Nantahala Capital Management
Latest statistics and disclosures from Nantahala Capital Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are IWM, W, TLT, ESTA, SGMS, and represent 38.39% of Nantahala Capital Management's stock portfolio.
- Added to shares of these 10 stocks: IWO (+$94M), MLHR (+$88M), TLT (+$87M), XBI (+$54M), IMAX (+$29M), PTON (+$25M), RDVT (+$24M), TDOC (+$23M), QURE (+$21M), BKE (+$20M).
- Started 22 new stock positions in IWO, At Home Group, NPCE, HLF, XBI, PAYO, FTVIU, NAUT, AUTL, Soaring Eagle Acquisitioncorp. PTON, PAYOW, PWP, KIRK, PRTY, RDVT, MLHR, BBQ, BKE, ELOX, Sustainable Opportunities Acquisition Corp, PWPPW.
- Reduced shares in these 10 stocks: IWM (-$246M), QQQ (-$192M), SGMS (-$125M), ARKG (-$44M), CAR (-$41M), , Ftac Olympus Acquisition Cl A Ord (-$16M), Fintech Acquisition Corp Iv (-$14M), EXAS (-$12M), ESTA (-$12M).
- Sold out of its positions in ARKG, AAN, Alta Equipment Group Inc *w exp 02/14/202, AFI, Bctg Acquisition Corp, TBBK, CELC, EHTH, Fintech Acquisition Corp Iv, QQQ. SIC, Arya Sciences Acquisition, Ftac Olympus Acquisition Cl A Ord, Ftac Olympus Acquisition Cor.
- Nantahala Capital Management was a net seller of stock by $-133M.
- Nantahala Capital Management has $3.5B in assets under management (AUM), dropping by 2.87%.
- Central Index Key (CIK): 0001472322
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Portfolio Holdings for Nantahala Capital Management
Companies in the Nantahala Capital Management portfolio as of the June 2021 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Ishares Tr Russell 2000 Etf Put Option (IWM) | 13.0 | $459M | -34% | 2.0M | 229.37 | |
| Wayfair Cl A Call Option (W) | 11.7 | $412M | 1.3M | 315.71 | ||
| Ishares Tr 20 Yr Tr Bd Etf Put Option (TLT) | 4.9 | $173M | +100% | 1.2M | 144.35 | |
| Establishment Labs Holdings Ord (ESTA) | 4.8 | $168M | -6% | 1.9M | 87.34 | |
| Scientific Games Call Option (SGMS) | 4.0 | $139M | -47% | 1.8M | 77.44 | |
| Uniqure Nv SHS Call Option (QURE) | 3.4 | $119M | +21% | 3.9M | 30.80 | |
| Ishares Tr Rus 2000 Grw Etf Put Option (IWO) | 2.7 | $94M | NEW | 300k | 311.69 | |
| Herman Miller Call Option (MLHR) | 2.5 | $88M | NEW | 1.9M | 47.14 | |
| Codexis (CDXS) | 2.5 | $88M | -9% | 3.9M | 22.66 | |
| Qad Cl A (QADA) | 2.3 | $81M | -3% | 927k | 87.02 | |
| Vonage Holdings Call Option (VG) | 2.3 | $80M | -6% | 5.5M | 14.41 | |
| Carvana Cl A Call Option (CVNA) | 1.7 | $62M | 204k | 301.82 | ||
| Imax Corp Cad Call Option (IMAX) | 1.7 | $60M | +92% | 2.8M | 21.50 | |
| Tenet Healthcare Corp Com New Call Option (THC) | 1.7 | $59M | 876k | 66.99 | ||
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| Meta Financial (CASH) | 1.5 | $54M | +8% | 1.1M | 50.63 | |
| Spdr Ser Tr S&p Biotech Put Option (XBI) | 1.5 | $54M | NEW | 400k | 135.40 | |
| Travel Leisure Ord (TNL) | 1.4 | $49M | 830k | 59.45 | ||
| Luxfer Holdings SHS (LXFR) | 1.3 | $47M | -4% | 2.1M | 22.25 | |
| Syndax Pharmaceuticals (SNDX) | 1.3 | $45M | +29% | 2.6M | 17.17 | |
| Shift Technologies Cl A (SFT) | 1.2 | $43M | -7% | 5.0M | 8.58 | |
| Dxp Enterprises Com New (DXPE) | 1.2 | $43M | 1.3M | 33.30 | ||
| Teladoc Put Option (TDOC) | 1.1 | $40M | +140% | 240k | 166.29 | |
| Silverback Therapeutics (SBTX) | 1.1 | $39M | +27% | 1.3M | 30.89 | |
| Travelcenters Of America Com New (TA) | 1.1 | $38M | 1.3M | 29.24 | ||
| Golden Entmt (GDEN) | 0.9 | $33M | -20% | 726k | 44.80 | |
| Cue Biopharma (CUE) | 0.9 | $31M | 2.7M | 11.65 | ||
| Immatics SHS (IMTX) | 0.8 | $30M | +4% | 2.5M | 11.61 | |
| Alta Equipment Group Common Stock (ALTG) | 0.8 | $27M | 2.1M | 13.29 | ||
| Fortress Biotech (FBIO) | 0.8 | $27M | -12% | 7.5M | 3.57 | |
| International Money Express (IMXI) | 0.7 | $26M | +14% | 1.7M | 14.85 | |
| Rmr Group Cl A (RMR) | 0.7 | $26M | 661k | 38.64 | ||
| Keros Therapeutics (KROS) | 0.7 | $25M | +30% | 599k | 42.47 | |
| Aptose Biosciences Com New (APTO) | 0.7 | $25M | -2% | 7.5M | 3.32 | |
| Metromile (MILE) | 0.7 | $25M | +12% | 2.7M | 9.15 | |
| Peloton Interactive Cl A Com Call Option (PTON) | 0.7 | $25M | NEW | 200k | 124.02 | |
| Red Violet (RDVT) | 0.7 | $24M | NEW | 1.0M | 23.52 | |
| Dariohealth Corp Com New (DRIO) | 0.6 | $23M | +41% | 1.1M | 21.36 | |
| Cerecor | 0.6 | $21M | -17% | 6.3M | 3.27 | |
| Buckle Call Option (BKE) | 0.6 | $20M | NEW | 400k | 49.75 | |
| Akebia Therapeutics (AKBA) | 0.6 | $20M | 5.2M | 3.79 | ||
| Akumin (AKU) | 0.6 | $20M | +7% | 6.2M | 3.15 | |
| Perella Weinberg Partners Class A Com (PWP) | 0.6 | $19M | NEW | 1.5M | 12.86 | |
| Bbq Hldgs (BBQ) | 0.5 | $19M | NEW | 1.0M | 18.98 | |
| Apollo Endosurgery (APEN) | 0.5 | $19M | 2.3M | 8.10 | ||
| Payoneer Global (PAYO) | 0.5 | $19M | NEW | 1.8M | 10.37 | |
| Virgin Galactic Holdings Inc virgin galactic holdings Call Option (SPCE) | 0.5 | $18M | 400k | 46.00 | ||
| Curis Com New (CRIS) | 0.5 | $17M | +25% | 2.1M | 8.07 | |
| Paya Holdings Com Cl A (PAYA) | 0.5 | $17M | +7% | 1.5M | 11.02 | |
| Reading Intl Cl A (RDI) | 0.5 | $16M | +9% | 2.3M | 6.97 | |
| Herbalife Nutrition Com Shs Call Option (HLF) | 0.4 | $15M | NEW | 278k | 52.73 | |
| Falcon Minerals Corp Cl A Com (FLMN) | 0.4 | $13M | -2% | 2.6M | 5.08 | |
| Fintech Acquisition Corp V Unit 99/99/9999 (FTCVU) | 0.4 | $13M | 1.0M | 13.08 | ||
| Dhi (DHX) | 0.4 | $13M | -21% | 3.8M | 3.38 | |
| EXACT Sciences Corporation Put Option (EXAS) | 0.4 | $12M | -50% | 100k | 124.31 | |
| Viemed Healthcare (VMD) | 0.3 | $12M | -11% | 1.7M | 7.15 | |
| Nautilus Biotechnology (NAUT) | 0.3 | $12M | NEW | 1.2M | 10.10 | |
| Wave Life Sciences SHS (WVE) | 0.3 | $12M | -37% | 1.8M | 6.66 | |
| Autolus Therapeutics Spon Ads (AUTL) | 0.3 | $12M | NEW | 1.8M | 6.64 | |
| Aeglea Biotherapeutics (AGLE) | 0.3 | $12M | -2% | 1.7M | 6.96 | |
| Lincoln Educational Services Corporation (LINC) | 0.3 | $11M | -2% | 1.5M | 7.78 | |
| Soleno Therapeutics Com New (SLNO) | 0.3 | $11M | +24% | 9.8M | 1.14 | |
| Catalyst Biosciences Com New (CBIO) | 0.3 | $11M | 2.5M | 4.33 | ||
| Par Technology Corp Note 2.875% 4/1 (Principal) | 0.3 | $11M | 6.0M | 1.81 | ||
| At Home Group | 0.3 | $11M | NEW | 285k | 36.84 | |
| Ftac Athena Acquisition Corp Unit 99/99/9999 (FTAAU) | 0.3 | $10M | 1.0M | 10.20 | ||
| Fintech Acquisition Corp Vi Unit 06/24/2026 (FTVIU) | 0.3 | $10M | NEW | 1.0M | 10.09 | |
| Insu Acquisition Corp Iii Unit 12/31/2026 (IIIIU) | 0.3 | $10M | 1.0M | 10.05 | ||
| Ftac Parnassus Acquisitn Cor Unit 03/10/2026 (FTPAU) | 0.3 | $10M | 1.0M | 10.05 | ||
| Ftac Hera Acquisition Corp Unit 02/28/2026 (HERAU) | 0.3 | $10M | 1.0M | 10.04 | ||
| Soaring Eagle Acquisition Cl A Shs | 0.3 | $9.8M | NEW | 979k | 9.96 | |
| Scully Royalty Com Shs (SRL) | 0.3 | $9.5M | +4% | 779k | 12.17 | |
| Party City Hold Call Option (PRTY) | 0.3 | $9.3M | NEW | 1.0M | 9.33 | |
| Taysha Gene Therapies Com Shs (TSHA) | 0.3 | $9.2M | +1069% | 432k | 21.20 | |
| Zovio (ZVO) | 0.2 | $8.1M | 3.1M | 2.59 | ||
| Avis Budget (CAR) | 0.2 | $8.0M | -83% | 103k | 77.89 | |
| Hca Holdings (HCA) | 0.2 | $7.4M | 36k | 206.74 | ||
| ACADIA Pharmaceuticals Call Option (ACAD) | 0.2 | $7.3M | 300k | 24.39 | ||
| B. Riley Financial (RILY) | 0.2 | $7.2M | -6% | 95k | 75.50 | |
| Strata Skin Sciences Com New (SSKN) | 0.2 | $7.2M | 4.6M | 1.56 | ||
| Zogenix Com New (ZGNX) | 0.2 | $6.7M | -18% | 387k | 17.28 | |
| Harpoon Therapeutics (HARP) | 0.2 | $6.1M | -2% | 443k | 13.87 | |
| Dover Motorsports (DVD) | 0.2 | $5.8M | 2.6M | 2.25 | ||
| Exagen (XGN) | 0.2 | $5.5M | 368k | 14.99 | ||
| Regis Corporation Put Option (RGS) | 0.1 | $5.1M | +37% | 550k | 9.36 | |
| Ikena Oncology (IKNA) | 0.1 | $4.9M | +7% | 350k | 14.04 | |
| Imac Hldgs (IMAC) | 0.1 | $4.9M | 2.5M | 1.98 | ||
| Hookipa Pharma Inc equity (HOOK) | 0.1 | $4.7M | -43% | 512k | 9.16 | |
| Eloxx Pharmaceuticals (ELOX) | 0.1 | $4.5M | NEW | 2.3M | 1.99 | |
| Arya Sciences Acqu Corp Iv Cl A (ARYD) | 0.1 | $4.3M | 400k | 10.72 | ||
| Lava Therapeutics Nv SHS (LVTX) | 0.1 | $4.1M | 381k | 10.88 | ||
| Roth Ch Acquisition Iii Unit 02/26/2026 (ROCRU) | 0.1 | $4.1M | 399k | 10.30 | ||
| B Riley Principal 150 Merger Unit 99/99/9999 (BRPMU) | 0.1 | $3.8M | 375k | 10.13 | ||
| Merrimack Pharmaceuticals In Com New (MACK) | 0.1 | $3.7M | -6% | 572k | 6.39 | |
| Tff Pharmaceuticals (TFFP) | 0.1 | $3.5M | -3% | 368k | 9.61 | |
| Neuropace (NPCE) | 0.1 | $3.5M | NEW | 147k | 23.79 | |
| Healthcor Catalio Acqu Corp Cl A Shs (HCAQ) | 0.1 | $3.5M | +21% | 354k | 9.85 | |
| Adicet Bio (ACET) | 0.1 | $3.2M | -21% | 311k | 10.29 | |
| Kirkland's Put Option (KIRK) | 0.1 | $3.0M | NEW | 133k | 22.88 | |
| Galmed Pharmaceuticals SHS (GLMD) | 0.1 | $2.9M | -22% | 945k | 3.04 | |
| Acer Therapeutics (ACER) | 0.1 | $2.7M | 935k | 2.86 | ||
| Htg Molecular Diagnostics In Com New (HTGM) | 0.1 | $2.1M | 364k | 5.81 | ||
| 5 01 Acquisition Corp Com Cl A (FVAM) | 0.1 | $1.9M | 187k | 9.97 | ||
| Angion Biomedica Corp (ANGN) | 0.0 | $1.6M | 125k | 13.02 | ||
| Teligent Com New (TLGT) | 0.0 | $1.3M | -41% | 2.4M | 0.53 | |
| Metromile *w Exp 02/09/202 (MILEW) | 0.0 | $1.2M | +6% | 558k | 2.21 | |
| Kintara Therapeutics (KTRA) | 0.0 | $1.2M | -42% | 523k | 2.27 | |
| Sustainable Opportnts Acq *w Exp 99/99/999 | 0.0 | $1.2M | NEW | 803k | 1.44 | |
| Perella Weinberg Partners *w Exp 12/31/202 (PWPPW) | 0.0 | $1.1M | NEW | 400k | 2.78 | |
| Payoneer Global *w Exp 06/25/202 (PAYOW) | 0.0 | $790k | NEW | 333k | 2.37 | |
| Immatics *w Exp 07/01/202 (IMTXW) | 0.0 | $779k | 227k | 3.44 | ||
| Bolt Biotherapeutics (BOLT) | 0.0 | $773k | 50k | 15.46 | ||
| Cyren SHS (CYRN) | 0.0 | $485k | 599k | 0.81 | ||
| Mediaco Hldg Cl A (MDIA) | 0.0 | $373k | 104k | 3.60 | ||
| SIGA Technologies (SIGA) | 0.0 | $312k | -52% | 50k | 6.29 | |
| Falcon Minerals Corp *w Exp 07/21/202 (FLMNW) | 0.0 | $167k | 878k | 0.19 | ||
| Avenue Therapeutics Com New (ATXI) | 0.0 | $76k | 30k | 2.52 | ||
Past Filings by Nantahala Capital Management
SEC 13F filings are viewable for Nantahala Capital Management going back to 2011
- Nantahala Capital Management 2021 Q2 filed Aug. 16, 2021
- Nantahala Capital Management 2021 Q1 filed May 14, 2021
- Nantahala Capital Management 2020 Q4 filed Feb. 16, 2021
- Nantahala Capital Management 2020 Q3 filed Nov. 16, 2020
- Nantahala Capital Management 2020 Q2 filed Aug. 14, 2020
- Nantahala Capital Management 2020 Q1 filed May 14, 2020
- Nantahala Capital Management 2019 Q4 filed Feb. 14, 2020
- Nantahala Capital Management 2019 Q3 filed Nov. 14, 2019
- Nantahala Capital Management 2019 Q2 filed Aug. 14, 2019
- Nantahala Capital Management 2019 Q1 filed May 15, 2019
- Nantahala Capital Management 2018 Q4 filed Feb. 14, 2019
- Nantahala Capital Management 2018 Q3 filed Nov. 14, 2018
- Nantahala Capital Management 2018 Q2 filed Aug. 14, 2018
- Nantahala Capital Management 2018 Q1 filed May 15, 2018
- Nantahala Capital Management 2017 Q4 filed Feb. 14, 2018
- Nantahala Capital Management 2017 Q3 filed Nov. 14, 2017