Aletheia Research and Management

Name Aletheia Research and Management as of Sept. 30, 2011

Portfolio Holdings for Name Aletheia Research and Management

Name Aletheia Research and Management holds 176 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Coca-Cola Company (KO) 4.0 $137M 2.0M 67.56
International Business Machines (IBM) 3.6 $122M 695k 174.87
McDonald's Corporation (MCD) 3.5 $120M 1.4M 87.82
Newmont Mining Corporation (NEM) 3.5 $118M 1.9M 62.95
Barrick Gold Corp (GOLD) 3.2 $108M 2.3M 46.65
Exxon Mobil Corporation (XOM) 3.1 $107M 1.5M 72.63
iShares Silver Trust (SLV) 2.6 $88M 3.1M 28.91
Boeing Company (BA) 2.5 $87M 1.4M 60.51
Canadian Natural Resources (CNQ) 2.5 $83M 2.9M 29.27
eBay (EBAY) 2.3 $79M 2.7M 29.49
Novagold Resources Inc Cad (NG) 2.2 $75M 12M 6.45
Freeport-McMoRan Copper & Gold (FCX) 2.0 $69M 2.3M 30.45
Intel Corporation (INTC) 2.0 $69M 3.2M 21.34
Continental Resources 2.0 $69M 1.4M 48.37
SPDR Gold Trust (GLD) 2.0 $68M 432k 158.06
Caterpillar (CAT) 2.0 $67M 903k 73.84
Wal-Mart Stores (WMT) 1.9 $66M 1.3M 51.90
Deere & Company (DE) 1.8 $61M 951k 64.57
Marvell Technology Group 1.7 $58M 4.0M 14.52
Las Vegas Sands (LVS) 1.7 $57M 1.5M 38.34
Opko Health (OPK) 1.6 $54M 12M 4.33
Noble Energy 1.6 $53M 751k 70.80
Suncor Energy (SU) 1.5 $52M 2.0M 25.44
Merck & Co (MRK) 1.4 $49M 1.5M 32.70
Directv 1.4 $47M 1.1M 42.27
Mosaic (MOS) 1.4 $46M 942k 48.97
Goldcorp 1.3 $45M 987k 45.64
Dole Food Company 1.2 $42M 4.2M 10.00
Comcast Corporation (CMCSA) 1.2 $41M 2.0M 20.92
Hess (HES) 1.2 $41M 774k 52.46
Coeur d'Alene Mines Corporation (CDE) 1.2 $40M 1.9M 21.44
Citigroup (C) 1.2 $41M 1.6M 25.62
Wynn Resorts (WYNN) 1.1 $37M 322k 115.08
MGM Resorts International. (MGM) 1.1 $37M 4.0M 9.29
Chesapeake Energy Corporation 1.1 $36M 1.4M 25.55
ATP Oil & Gas Corporation 1.1 $36M 4.7M 7.71
Lennar Corporation (LEN) 1.1 $36M 2.6M 13.54
Aol 1.1 $36M 3.0M 12.00
Tejon Ranch Company (TRC) 1.0 $35M 1.5M 23.87
Silver Wheaton Corp 1.0 $35M 1.2M 29.45
SunPower Corporation 1.0 $34M 4.3M 8.09
Novellus Systems 1.0 $33M 1.2M 27.26
Archer Daniels Midland Company (ADM) 0.9 $32M 1.3M 24.81
Medtronic 0.9 $32M 967k 33.24
McMoRan Exploration 0.9 $31M 3.2M 9.93
Johnson & Johnson (JNJ) 0.9 $31M 484k 63.69
Emerson Electric (EMR) 0.9 $30M 731k 41.31
Celgene Corporation 0.9 $30M 488k 61.91
Kinross Gold Corp (KGC) 0.9 $29M 2.0M 14.78
Golar Lng (GLNG) 0.8 $28M 891k 31.78
PowerShares DB Agriculture Fund 0.8 $27M 920k 29.67
Hldgs (UAL) 0.8 $27M 1.4M 19.38
Gap (GAP) 0.8 $26M 1.6M 16.24
Fluor Corporation (FLR) 0.7 $25M 542k 46.55
Akamai Technologies (AKAM) 0.7 $25M 1.2M 19.88
Saic 0.7 $23M 2.0M 11.81
Devon Energy Corporation (DVN) 0.7 $22M 398k 55.44
Human Genome Sciences 0.6 $21M 1.7M 12.69
Moly 0.6 $21M 638k 32.87
Iridium Communications (IRDM) 0.6 $21M 3.3M 6.20
Cit 0.6 $20M 649k 30.37
Bank of America Corporation (BAC) 0.5 $18M 2.9M 6.12
American Eagle Outfitters (AEO) 0.5 $18M 1.5M 11.72
Barnes & Noble 0.4 $13M 1.1M 11.83
Market Vectors Gold Miners ETF 0.3 $10M 181k 55.19
Kraft Foods 0.2 $8.0M 239k 33.58
Kinetic Concepts 0.2 $6.0M 91k 65.89
India Fund (IFN) 0.2 $5.4M 235k 22.94
United States Steel Corporation (X) 0.2 $5.3M 240k 22.01
Udr (UDR) 0.1 $5.1M 229k 22.14
Dominion Resources (D) 0.1 $4.7M 92k 50.77
Southern Company (SO) 0.1 $4.6M 109k 42.37
Agrium 0.1 $4.5M 67k 66.66
Titanium Metals Corporation 0.1 $4.5M 298k 14.98
SJW (SJW) 0.1 $4.3M 199k 21.77
Petroleo Brasileiro SA (PBR) 0.1 $4.1M 183k 22.45
HSBC Holdings (HSBC) 0.1 $4.1M 108k 38.04
Sanofi-Aventis SA (SNY) 0.1 $4.0M 123k 32.80
InterContinental Hotels 0.1 $3.9M 246k 16.08
E.I. du Pont de Nemours & Company 0.1 $3.8M 94k 39.97
AstraZeneca (AZN) 0.1 $3.8M 86k 44.36
China Telecom Corporation 0.1 $3.6M 58k 61.89
Overseas Shipholding 0.1 $3.7M 269k 13.74
China Petroleum & Chemical 0.1 $3.2M 34k 95.81
Peabody Energy Corporation 0.1 $3.5M 103k 33.88
Morgan Stanley (MS) 0.1 $3.3M 244k 13.50
AvalonBay Communities (AVB) 0.1 $3.3M 29k 114.04
H.J. Heinz Company 0.1 $3.3M 65k 50.49
Cliffs Natural Resources 0.1 $3.4M 66k 51.18
ARM Holdings 0.1 $3.5M 137k 25.50
NV Energy 0.1 $3.4M 229k 14.71
JPMorgan Chase & Co. (JPM) 0.1 $3.2M 105k 30.12
Novartis (NVS) 0.1 $3.1M 56k 55.77
Mitsubishi UFJ Financial (MUFG) 0.1 $3.1M 687k 4.45
Brookfield Ppty Corp Cad 0.1 $3.1M 227k 13.77
Ace Limited Cmn 0.1 $2.6M 43k 60.61
Union Pacific Corporation (UNP) 0.1 $2.8M 35k 81.68
Dow Chemical Company 0.1 $2.8M 127k 22.46
Plum Creek Timber 0.1 $2.8M 82k 34.72
Sara Lee 0.1 $2.8M 172k 16.35
Companhia Energetica Minas Gerais (CIG) 0.1 $2.8M 187k 14.84
Banco Bradesco SA (BBD) 0.1 $2.7M 186k 14.79
General Motors Company (GM) 0.1 $2.6M 127k 20.18
Goldman Sachs (GS) 0.1 $2.5M 27k 94.54
Teva Pharmaceutical Industries (TEVA) 0.1 $2.3M 61k 37.22
Chiquita Brands International 0.1 $2.4M 288k 8.34
Brasil Telecom SA 0.1 $2.4M 137k 17.46
BHP Billiton (BHP) 0.1 $2.4M 36k 66.44
America Movil Sab De Cv spon adr l 0.1 $2.1M 96k 22.08
Goodyear Tire & Rubber Company (GT) 0.1 $2.0M 199k 10.09
Alcoa 0.1 $2.0M 209k 9.57
Allstate Corporation (ALL) 0.1 $2.2M 93k 23.69
Banco Itau Holding Financeira (ITUB) 0.1 $2.2M 140k 15.52
Orient-exp Htls 0.1 $2.1M 302k 6.91
Barclays Bk Plc ipth s^p vix 0.1 $2.0M 38k 53.36
Nucor Corporation (NUE) 0.1 $1.6M 51k 31.64
Cemex SAB de CV (CX) 0.1 $1.6M 507k 3.16
Procter & Gamble Company (PG) 0.1 $1.8M 29k 63.18
PetroChina Company 0.1 $1.8M 15k 120.46
Hugoton Royalty Trust (HGTXU) 0.1 $1.6M 77k 21.29
Korea Electric Power Corporation (KEP) 0.1 $1.6M 186k 8.50
WisdomTree Dreyfus Chinese Yuan 0.1 $1.7M 65k 25.28
Newmont Mining Corp note 3.000% 2/1 0.0 $1.3M 965k 1.38
Dean Foods Company 0.0 $1.3M 147k 8.87
AMR Corporation 0.0 $1.5M 497k 2.96
Baidu (BIDU) 0.0 $1.4M 13k 106.89
Nomura Holdings (NMR) 0.0 $1.4M 401k 3.56
M.D.C. Holdings 0.0 $1.5M 88k 16.94
Melco Crown Entertainment (MLCO) 0.0 $1.1M 135k 8.31
Vale (VALE) 0.0 $1.0M 45k 22.80
Annaly Capital Management 0.0 $1.0M 60k 16.63
Digital Realty Trust (DLR) 0.0 $888k 16k 55.18
Public Storage (PSA) 0.0 $941k 8.5k 111.36
Barclays (BCS) 0.0 $1.1M 117k 9.78
Hawaiian Holdings 0.0 $887k 211k 4.21
MEMC Electronic Materials 0.0 $874k 167k 5.24
Bank Of America Corporation preferred (BAC.PL) 0.0 $1.1M 1.5k 765.22
Novagold Res Inc bond 0.0 $946k 937k 1.01
Starwood Property Trust (STWD) 0.0 $650k 38k 17.17
Duke Energy Corporation 0.0 $656k 33k 19.98
Automatic Data Processing (ADP) 0.0 $519k 11k 47.18
Verizon Communications (VZ) 0.0 $628k 17k 36.78
American Electric Power Company (AEP) 0.0 $524k 14k 38.01
NuStar GP Holdings 0.0 $808k 26k 30.65
Cytori Therapeutics 0.0 $848k 287k 2.95
United States Stl Corp New note 4.000% 5/1 0.0 $589k 566k 1.04
CurrencyShares Canadian Dollar Trust 0.0 $625k 6.6k 94.87
ProShares UltraShort Euro (EUO) 0.0 $766k 40k 19.29
Direxion Daily 30-Yr Trsry Bear 3X Shrs 0.0 $675k 44k 15.46
Wisdomtree Trust indian rup etf 0.0 $667k 27k 24.83
Proshares Tr Ii Ultrashort Ye etf (YCS) 0.0 $627k 46k 13.78
Suntech Power Holdings 0.0 $437k 189k 2.31
Williams-Sonoma (WSM) 0.0 $308k 10k 30.80
Occidental Petroleum Corporation (OXY) 0.0 $468k 6.5k 71.50
Royal Dutch Shell 0.0 $461k 7.5k 61.47
Schlumberger (SLB) 0.0 $309k 5.2k 59.78
Weyerhaeuser Company (WY) 0.0 $264k 17k 15.54
Fifth Third Ban (FITB) 0.0 $235k 23k 10.12
United States Oil Fund 0.0 $451k 15k 30.49
Aes Tr Iii pfd cv 6.75% 0.0 $421k 8.6k 49.02
Hecla Mining Company (HL) 0.0 $198k 37k 5.37
Essex Property Trust (ESS) 0.0 $312k 2.6k 120.00
Copano Energy 0.0 $388k 13k 29.82
Natural Resource Partners 0.0 $425k 17k 25.39
Pharmacyclics 0.0 $170k 14k 11.83
Hansen Medical 0.0 $233k 70k 3.33
CurrencyShares Australian Dollar Trust 0.0 $245k 2.5k 97.03
Ubs Ag Jersey Brh long platn etn18 0.0 $184k 11k 17.60
WisdomTree Dreyfus ETF BZ Real Fnd 0.0 $348k 14k 24.41
Corning Incorporated (GLW) 0.0 $156k 13k 12.36
Energy Recovery (ERII) 0.0 $35k 12k 3.02
Sirius XM Radio 0.0 $30k 20k 1.51
Valence Technology 0.0 $19k 18k 1.04
Ivanhoe Energy 0.0 $62k 58k 1.07
Sharps Compliance 0.0 $46k 10k 4.51
Thunderbird Energy Corp 0.0 $13k 70k 0.19