Aletheia Research and Management

Name Aletheia Research and Management as of Dec. 31, 2011

Portfolio Holdings for Name Aletheia Research and Management

Name Aletheia Research and Management holds 179 positions in its portfolio as reported in the December 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Exxon Mobil Corporation (XOM) 3.4 $99M 1.2M 84.76
Barrick Gold Corp (GOLD) 3.0 $89M 2.0M 45.25
Novagold Resources Inc Cad (NG) 2.9 $86M 10M 8.48
Noble Energy 2.8 $83M 879k 94.39
Continental Resources 2.8 $83M 1.2M 66.71
Canadian Natural Resources (CNQ) 2.8 $83M 2.2M 37.37
Boeing Company (BA) 2.7 $80M 1.1M 73.35
Suncor Energy (SU) 2.6 $76M 2.6M 28.83
Freeport-McMoRan Copper & Gold (FCX) 2.6 $75M 2.0M 36.79
Caterpillar (CAT) 2.4 $71M 778k 90.60
Moly 2.4 $70M 2.9M 23.98
iShares Silver Trust (SLV) 2.2 $65M 2.4M 26.94
Deere & Company (DE) 2.1 $61M 791k 77.35
Wal-Mart Stores (WMT) 2.0 $58M 975k 59.76
Opko Health (OPK) 2.0 $58M 12M 4.90
Citigroup (C) 2.0 $58M 2.2M 26.31
Newmont Mining Corporation (NEM) 1.9 $57M 946k 60.01
Apple (AAPL) 1.8 $52M 129k 405.00
SPDR Gold Trust (GLD) 1.7 $51M 335k 151.99
eBay (EBAY) 1.7 $49M 1.6M 30.33
Merck & Co (MRK) 1.7 $49M 1.3M 37.70
Archer Daniels Midland Company (ADM) 1.6 $47M 1.6M 28.60
Las Vegas Sands (LVS) 1.6 $45M 1.1M 42.73
Electronic Arts (EA) 1.4 $42M 2.1M 20.60
Kinross Gold Corp (KGC) 1.4 $41M 3.6M 11.40
McMoRan Exploration 1.4 $40M 2.8M 14.55
Hess (HES) 1.3 $39M 686k 56.80
Lennar Corporation (LEN) 1.3 $38M 2.0M 19.65
Intel Corporation (INTC) 1.3 $38M 1.6M 24.25
Mosaic (MOS) 1.3 $38M 743k 50.43
Sunpower (SPWRQ) 1.2 $36M 5.8M 6.23
Wynn Resorts (WYNN) 1.2 $36M 323k 110.49
Dole Food Company 1.2 $34M 4.0M 8.65
Marvell Technology Group 1.2 $34M 2.5M 13.85
Celgene Corporation 1.1 $33M 484k 67.60
Silver Wheaton Corp 1.1 $31M 1.1M 28.96
Coeur d'Alene Mines Corporation (CDE) 1.0 $30M 1.3M 24.14
ATP Oil & Gas Corporation 1.0 $29M 4.0M 7.36
Emerson Electric (EMR) 1.0 $29M 620k 46.59
Chesapeake Energy Corporation 1.0 $29M 1.3M 22.29
Golar Lng (GLNG) 1.0 $28M 631k 44.45
Walt Disney Company (DIS) 0.9 $28M 745k 37.50
Monsanto Company 0.9 $28M 393k 70.07
Johnson & Johnson (JNJ) 0.9 $28M 420k 65.58
Directv 0.9 $27M 641k 42.76
MGM Resorts International. (MGM) 0.9 $27M 2.6M 10.43
American Eagle Outfitters (AEO) 0.9 $25M 1.6M 15.29
NVIDIA Corporation (NVDA) 0.9 $25M 1.8M 13.86
Clearwire Corporation 0.8 $24M 12M 1.94
Bank of America Corporation (BAC) 0.8 $24M 4.2M 5.56
Medtronic 0.8 $24M 623k 38.25
Smithfield Foods 0.8 $23M 966k 24.28
Aol 0.8 $23M 1.5M 15.10
Valeant Pharmaceuticals Int 0.8 $22M 470k 46.69
Gap (GAP) 0.7 $22M 1.2M 18.55
Tejon Ranch Company (TRC) 0.7 $22M 882k 24.48
Devon Energy Corporation (DVN) 0.7 $22M 346k 62.00
Saic 0.7 $21M 1.7M 12.29
Human Genome Sciences 0.7 $20M 2.7M 7.39
PowerShares DB Agriculture Fund 0.7 $20M 692k 28.88
Iridium Communications (IRDM) 0.7 $20M 2.5M 7.71
International Business Machs 0.6 $18M 641k 27.96
Hldgs (UAL) 0.6 $17M 886k 18.87
Barnes & Noble 0.4 $13M 898k 14.48
Coca Cola 0.4 $11M 1.6M 7.08
Goldcorp 0.3 $10M 226k 44.25
Market Vectors Gold Miners ETF 0.3 $9.4M 182k 51.43
Kraft Foods 0.2 $5.9M 159k 37.36
Peabody Energy Corporation 0.2 $5.5M 166k 33.11
United States Steel Corporation (X) 0.2 $5.7M 214k 26.46
India Fund (IFN) 0.1 $4.4M 231k 19.04
InterContinental Hotels 0.1 $4.3M 241k 17.99
Udr (UDR) 0.1 $4.5M 180k 25.10
HSBC Holdings (HSBC) 0.1 $4.0M 104k 38.10
Dominion Resources (D) 0.1 $4.2M 79k 53.08
Agrium 0.1 $4.0M 60k 67.12
Sanofi-Aventis SA (SNY) 0.1 $4.1M 113k 36.54
Southern Company (SO) 0.1 $4.2M 90k 46.29
Titanium Metals Corporation 0.1 $3.9M 259k 14.98
SJW (SJW) 0.1 $3.9M 164k 23.64
Comcast Corporation (CMCSA) 0.1 $3.5M 148k 23.71
Cliffs Natural Resources 0.1 $3.5M 57k 62.36
Brookfield Ppty Corp Cad 0.1 $3.5M 221k 15.64
Dow Chemical Company 0.1 $3.2M 110k 28.76
E.I. du Pont de Nemours & Company 0.1 $3.3M 73k 45.78
Campbell Soup Company (CPB) 0.1 $3.2M 97k 33.24
Novartis (NVS) 0.1 $3.1M 54k 57.16
Goodyear Tire & Rubber Company (GT) 0.1 $3.2M 227k 14.17
Ford Motor Company (F) 0.1 $3.2M 302k 10.76
AvalonBay Communities (AVB) 0.1 $3.2M 25k 130.58
Companhia Energetica Minas Gerais (CIG) 0.1 $3.2M 182k 17.79
JPMorgan Chase & Co. (JPM) 0.1 $3.0M 91k 33.25
Ace Limited Cmn 0.1 $2.9M 41k 70.11
AstraZeneca (AZN) 0.1 $2.9M 64k 46.29
Mitsubishi UFJ Financial (MUFG) 0.1 $2.8M 670k 4.19
ARM Holdings 0.1 $3.0M 109k 27.67
Banco Bradesco SA (BBD) 0.1 $3.0M 180k 16.68
NV Energy 0.1 $3.1M 187k 16.35
China Petroleum & Chemical 0.1 $2.6M 25k 105.04
Morgan Stanley (MS) 0.1 $2.5M 165k 15.13
Plum Creek Timber 0.1 $2.5M 69k 36.56
Sara Lee 0.1 $2.6M 140k 18.92
BHP Billiton (BHP) 0.1 $2.5M 35k 70.63
Banco Itau Holding Financeira (ITUB) 0.1 $2.5M 137k 18.56
China Telecom Corporation 0.1 $2.6M 46k 57.13
Overseas Shipholding 0.1 $2.6M 242k 10.93
Teva Pharmaceutical Industries (TEVA) 0.1 $2.4M 60k 40.36
Union Pacific Corporation (UNP) 0.1 $2.4M 23k 105.94
AngloGold Ashanti 0.1 $2.4M 56k 42.46
Cemex SAB de CV (CX) 0.1 $2.4M 455k 5.39
Brasil Telecom SA 0.1 $2.4M 135k 17.79
Orient-exp Htls 0.1 $2.2M 301k 7.47
General Motors Company (GM) 0.1 $2.2M 108k 20.27
America Movil Sab De Cv spon adr l 0.1 $2.1M 94k 22.60
Chiquita Brands International 0.1 $2.1M 253k 8.34
Allstate Corporation (ALL) 0.1 $2.0M 74k 27.41
H.J. Heinz Company 0.1 $2.2M 40k 54.04
Korea Electric Power Corporation (KEP) 0.1 $2.0M 181k 10.98
Petroleo Brasileiro SA (PBR) 0.1 $1.8M 73k 24.86
Corning Incorporated (GLW) 0.1 $1.9M 146k 12.98
Nucor Corporation (NUE) 0.1 $1.8M 45k 39.57
PetroChina Company 0.1 $1.8M 15k 124.31
Melco Crown Entertainment (MLCO) 0.1 $1.3M 137k 9.62
Alcoa 0.1 $1.6M 184k 8.65
Procter & Gamble Company (PG) 0.1 $1.5M 23k 66.69
Dean Foods Company 0.1 $1.5M 130k 11.20
Baidu (BIDU) 0.1 $1.3M 12k 116.47
M.D.C. Holdings 0.1 $1.4M 77k 17.63
Barclays (BCS) 0.0 $1.3M 116k 10.99
Hawaiian Holdings 0.0 $1.0M 177k 5.80
Nomura Holdings (NMR) 0.0 $1.2M 401k 2.98
WisdomTree Dreyfus Chinese Yuan 0.0 $1.3M 52k 25.19
Novagold Res Inc bond 0.0 $1.0M 938k 1.11
Vale (VALE) 0.0 $991k 46k 21.45
Public Storage (PSA) 0.0 $992k 7.4k 134.51
Hugoton Royalty Trust (HGTXU) 0.0 $841k 45k 18.84
Bank Of America Corporation preferred (BAC.PL) 0.0 $930k 1.2k 786.14
Barclays Bk Plc ipth s^p vix 0.0 $992k 28k 35.52
Direxion Shs Etf Tr Daily 20+ 0.0 $798k 12k 67.99
Annaly Capital Management 0.0 $644k 40k 15.97
Starwood Property Trust (STWD) 0.0 $462k 25k 18.51
Digital Realty Trust (DLR) 0.0 $620k 9.3k 66.65
Automatic Data Processing (ADP) 0.0 $540k 10k 54.00
Verizon Communications (VZ) 0.0 $729k 18k 40.14
Potash Corp. Of Saskatchewan I 0.0 $526k 13k 41.31
Occidental Petroleum Corporation (OXY) 0.0 $613k 6.5k 93.66
Royal Dutch Shell 0.0 $548k 7.5k 73.07
NuStar GP Holdings 0.0 $603k 18k 33.27
MEMC Electronic Materials 0.0 $548k 139k 3.94
Cytori Therapeutics 0.0 $581k 264k 2.20
Mcdonalds Corp 0.0 $652k 1.0M 0.65
CurrencyShares Canadian Dollar Trust 0.0 $497k 5.1k 97.58
ProShares UltraShort Euro (EUO) 0.0 $621k 31k 20.36
Wisdomtree Trust indian rup etf 0.0 $443k 22k 20.11
Proshares Tr Ii Ultrashort Ye etf (YCS) 0.0 $477k 12k 40.99
Human Genome Science conv 0.0 $471k 529k 0.89
Suntech Power Holdings 0.0 $433k 196k 2.21
Williams-Sonoma (WSM) 0.0 $385k 10k 38.50
Schlumberger (SLB) 0.0 $353k 5.2k 68.29
American Electric Power Company (AEP) 0.0 $377k 9.1k 41.31
Weyerhaeuser Company (WY) 0.0 $317k 17k 18.65
Fifth Third Ban (FITB) 0.0 $295k 23k 12.70
United States Oil Fund 0.0 $437k 12k 38.08
Hecla Mining Company (HL) 0.0 $193k 37k 5.23
Starwood Hotels & Resorts Worldwide 0.0 $233k 4.9k 47.94
Ingersoll-rand Co Ltd-cl A 0.0 $204k 6.7k 30.45
Plains All American Pipeline (PAA) 0.0 $218k 3.0k 73.50
Cathay General Ban (CATY) 0.0 $224k 15k 14.93
Copano Energy 0.0 $212k 6.2k 34.25
Natural Resource Partners 0.0 $360k 13k 27.08
United States Stl Corp New note 4.000% 5/1 0.0 $249k 224k 1.11
CurrencyShares Australian Dollar Trust 0.0 $201k 2.0k 102.81
WisdomTree Dreyfus ETF BZ Real Fnd 0.0 $212k 11k 19.48
Sunpower Corp conv 0.0 $302k 368k 0.82
Energy Recovery (ERII) 0.0 $30k 12k 2.59
Sirius XM Radio 0.0 $36k 20k 1.81
Valence Technology 0.0 $18k 18k 0.98
Ivanhoe Energy 0.0 $37k 33k 1.12
Hansen Medical 0.0 $107k 42k 2.58