Sandler O'Neill Asset Management

Maltese Capital Management as of Sept. 30, 2018

Portfolio Holdings for Maltese Capital Management

Maltese Capital Management holds 203 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Zions Bancorporation (ZION) 2.7 $39M 775k 50.15
Key (KEY) 2.6 $38M 1.9M 19.89
Sterling Bancorp 2.4 $35M 1.6M 22.00
CenterState Banks 2.2 $32M 1.2M 28.05
Lennar Corporation (LEN.B) 2.2 $31M 810k 38.50
Morgan Stanley (MS) 1.8 $27M 570k 46.57
Bank of America Corporation (BAC) 1.8 $26M 890k 29.46
Comerica Incorporated (CMA) 1.8 $26M 290k 90.20
Signature Bank (SBNY) 1.8 $26M 223k 114.84
Home BancShares (HOMB) 1.8 $25M 1.2M 21.90
Ameris Ban (ABCB) 1.7 $24M 531k 45.70
Independent Bank Corporation (IBCP) 1.6 $24M 1000k 23.65
First Financial Ban (FFBC) 1.5 $21M 709k 29.70
Raymond James Financial (RJF) 1.4 $20M 215k 92.05
SPDR KBW Regional Banking (KRE) 1.4 $19M 327k 59.44
Cullen/Frost Bankers (CFR) 1.3 $19M 186k 104.44
Citigroup (C) 1.2 $18M 245k 71.74
OceanFirst Financial (OCFC) 1.2 $17M 615k 27.22
Valley National Ban (VLY) 1.1 $17M 1.5M 11.25
Western Alliance Bancorporation (WAL) 1.1 $17M 290k 56.89
Investors Ban 1.1 $16M 1.3M 12.27
U.S. Bancorp (USB) 1.1 $16M 296k 52.81
Synovus Finl (SNV) 1.1 $15M 335k 45.79
QCR Holdings (QCRH) 1.0 $14M 345k 40.85
Pinnacle Financial Partners (PNFP) 1.0 $14M 230k 60.15
First Horizon National Corporation (FHN) 0.9 $14M 785k 17.26
SVB Financial (SIVBQ) 0.9 $13M 43k 310.82
Huntington Bancshares Incorporated (HBAN) 0.9 $13M 869k 14.92
Sandy Spring Ban (SASR) 0.9 $13M 325k 39.31
Codorus Valley Ban (CVLY) 0.8 $12M 391k 31.24
Taylor Morrison Hom (TMHC) 0.8 $12M 678k 18.04
Citizens Financial (CFG) 0.8 $12M 313k 38.57
United Community Financial 0.8 $12M 1.2M 9.67
Old Second Ban (OSBC) 0.8 $12M 760k 15.45
Evans Bancorp (EVBN) 0.8 $12M 247k 46.95
QNB (QNBC) 0.8 $12M 253k 45.90
ESSA Ban (ESSA) 0.8 $11M 680k 16.26
First Mid Ill Bancshares (FMBH) 0.8 $11M 273k 40.33
Preferred Bank, Los Angeles (PFBC) 0.8 $11M 184k 58.50
Piper Jaffray Companies (PIPR) 0.7 $11M 139k 76.35
Howard Hughes 0.7 $11M 86k 124.22
Community Bankers Trust 0.7 $11M 1.2M 8.80
Si Financial Group 0.7 $11M 755k 14.00
Affiliated Managers (AMG) 0.7 $10M 75k 136.72
Farmers Natl Banc Corp (FMNB) 0.7 $10M 660k 15.30
State Street Bank Financial 0.7 $10M 330k 30.18
Ares Management Lp m 0.7 $9.9M 428k 23.20
Cannae Holdings (CNNE) 0.7 $10M 476k 20.95
Lakeland Ban (LBAI) 0.7 $9.8M 543k 18.05
Sterling Bancorp (SBT) 0.7 $9.8M 862k 11.31
Luther Burbank Corp. (LBC) 0.7 $9.6M 881k 10.88
Associated Banc- (ASB) 0.7 $9.4M 360k 26.00
United Cmnty Bks Ga Cap Stk (UCBI) 0.7 $9.3M 335k 27.89
Homestreet (HMST) 0.7 $9.4M 353k 26.50
Banc Of California (BANC) 0.7 $9.4M 498k 18.90
East West Ban (EWBC) 0.6 $9.1M 150k 60.37
Lazard Ltd-cl A shs a 0.6 $8.9M 186k 48.13
Pjt Partners (PJT) 0.6 $8.9M 170k 52.35
MasterCard Incorporated (MA) 0.6 $8.3M 37k 222.60
Old Line Bancshares 0.6 $8.4M 266k 31.64
11/14/2018 W Exp 11/14/2018 0.6 $8.4M 604k 13.86
Hope Ban (HOPE) 0.6 $8.4M 521k 16.17
Hancock Holding Company (HWC) 0.6 $8.2M 173k 47.55
Citizens Community Ban (CZWI) 0.6 $8.2M 585k 14.00
Bay Banks of Virginia 0.6 $8.2M 870k 9.45
Civista Bancshares Inc 6.50% pfd ser b 0.6 $8.3M 116k 71.52
First Defiance Financial 0.6 $7.9M 262k 30.11
Bryn Mawr Bank 0.6 $7.9M 169k 46.90
Visa (V) 0.5 $7.7M 52k 150.10
Paypal Holdings (PYPL) 0.5 $7.7M 88k 87.84
American River Bankshares 0.5 $7.7M 504k 15.32
White River Bancshares Company 0.5 $7.6M 113k 67.15
First Bancshares (FBMS) 0.5 $7.4M 189k 39.05
Alerus Finl (ALRS) 0.5 $7.4M 305k 24.25
Five Point Holdings (FPH) 0.5 $7.3M 778k 9.41
Eaton Vance 0.5 $7.2M 138k 52.56
If Bancorp (IROQ) 0.5 $7.1M 310k 23.05
Hometrust Bancshares (HTBI) 0.5 $7.0M 240k 29.15
Bankunited (BKU) 0.5 $6.7M 190k 35.40
Brightsphere Inv 0.5 $6.8M 546k 12.40
Bank Ozk (OZK) 0.5 $6.8M 179k 37.96
Bridgewater Bancshares (BWB) 0.5 $6.4M 494k 13.02
M&T Bank Corporation (MTB) 0.4 $6.4M 39k 164.54
Avidbank Holdings (AVBH) 0.4 $6.4M 252k 25.40
Pacific City 0.4 $6.4M 331k 19.34
Business First Bancshares (BFST) 0.4 $6.2M 235k 26.55
Century Ban 0.4 $6.1M 84k 72.25
Ameriprise Financial (AMP) 0.4 $5.9M 40k 147.65
Bank Of Nt Butterfield&son L (NTB) 0.4 $5.7M 110k 51.86
Bank7 Corp (BSVN) 0.4 $5.8M 300k 19.25
American National BankShares (AMNB) 0.4 $5.7M 146k 39.00
Standard Avb Financial 0.4 $5.6M 182k 31.10
United Financial Ban 0.4 $5.5M 325k 16.83
First Citizens BancShares (FCNCA) 0.4 $5.2M 11k 452.28
First of Long Island Corporation (FLIC) 0.4 $5.1M 236k 21.75
Suntrust Banks Inc $1.00 Par Cmn 0.3 $5.0M 75k 66.79
TFS Financial Corporation (TFSL) 0.3 $5.1M 339k 15.01
Worldpay Ord 0.3 $5.1M 50k 101.28
Capital One Financial (COF) 0.3 $4.8M 51k 94.92
Pathfinder Ban (PBHC) 0.3 $4.9M 323k 15.05
E TRADE Financial Corporation 0.3 $4.7M 90k 52.39
PNC Financial Services (PNC) 0.3 $4.4M 33k 136.19
Hmn Financial, Inc. - Warrant $4.68 Exp 12/23/2018 warrant 0.3 $4.4M 278k 15.85
First Ban (FBNC) 0.3 $4.4M 109k 40.51
Connectone Banc (CNOB) 0.3 $4.3M 181k 23.75
Cadence Bancorporation cl a 0.3 $4.3M 165k 26.12
Heritage Commerce (HTBK) 0.3 $4.2M 279k 14.92
Investar Holding (ISTR) 0.3 $4.2M 158k 26.85
Ottawa Ban (OTTW) 0.3 $4.2M 300k 13.85
Southern National Banc. of Virginia 0.3 $4.0M 250k 16.20
Sb Financial (SBFG) 0.3 $4.0M 195k 20.35
Two Riv Ban 0.3 $3.9M 225k 17.34
Ally Financial (ALLY) 0.3 $4.0M 150k 26.45
Equitable Finl (EQFN) 0.3 $4.0M 331k 11.95
Mountain Commerce Bancorp (MCBI) 0.3 $3.9M 188k 20.60
State Street Corporation (STT) 0.3 $3.8M 45k 83.78
National Commerce 0.3 $3.7M 90k 41.30
Pb Ban 0.3 $3.8M 321k 11.75
Hilltop Holdings (HTH) 0.2 $3.6M 180k 20.17
MidSouth Ban 0.2 $3.6M 235k 15.40
Triumph Ban (TFIN) 0.2 $3.6M 95k 38.20
Harborone Ban 0.2 $3.6M 190k 19.12
Black Knight 0.2 $3.6M 70k 51.96
Meridian Bank (MRBK) 0.2 $3.7M 213k 17.20
Shore Bancshares (SHBI) 0.2 $3.5M 198k 17.82
Union Bankshares Corporation 0.2 $3.5M 90k 38.53
Mb Ban 0.2 $3.4M 189k 17.85
Esquire Financial Holdings (ESQ) 0.2 $3.4M 135k 24.96
New York Community Ban (NYCB) 0.2 $3.1M 300k 10.37
First Virginia Community Bank (FVCB) 0.2 $3.2M 160k 19.80
Revere Bank 0.2 $3.1M 100k 31.00
Rbb Bancorp (RBB) 0.2 $3.1M 127k 24.50
Capital Bancorp (CBNK) 0.2 $3.1M 245k 12.72
BancFirst Corporation (BANF) 0.2 $3.0M 49k 59.96
Howard Ban 0.2 $2.9M 164k 17.70
Jefferies Finl Group (JEF) 0.2 $2.9M 130k 21.96
Regions Financial Corporation (RF) 0.2 $2.8M 150k 18.35
Fifth Third Ban (FITB) 0.2 $2.7M 98k 27.92
Wells Fargo & Company (WFC) 0.2 $2.6M 50k 52.56
Bank Of James Fncl (BOTJ) 0.2 $2.7M 168k 15.81
Great Wastern Ban 0.2 $2.5M 60k 42.18
Melrose Ban 0.2 $2.6M 129k 19.75
First American International 0.2 $2.6M 54k 47.75
Op Bancorp Cmn (OPBK) 0.2 $2.6M 226k 11.60
Boston Private Financial Holdings 0.2 $2.5M 183k 13.65
First American Financial (FAF) 0.2 $2.3M 45k 51.60
Oak Valley Ban (OVLY) 0.2 $2.3M 116k 19.65
Hennessy Advisors (HNNA) 0.1 $2.2M 160k 13.85
Simmons First National Corporation (SFNC) 0.1 $2.1M 73k 29.44
Ladder Capital Corp Class A (LADR) 0.1 $2.2M 130k 16.94
Bank First National Corporation (BFC) 0.1 $2.2M 40k 54.75
Onemain Holdings (OMF) 0.1 $2.2M 65k 33.62
Central Federal Bancshares 0.1 $2.1M 162k 13.20
Riverview Ban (RVSB) 0.1 $2.0M 231k 8.84
Guaranty Federal Bancshares 0.1 $2.0M 84k 24.00
Blackhawk (BHWB) 0.1 $2.0M 70k 29.00
Hamilton Bancorp Inc Md 0.1 $2.0M 138k 14.30
Carolina Financial 0.1 $2.0M 53k 37.72
Toll Brothers (TOL) 0.1 $1.8M 55k 33.04
First Business Financial Services (FBIZ) 0.1 $1.9M 80k 23.18
Sb Finl Group Inc dep shs pfd 6.5% 0.1 $1.9M 93k 20.25
Civista Bancshares Inc equity (CIVB) 0.1 $1.9M 80k 24.09
HMN Financial (HMNF) 0.1 $1.7M 81k 20.50
Mid Southern Bancorp (MSVB) 0.1 $1.7M 135k 12.95
Communities First Financial Corporation (FFBB) 0.1 $1.5M 60k 25.10
Herc Hldgs (HRI) 0.1 $1.5M 30k 51.20
Two Hbrs Invt Corp Com New reit 0.1 $1.6M 108k 14.93
Umpqua Holdings Corporation 0.1 $1.5M 70k 20.80
WSFS Financial Corporation (WSFS) 0.1 $1.4M 30k 47.17
CNB Financial Corporation (CCNE) 0.1 $1.4M 50k 28.86
Eagle Ban (EBMT) 0.1 $1.4M 75k 18.15
New Ban 0.1 $1.3M 66k 19.80
Summit Financial (SMMF) 0.1 $1.2M 51k 23.21
Southern Missouri Ban (SMBC) 0.1 $1.1M 29k 37.28
E C N Capital (ECNCF) 0.1 $1.2M 400k 2.92
Best Hometown Bancorp, Inc. not 13-f security 0.1 $1.1M 80k 14.00
Ames National Corporation (ATLO) 0.1 $952k 35k 27.26
Sugar Creek Financial Corporation 0.1 $959k 77k 12.39
Western New England Ban (WNEB) 0.1 $949k 88k 10.80
First Ic Corporation (FIEB) 0.1 $1.0M 91k 11.32
Texas Capital Bancshares (TCBI) 0.1 $827k 10k 82.63
Willis Lease Finance Corporation (WLFC) 0.1 $863k 25k 34.52
Plumas Ban (PLBC) 0.1 $854k 34k 24.84
Sunnyside Ban 0.1 $893k 65k 13.77
West End Indiana Bancshares 0.1 $899k 30k 29.97
Ffbw 0.1 $908k 80k 11.35
United Security Bancshares (UBFO) 0.1 $665k 60k 11.10
Cortland Ban 0.1 $778k 32k 24.30
IBERIABANK Corporation 0.0 $578k 7.1k 81.41
Jpmorgan Chase & Co. w exp 10/201 0.0 $545k 7.5k 72.67
Peoples Bancorp of North Carolina (PEBK) 0.0 $577k 20k 28.85
Chesapeake Financial (CPKF) 0.0 $601k 19k 31.49
Heritage Nola Bancorp (HRGG) 0.0 $578k 46k 12.55
Capital City Bank (CCBG) 0.0 $450k 19k 23.32
Provident Financial Holdings (PROV) 0.0 $458k 25k 18.32
Limestone Bancorp 0.0 $402k 26k 15.51
Citizens Holding Company (CIZN) 0.0 $243k 10k 23.48
Arrow Financial Corporation (AROW) 0.0 $346k 9.3k 37.03
Community First Bancshares I 0.0 $293k 25k 11.72
Territorial Ban (TBNK) 0.0 $149k 5.1k 29.49
Pioneer Bancshares 0.0 $124k 4.0k 30.78
Prudential Ban 0.0 $64k 3.7k 17.30
Smartfinancial (SMBK) 0.0 $42k 1.8k 23.72