Sandler O'Neill Asset Management

Maltese Capital Management as of Sept. 30, 2016

Portfolio Holdings for Maltese Capital Management

Maltese Capital Management holds 175 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 4.5 $37M 170k 216.30
Citigroup (C) 3.6 $30M 630k 47.23
Bank of America Corporation (BAC) 2.4 $20M 1.3M 15.65
Zions Bancorporation (ZION) 2.1 $17M 555k 31.02
Independent Bank Corporation (IBCP) 2.0 $17M 980k 16.83
State Street Bank Financial 2.0 $16M 710k 22.82
Ameris Ban (ABCB) 1.9 $16M 459k 34.95
Seacoast Bkg Corp Fla (SBCF) 1.8 $15M 930k 16.09
Century Ban 1.8 $15M 321k 45.32
Si Financial Group 1.7 $14M 1.0M 13.20
United Cmnty Bks Ga Cap Stk (UCBI) 1.6 $13M 629k 21.02
Sun Bancorp Inc New Jers 1.6 $13M 555k 23.06
Boston Private Financial Holdings 1.4 $12M 923k 12.83
Comerica Incorporated (CMA) 1.3 $11M 230k 47.32
Fifth Third Ban (FITB) 1.3 $11M 515k 20.46
QCR Holdings (QCRH) 1.3 $10M 329k 31.74
Morgan Stanley (MS) 1.2 $10M 315k 32.06
MutualFirst Financial 1.2 $10M 363k 27.73
Synovus Finl (SNV) 1.2 $10M 310k 32.53
Eagle Ban (EGBN) 1.2 $9.7M 196k 49.33
Preferred Bank, Los Angeles (PFBC) 1.2 $9.6M 270k 35.75
CenterState Banks 1.2 $9.6M 541k 17.73
Citizens Financial (CFG) 1.1 $9.4M 380k 24.71
Bank of New York Mellon Corporation (BK) 1.1 $9.3M 233k 39.88
Old Second Ban (OSBC) 1.1 $9.2M 1.1M 8.31
Hampton Roads Bankshares Inc cs 1.1 $8.8M 3.8M 2.31
Key (KEY) 1.1 $8.8M 720k 12.17
PNC Financial Services (PNC) 1.0 $8.6M 96k 90.09
Affiliated Managers (AMG) 1.0 $8.2M 57k 144.70
Stonegate Bk Ft Lauderdale 1.0 $8.2M 243k 33.75
United Financial Ban 1.0 $8.2M 592k 13.84
Evans Bancorp (EVBN) 1.0 $8.0M 294k 27.35
Heritage Oaks Ban 0.9 $7.8M 951k 8.20
Riverview Ban (RVSB) 0.9 $7.4M 1.4M 5.38
Nmi Hldgs Inc cl a (NMIH) 0.9 $7.2M 950k 7.62
Lakeland Ban (LBAI) 0.9 $7.2M 512k 14.04
American River Bankshares 0.9 $7.1M 655k 10.84
MainSource Financial 0.8 $7.0M 280k 24.95
Invesco (IVZ) 0.8 $6.9M 220k 31.27
Goldman Sachs (GS) 0.8 $6.7M 41k 161.26
Wintrust Financial Corporation (WTFC) 0.8 $6.7M 120k 55.57
Territorial Ban (TBNK) 0.8 $6.5M 226k 28.66
United Community Financial 0.8 $6.4M 901k 7.11
Regions Financial Corporation (RF) 0.8 $6.2M 625k 9.87
Hometrust Bancshares (HTBI) 0.8 $6.2M 337k 18.50
Investar Holding (ISTR) 0.7 $6.1M 398k 15.35
Coastway Ban 0.7 $6.1M 442k 13.70
First Community Corporation (FCCO) 0.7 $6.0M 380k 15.75
Univest Corp. of PA (UVSP) 0.7 $5.8M 250k 23.36
Guaranty Bancorp Del 0.7 $5.9M 330k 17.85
ESSA Ban (ESSA) 0.7 $5.7M 416k 13.83
BancFirst Corporation (BANF) 0.7 $5.8M 80k 72.51
Cardinal Financial Corporation 0.7 $5.7M 220k 26.09
Wolverine Bancorp 0.7 $5.6M 209k 26.83
Sierra Ban (BSRR) 0.7 $5.4M 286k 18.76
CNB Financial Corporation (CCNE) 0.6 $5.2M 245k 21.16
Poage Bankshares 0.6 $5.2M 271k 19.29
Prudential Ban 0.6 $4.9M 342k 14.48
Fcb Financial Holdings-cl A 0.6 $4.9M 128k 38.43
Hancock Holding Company (HWC) 0.6 $4.9M 150k 32.43
E TRADE Financial Corporation 0.6 $4.8M 165k 29.12
Hilltop Holdings (HTH) 0.6 $4.8M 212k 22.46
Standard Financial 0.6 $4.8M 210k 22.80
If Bancorp (IROQ) 0.6 $4.8M 255k 18.64
Civista Bancshares Inc 6.50% pfd ser b 0.6 $4.7M 110k 42.83
Chicopee Ban 0.6 $4.6M 251k 18.50
Banner Corp (BANR) 0.6 $4.6M 105k 43.74
Fnf (FNF) 0.6 $4.6M 125k 36.91
Community Trust Ban (CTBI) 0.5 $4.5M 120k 37.11
M&t Bank Corp Wts Exp 12/23/1 wts 0.5 $4.5M 106k 42.30
United Community Ban 0.5 $4.5M 297k 15.15
Lennar Corporation (LEN.B) 0.5 $4.4M 130k 33.57
First Midwest Ban 0.5 $4.3M 220k 19.36
Codorus Valley Ban (CVLY) 0.5 $4.3M 195k 21.88
Washingtonfirst Bankshares, In c 0.5 $4.2M 171k 24.61
Evercore Partners (EVR) 0.5 $4.2M 81k 51.51
Southern Missouri Ban (SMBC) 0.5 $4.2M 167k 24.90
New York Community Ban (NYCB) 0.5 $3.9M 275k 14.23
11/14/2018 W Exp 11/14/2018 0.5 $3.7M 1.7M 2.14
Pacific Mercantile Ban 0.4 $3.6M 495k 7.37
Polonia Bancorp Inc Md 0.4 $3.6M 330k 10.99
First Citizens BancShares (FCNCA) 0.4 $3.5M 12k 293.92
Midland Sts Bancorp Inc Ill (MSBI) 0.4 $3.5M 139k 25.34
Northrim Ban (NRIM) 0.4 $3.5M 136k 25.75
Hope Ban (HOPE) 0.4 $3.5M 200k 17.37
Pathfinder Ban (PBHC) 0.4 $3.4M 277k 12.16
Community Bankers Trust 0.4 $3.3M 612k 5.42
DCB Financial (DCBF) 0.4 $3.3M 434k 7.65
BancorpSouth 0.4 $3.0M 130k 23.20
Bank Of Nt Butterfield&son L (NTB) 0.4 $3.1M 125k 24.76
Pb Ban 0.4 $3.0M 346k 8.68
D.R. Horton (DHI) 0.3 $2.9M 95k 30.20
Melrose Ban 0.3 $2.9M 194k 14.90
Bay Banks of Virginia 0.3 $2.8M 470k 6.06
First American International 0.3 $2.8M 169k 16.56
Associated Banc- (ASB) 0.3 $2.7M 140k 19.59
Hamilton Bancorp Inc Md 0.3 $2.7M 200k 13.60
Equitable Finl (EQFN) 0.3 $2.8M 308k 8.97
Bank Of James Fncl (BOTJ) 0.3 $2.6M 217k 12.15
Community West Bancshares 0.3 $2.5M 310k 8.20
Mb Ban 0.3 $2.5M 189k 13.40
Heritage Commerce (HTBK) 0.3 $2.5M 230k 10.94
Wsfs Financial Corporation 6.25% P 0.3 $2.5M 95k 26.10
S&T Ban (STBA) 0.3 $2.4M 82k 28.99
Bryn Mawr Bank 0.3 $2.4M 75k 31.98
Silvercrest Asset Mgmt Groupcl (SAMG) 0.3 $2.4M 204k 11.87
Hennessy Advisors (HNNA) 0.3 $2.3M 64k 35.47
Bank of Commerce Holdings 0.3 $2.2M 305k 7.20
First Financial Ban (FFBC) 0.3 $2.2M 100k 21.84
Middleburg Financial 0.3 $2.1M 75k 28.28
Ajs Ban 0.2 $2.1M 140k 15.00
Pilgrim Bancshares 0.2 $2.0M 156k 13.10
Wts/the Pnc Financial Services Grp wts 0.2 $2.0M 83k 23.49
Prosperity Bancshares (PB) 0.2 $1.9M 35k 54.89
TriCo Bancshares (TCBK) 0.2 $1.9M 70k 26.77
Southwest Ban 0.2 $1.9M 100k 18.99
Avidbank Holdings (AVBH) 0.2 $1.9M 120k 15.50
Stonegate Mortgage 0.2 $1.9M 407k 4.58
Heartland Financial USA (HTLF) 0.2 $1.8M 50k 36.06
Jacksonville Ban 0.2 $1.8M 64k 28.49
Yadkin Finl Corp 0.2 $1.8M 70k 26.29
Triumph Ban (TFIN) 0.2 $1.8M 92k 19.84
Central Federal Bancshares 0.2 $1.8M 156k 11.77
Guaranty Federal Bancshares 0.2 $1.7M 108k 16.15
Two Riv Ban 0.2 $1.8M 153k 11.52
HMN Financial (HMNF) 0.2 $1.6M 115k 14.20
Peoples Bancorp of North Carolina (PEBK) 0.2 $1.6M 77k 21.00
Peoples Ban (PEBO) 0.2 $1.6M 65k 24.58
Sb Finl Group Inc dep shs pfd 6.5% 0.2 $1.6M 125k 12.49
United Security Bancshares (UBFO) 0.2 $1.5M 240k 6.32
DNB Financial Corp 0.2 $1.5M 59k 25.31
Shore Bancshares (SHBI) 0.2 $1.4M 121k 11.78
Georgetown Bancorp Inc Md 0.2 $1.4M 69k 20.88
Peapack-Gladstone Financial (PGC) 0.2 $1.3M 59k 22.42
Sunshine Financial 0.2 $1.3M 66k 19.50
Fidelity Natl Inc New Fnfv Group Com Isin #us31620r4020 0.1 $1.1M 92k 12.48
QNB (QNBC) 0.1 $1.1M 31k 34.01
Om Asset Management 0.1 $1.1M 80k 13.90
First Intercontinental Bank 0.1 $1.1M 131k 8.10
Camden National Corporation (CAC) 0.1 $955k 20k 47.75
Sugar Creek Financial Corporation 0.1 $995k 84k 11.91
Legacytexas Financial 0.1 $981k 31k 31.65
Meritage Homes Corporation (MTH) 0.1 $868k 25k 34.72
Home Ban (HBCP) 0.1 $926k 33k 27.99
First South Ban 0.1 $888k 89k 9.95
New Ban 0.1 $896k 66k 13.53
Fsb Ban 0.1 $894k 72k 12.50
SVB Financial (SIVBQ) 0.1 $829k 7.5k 110.53
Umpqua Holdings Corporation 0.1 $828k 55k 15.05
Oak Valley Ban (OVLY) 0.1 $787k 77k 10.19
Suntrust Bks Inc wrt exp 12/31/2 0.1 $843k 74k 11.42
Meetinghouse Ban 0.1 $791k 48k 16.65
Sunnyside Ban 0.1 $815k 65k 12.56
Willis Lease Finance Corporation (WLFC) 0.1 $713k 30k 23.77
Malvern Ban 0.1 $736k 45k 16.39
West End Indiana Bancshares 0.1 $756k 30k 25.20
Financial Institutions (FISI) 0.1 $678k 25k 27.12
Bank of Marin Ban (BMRC) 0.1 $701k 14k 49.72
Bank of the Ozarks 0.1 $576k 15k 38.40
Berkshire Hills Ban (BHLB) 0.1 $554k 20k 27.70
First Internet Bancorp (INBK) 0.1 $575k 25k 23.09
New Jersey Community Bank 0.1 $602k 161k 3.75
Fidelity Southern Corporation 0.1 $438k 24k 18.40
Legg Mason 0.0 $335k 10k 33.50
West Bancorporation (WTBA) 0.0 $314k 16k 19.62
WSFS Financial Corporation (WSFS) 0.0 $365k 10k 36.50
Carolina Alliance Bank Spartan 0.0 $341k 34k 9.90
Bankunited (BKU) 0.0 $302k 10k 30.20
Minden Ban 0.0 $337k 15k 22.62
Four Oaks Fin 0.0 $344k 151k 2.28
Hibernia Homestead Ban 0.0 $287k 15k 19.13
Wci Cmntys Inc Com Par $0.01 0.0 $237k 10k 23.70
First Savings Financial (FSFG) 0.0 $147k 4.1k 36.15
Plumas Ban (PLBC) 0.0 $81k 7.9k 10.28
Lpl Financial Holdings (LPLA) 0.0 $75k 2.5k 30.00