Nantahala Capital Management

Nantahala Capital Management as of Dec. 31, 2022

Portfolio Holdings for Nantahala Capital Management

Nantahala Capital Management holds 110 positions in its portfolio as reported in the December 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr Russell 2000 Etf (IWM) 27.0 $417M 2.4M 174.36
Establishment Labs Holdings Ord (ESTA) 8.1 $126M 1.9M 65.65
Uniqure Nv SHS (QURE) 5.7 $88M 3.9M 22.67
Imax Corp Cad (IMAX) 4.7 $73M 5.0M 14.66
Apollo Endosurgery 3.9 $60M 6.1M 9.97
Meta Financial (CASH) 3.6 $56M 1.3M 43.05
Travelcenters Of America Com New 3.0 $46M 1.0M 44.78
Keros Therapeutics (KROS) 2.6 $40M 834k 48.02
Luxfer Hldgs SHS (LXFR) 2.2 $34M 2.5M 13.72
Peloton Interactive Cl A Com (PTON) 1.9 $30M 3.8M 7.94
Red Violet (RDVT) 1.9 $29M 1.3M 23.02
Syndax Pharmaceuticals (SNDX) 1.6 $25M 976k 25.45
Immatics SHS (IMTX) 1.6 $24M 2.7M 8.71
Rmr Group Cl A (RMR) 1.5 $24M 846k 28.25
Travel Leisure Ord (TNL) 1.5 $23M 629k 36.40
Herman Miller (MLKN) 1.4 $21M 1.0M 21.01
Codexis (CDXS) 1.4 $21M 4.5M 4.66
Paya Holdings Com Cl A 1.3 $19M 2.5M 7.86
Dhi (DHX) 1.3 $19M 3.7M 5.29
Rh (RH) 1.2 $18M 69k 267.19
Golden Entmt (GDEN) 1.1 $17M 456k 37.40
Hilton Grand Vacations (HGV) 1.0 $16M 413k 38.54
Alta Equipment Group Common Stock (ALTG) 1.0 $16M 1.2M 13.19
Autolus Therapeutics Spon Ads (AUTL) 1.0 $15M 7.8M 1.90
Cymabay Therapeutics 0.9 $14M 2.3M 6.27
Viemed Healthcare (VMD) 0.9 $13M 1.8M 7.56
Herbalife Nutrition Com Shs Call Option (HLF) 0.8 $13M 868k 14.88
Mediaalpha Cl A (MAX) 0.8 $13M 1.3M 9.95
Dariohealth Corp Com New (DRIO) 0.7 $11M 2.5M 4.28
Amryt Pharma Sponsored Ads 0.7 $11M 1.4M 7.30
Concert Pharmaceuticals I equity 0.7 $10M 1.7M 5.84
Rumbleon Com Cl B (RMBL) 0.6 $9.6M 1.5M 6.47
Dxp Enterprises Com New (DXPE) 0.6 $9.3M 338k 27.55
Aura Biosciences (AURA) 0.5 $8.4M 799k 10.50
Bioventus Com Cl A (BVS) 0.5 $8.3M 3.2M 2.61
Reading Intl Cl A (RDI) 0.5 $8.1M 2.9M 2.77
Payoneer Global (PAYO) 0.5 $7.7M 1.1M 7.06
Lyra Therapeutics (LYRA) 0.5 $7.0M 2.2M 3.14
Perdoceo Ed Corp Put Option (PRDO) 0.5 $7.0M 500k 13.90
Taysha Gene Therapies Com Shs (TSHA) 0.4 $6.8M 3.0M 2.26
Zoom Video Communications In Cl A Call Option (ZM) 0.4 $6.8M 100k 67.74
Fortress Biotech 0.3 $5.2M 8.0M 0.66
Ventyx Biosciences (VTYX) 0.3 $5.2M 158k 32.79
Perella Weinberg Partners Class A Com (PWP) 0.3 $4.9M 240k 20.61
Ringcentral Cl A (RNG) 0.3 $4.9M 138k 35.40
Ideaya Biosciences (IDYA) 0.3 $4.6M 254k 18.17
Abeona Therapeutics Com New (ABEO) 0.3 $4.2M 273k 15.36
Point Biopharma Global 0.3 $4.2M 572k 7.29
Weber Cl A 0.3 $4.0M 500k 8.05
Tela Bio (TELA) 0.3 $4.0M 349k 11.50
Fulcrum Therapeutics (FULC) 0.2 $3.6M 500k 7.28
Par Technology Corp Note 2.875% 4/1 (Principal) 0.2 $3.6M 3.8M 0.94
Aptose Biosciences Com New 0.2 $3.5M 6.1M 0.58
Strata Skin Sciences Com New (SSKN) 0.2 $3.5M 4.4M 0.79
Medifast (MED) 0.2 $3.5M 30k 115.35
The Aarons Company (AAN) 0.2 $3.4M 289k 11.95
Cidara Therapeutics Inc Common Stock Usd 0.0001 (CDTX) 0.2 $3.3M 4.4M 0.76
MiMedx (MDXG) 0.2 $3.2M 1.1M 2.78
Acer Therapeutics 0.2 $3.1M 1.2M 2.51
Disc Medicine (IRON) 0.2 $3.1M 163k 18.82
Diversified Healthcare Tr Com Sh Ben Int (DHC) 0.2 $2.7M 4.2M 0.65
Avalo Therapeutics Com New 0.2 $2.7M 541k 5.04
Optinose (OPTN) 0.2 $2.7M 1.5M 1.85
Immatics *w Exp 07/01/202 (IMTXW) 0.2 $2.5M 986k 2.51
Scully Royalty Com Shs (SRL) 0.2 $2.4M 316k 7.71
Merrimack Pharmaceuticals In Com New (MACK) 0.2 $2.4M 210k 11.46
B. Riley Financial (RILY) 0.2 $2.3M 68k 34.20
Aeglea Biotherapeutics 0.1 $2.1M 4.6M 0.45
Enova Intl (ENVA) 0.1 $2.0M 53k 38.37
Bm Technologies Cl A Com (BMTX) 0.1 $1.6M 308k 5.21
Akumin 0.1 $1.6M 2.2M 0.72
Vroom Call Option 0.1 $1.5M 1.5M 1.02
Wabash National Corporation Put Option (WNC) 0.1 $1.5M 67k 22.60
Rezolute Com New (RZLT) 0.1 $1.5M 719k 2.07
Anebulo Pharmaceuticals (ANEB) 0.1 $1.2M 511k 2.42
Soleno Therapeutics (SLNO) 0.1 $1.2M 604k 1.98
Playags (AGS) 0.1 $1.1M 223k 5.10
America's Car-Mart (CRMT) 0.1 $1.1M 15k 72.26
Drive Shack (DSHK) 0.1 $1.1M 6.5M 0.17
Liquidia Corporation Com New (LQDA) 0.1 $935k 147k 6.37
Adc Therapeutics Sa SHS (ADCT) 0.1 $934k 243k 3.84
Angion Biomedica Corp 0.1 $839k 1.0M 0.81
Daktronics (DAKT) 0.1 $824k 292k 2.82
Idw Media Hldgs CL B (IDWM) 0.1 $786k 836k 0.94
Carvana Cl A Call Option (CVNA) 0.0 $711k 150k 4.74
Spar (SGRP) 0.0 $700k 538k 1.30
Neuropace (NPCE) 0.0 $646k 434k 1.49
Nautilus Biotechnology (NAUT) 0.0 $522k 290k 1.80
Aerovate Therapeutics (AVTE) 0.0 $460k 16k 29.30
Hyperfine Com Cl A (HYPR) 0.0 $458k 545k 0.84
Curis Com New 0.0 $438k 796k 0.55
Journey Med Corp (DERM) 0.0 $434k 226k 1.92
TransAct Technologies Incorporated (TACT) 0.0 $416k 66k 6.32
Lucid Diagnostics (LUCD) 0.0 $380k 280k 1.36
Exagen (XGN) 0.0 $352k 147k 2.40
Unicycive Therapeutics (UNCY) 0.0 $350k 647k 0.54
Cue Biopharma (CUE) 0.0 $266k 93k 2.85
Intellicheck Com New (IDN) 0.0 $249k 125k 2.00
Imac Hldgs 0.0 $234k 1.2M 0.20
Catalyst Biosciences Com New 0.0 $231k 438k 0.53
Cytokinetics Com New (CYTK) 0.0 $220k 4.8k 45.82
Star Group Unit Ltd Partnr (SGU) 0.0 $153k 13k 12.05
Rafael Hldgs Com Cl B (RFL) 0.0 $136k 73k 1.87
Kintara Therapeutics Com New (KTRA) 0.0 $82k 12k 6.89
Cyren Shs New (CYRNQ) 0.0 $72k 116k 0.62
Shift Technologies Cl A 0.0 $46k 200k 0.23
Tc Biopharm Holdings *w Exp 02/08/202 (TCBPW) 0.0 $21k 235k 0.09
Ftac Hera Acquisition Corp *w Exp 02/28/202 0.0 $6.1k 223k 0.03
Qualtek Services *w Exp 02/14/202 0.0 $4.0k 96k 0.04
Guardforce Ai *w Exp 10/01/202 (GFAIW) 0.0 $3.1k 154k 0.02