagle Ban (EGBN) 1.0 $8.9M 196k 45.50
Metro Ban 1.0 $8.7M 295k 29.39
United Community Financial 1.0 $8.6M 1.7M 5.00
Evans Bancorp (EVBN) 0.9 $8.1M 329k 24.80
Heritage Commerce (HTBK) 0.9 $8.1M 715k 11.34
Dime Community Bancshares 0.9 $8.1M 480k 16.90
First Midwest Ban 0.9 $8.1M 460k 17.54
Fox Chase Ban 0.9 $8.1M 464k 17.36
MidWestOne Financial (MOFG) 0.9 $8.0M 273k 29.26
1st Century Bancshares 0.9 $7.9M 1.0M 7.90
Evercore Partners Class A (EVR) 0.9 $7.8M 155k 50.24
Bank of America Corporation (BAC) 0.8 $7.5M 480k 15.58
Synovus Finl Corp Com New (SNV) 0.8 $7.4M 249k 29.60
CenterState Banks 0.8 $7.1M 480k 14.70
Old Second Ban (OSBC) 0.8 $7.0M 1.1M 6.23
American River Bankshares 0.8 $6.9M 715k 9.62
WSFS Financial Corporation (WSFS) 0.8 $6.8M 237k 28.81
Shore Bancshares (SHBI) 0.8 $6.7M 694k 9.72
Bank of New York Mellon Corporation (BK) 0.7 $6.7M 170k 39.15
Morgan Stanley Com New (MS) 0.7 $6.6M 210k 31.50
BancFirst Corporation (BANF) 0.7 $6.6M 104k 63.10
Prudential Ban 0.7 $6.5M 452k 14.41
Toll Brothers (TOL) 0.7 $6.5M 190k 34.24
Standard Financial 0.7 $6.4M 272k 23.50
First Nbc Bank Holding 0.7 $6.2M 177k 35.04
Lyon William Homes Cl A New 0.7 $6.1M 298k 20.60
Astoria Financial Corporation 0.7 $6.0M 375k 16.10
MainSource Financial 0.7 $6.0M 295k 20.36
Meritage Homes Corporation (MTH) 0.7 $5.8M 160k 36.52
Northern Trust Corporation (NTRS) 0.6 $5.7M 84k 68.16
First Community Corporation (FCCO) 0.6 $5.7M 457k 12.38
M & T Bk Corp *w Exp 12/23/201 0.6 $5.6M 113k 49.22
Southern Missouri Ban (SMBC) 0.6 $5.4M 261k 20.72
Coastway Ban 0.6 $5.4M 485k 11.04
Southwest Ban 0.6 $5.3M 325k 16.41
Fcb Finl Hldgs Cl A 0.6 $5.2M 160k 32.62
Bridge Ban 0.6 $5.2M 195k 26.71
Preferred Bk Los Angeles Ca Com New (PFBC) 0.6 $5.2M 165k 31.60
Fidelity National Financial Fnfv Group Com 0.6 $5.2M 440k 11.72
QCR Holdings (QCRH) 0.6 $5.1M 233k 21.87
Hometrust Bancshares (HTBI) 0.6 $5.0M 271k 18.55
Peapack-Gladstone Financial (PGC) 0.5 $4.7M 220k 21.17
Wolverine Bancorp 0.5 $4.6M 181k 25.50
Alliance Bancorp Inc Pa 0.5 $4.5M 188k 23.97
Heritage Oaks Ban 0.5 $4.5M 566k 7.96
United Community Ban 0.5 $4.4M 292k 14.95
Hamilton Bancorp Inc Md 0.5 $4.3M 310k 14.00
JPMorgan Chase & Co. (JPM) 0.5 $4.3M 71k 60.97
National Bk Hldgs Corp Cl A (NBHC) 0.5 $4.3M 210k 20.53
If Bancorp (IROQ) 0.5 $4.3M 251k 17.14
Polonia Bancorp Inc Md 0.5 $4.3M 330k 13.00
Jacksonville Bancorp Inc Fla Com New 0.5 $4.2M 313k 13.30
First Fndtn (FFWM) 0.4 $4.0M 175k 22.77
CoBiz Financial 0.4 $3.9M 303k 13.01
First Sec Group Com New 0.4 $3.9M 1.6M 2.49
Investar Holding (ISTR) 0.4 $3.9M 250k 15.49
Xenith Bankshares 0.4 $3.8M 589k 6.39
Chicopee Ban 0.4 $3.7M 233k 16.04
Bok Finl Corp Com New (BOKF) 0.4 $3.7M 58k 64.71
Provident Financial Services (PFS) 0.4 $3.7M 189k 19.50
First Ctzns Bancshares Inc N Cl A (FCNCA) 0.4 $3.6M 16k 226.00
Key (KEY) 0.4 $3.6M 275k 13.01
Laporte Ban 0.4 $3.6M 242k 14.75
FNB CORPORATION - Warrant $3.324 Exp 1/30/2019 Warrant 0.4 $3.5M 368k 9.63
Northrim Ban (NRIM) 0.4 $3.5M 122k 28.93
German American Ban (GABC) 0.4 $3.5M 120k 29.27
CNB Financial Corporation (CCNE) 0.4 $3.5M 193k 18.17
Comerica Incorporated (CMA) 0.4 $3.5M 85k 41.11
Zions Bancorporation *w Exp 11/14/201 0.4 $3.5M 1.8M 1.95
Stonegate Bk Ft Lauderdale 0.4 $3.4M 108k 31.81
ESSA Ban (ESSA) 0.4 $3.4M 262k 12.96
Wells Fargo & Co *w Exp 10/28/201 0.4 $3.3M 185k 18.09
Pathfinder Ban (PBHC) 0.4 $3.3M 300k 11.10
Nmi Hldgs Cl A (NMIH) 0.4 $3.3M 435k 7.60
Umpqua Holdings Corporation 0.4 $3.3M 200k 16.30
Poage Bankshares 0.4 $3.3M 210k 15.50
Raymond James Financial (RJF) 0.4 $3.2M 65k 49.63
Wilshire Ban 0.4 $3.2M 305k 10.51
Fidelity National Financial Fnf Group Com (FNF) 0.4 $3.2M 90k 35.47
Great Wastern Ban 0.4 $3.2M 125k 25.37
Wsfs Financial Corp P 6.50% PFD 0.4 $3.2M 118k 26.79
First Busey Corp Com New (BUSE) 0.4 $3.1M 158k 19.87
Triumph Ban (TFIN) 0.4 $3.1M 187k 16.80
Legg Mason 0.3 $3.1M 75k 41.61
Spdr Series Trust S&p Regl Bkg Put Option (KRE) 0.3 $3.1M 75k 41.19
Riverview Ban (RVSB) 0.3 $2.9M 609k 4.75
Moelis & Co Cl A (MC) 0.3 $2.9M 110k 26.26
MutualFirst Financial 0.3 $2.8M 121k 23.40
First American International 0.3 $2.8M 170k 16.60
Stonegate Mortgage 0.3 $2.8M 390k 7.11
Malvern Ban 0.3 $2.8M 176k 15.65
Mercantile Bank (MBWM) 0.3 $2.7M 132k 20.78
Bay Banks of Virginia 0.3 $2.7M 474k 5.75
Melrose Ban 0.3 $2.7M 186k 14.31
Pnc Finl Svcs Group *w Exp 12/31/201 0.3 $2.6M 105k 24.38
Sierra Ban (BSRR) 0.3 $2.5M 158k 15.96
Prosperity Bancshares (PB) 0.3 $2.5M 50k 49.12
Stifel Financial (SF) 0.3 $2.3M 55k 42.09
Fraternity Community Ban 0.2 $2.2M 130k 16.76
Hilltop Holdings (HTH) 0.2 $2.2M 110k 19.81
Hanmi Finl Corp Com New (HAFC) 0.2 $2.1M 85k 25.20
Suntrust Banks Inc $1.00 Par Cmn 0.2 $2.1M 55k 38.24
First Financial Ban (FFBC) 0.2 $2.1M 110k 19.08
Mb Ban 0.2 $2.1M 159k 13.00
Equitable Finl (EQFN) 0.2 $2.1M 250k 8.22
Ajs Ban 0.2 $2.0M 140k 14.55
Silver Bay Rlty Tr 0.2 $2.0M 127k 16.01
Lpl Financial Holdings Put Option (LPLA) 0.2 $2.0M 50k 39.78
Bank of the Ozarks 0.2 $2.0M 45k 43.76
HMN FINANCIAL INC - Warrant $4.68 Exp 12/23/2018 Warrant 0.2 $2.0M 278k 7.04
Silvercrest Asset Mgmt Group Cl A (SAMG) 0.2 $1.9M 175k 10.81
Civista Bancshares 6.50% Pfd Ser B 0.2 $1.8M 56k 33.20
Evertec (EVTC) 0.2 $1.8M 100k 18.07
Southcoast Financial cmn 0.2 $1.8M 134k 13.33
Willis Lease Finance Corporation (WLFC) 0.2 $1.8M 110k 16.26
West Bancorporation Cap Stk (WTBA) 0.2 $1.8M 95k 18.75
Huntington Bancshares Incorporated (HBAN) 0.2 $1.7M 160k 10.60
Jpmorgan Chase & Co *w Exp 10/28/201 0.2 $1.7M 85k 19.91
Provident Financial Holdings (PROV) 0.2 $1.7M 100k 16.78
DNB Financial Corp 0.2 $1.7M 64k 26.32
United Financial Ban 0.2 $1.6M 125k 13.05
Yadkin Finl Corp 0.2 $1.6M 75k 21.49
Banc Of California (BANC) 0.2 $1.6M 130k 12.27
Community West Bancshares 0.2 $1.6M 225k 6.95
Bryn Mawr Bank 0.2 $1.6M 50k 31.08
Avidbank Holdings (AVBH) 0.2 $1.5M 125k 12.35
First Niagara Financial 0.2 $1.5M 150k 10.21
D Eureka Financial Corp Com Stk 0.2 $1.5M 56k 27.30
County Ban 0.2 $1.5M 80k 19.15
Fly Leasing Sponsored Adr 0.2 $1.5M 115k 13.20
Pilgrim Bancshares 0.2 $1.5M 126k 12.05
West End Indiana Bancshares 0.2 $1.5M 67k 22.55
Sterling Bancorp 0.2 $1.5M 100k 14.87
Jacksonville Ban 0.2 $1.5M 61k 24.16
Peoples Bancorp of North Carolina (PEBK) 0.2 $1.5M 84k 17.51
Horizon Ban (HBNC) 0.2 $1.5M 62k 23.76
Peoples Ban (PEBO) 0.2 $1.5M 70k 20.79
DCB Financial (DCBF) 0.2 $1.4M 215k 6.70
Access National Corporation 0.2 $1.4M 70k 20.37
Georgetown Bancorp Inc Md 0.2 $1.4M 80k 17.80
Home Fed Bancorp Inc La (HFBL) 0.2 $1.4M 60k 22.88
Hennessy Advisors (HNNA) 0.2 $1.4M 58k 23.76
Renasant (RNST) 0.1 $1.3M 40k 32.85
Sunshine Financial 0.1 $1.3M 70k 18.00
Lennar Corp CL B (LEN.B) 0.1 $1.2M 30k 39.60
Wci Cmntys Com Par $0.01 0.1 $1.1M 50k 22.64
Peoples Utah Ban 0.1 $1.1M 69k 16.32
Bank of Commerce Holdings 0.1 $1.0M 180k 5.78
Two Riv Ban 0.1 $1.0M 116k 8.95
Suntrust Bks *w Exp 12/31/201 0.1 $1.0M 122k 8.30
State National Cos 0.1 $1.0M 108k 9.35
Popular Com New (BPOP) 0.1 $907k 30k 30.23
J Alexanders Holding 0.1 $887k 89k 9.97
Kearny Finl Corp Md (KRNY) 0.1 $860k 75k 11.47
First Intercontinental Bank 0.1 $841k 118k 7.10
Citizens Community Ban (CZWI) 0.1 $832k 94k 8.84
Newbridge Bancorp Cl A No Par 0.1 $832k 98k 8.53
Cardinal Financial Corporation 0.1 $831k 36k 23.02
First South Ban 0.1 $816k 103k 7.90
HMN Financial (HMNF) 0.1 $804k 70k 11.51
Citizens Financial (CFG) 0.1 $716k 30k 23.87
Starwood Waypoint Residentl Com Shs 0.1 $715k 30k 23.83
Ofg Ban (OFG) 0.1 $706k 81k 8.73
Meetinghouse Ban 0.1 $701k 48k 14.76
United Security Bancshares (UBFO) 0.1 $683k 129k 5.30
The First Bancorp Warrant 0.1 $669k 227k 2.95
Sugar Creek Financial Corporation 0.1 $647k 63k 10.25
New Jersey Community Bank 0.1 $644k 110k 5.85
QNB (QNBC) 0.1 $601k 20k 29.50
First Ban (FBNC) 0.1 $595k 35k 17.00
Old Line Bancshares 0.1 $569k 35k 16.26
Oak Valley Ban (OVLY) 0.1 $531k 56k 9.47
Walker & Dunlop (WD) 0.1 $522k 20k 26.10
Sunnyside Ban 0.1 $520k 50k 10.40
Community Bankers Trust 0.1 $501k 100k 5.01
Bbcn Ban 0.1 $451k 30k 15.03
LCNB (LCNB) 0.0 $324k 20k 16.20
Minden Ban 0.0 $314k 15k 21.07
Cathay General Ban (CATY) 0.0 $273k 9.1k 30.00
Washington Federal (WAFD) 0.0 $267k 12k 22.75
First Capital Ban 0.0 $244k 51k 4.78
Suffolk Ban 0.0 $243k 8.9k 27.30
Hibernia Homestead Ban 0.0 $201k 10k 20.10
Msb Financial 0.0 $198k 17k 11.58
Guaranty Federal Bancshares 0.0 $188k 13k 14.69
Chemung Financial Corp (CHMG) 0.0 $165k 5.9k 27.97
First Finl Bancorp Oh *w Exp 12/23/201 0.0 $110k 15k 7.33
Premier Financial Ban 0.0 $108k 7.6k 14.21
Ambac Finl Group *w Exp 04/30/202 0.0 $69k 10k 6.90
Select Ban 0.0 $43k 5.9k 7.29
First Savings Financial (FSFG) 0.0 $20k 600.00 33.33
Pzena Investment Mgmt Class A 0.0 $2.0k 200.00 10.00