Nantahala Capital Management

Nantahala Capital Management as of Dec. 31, 2021

Portfolio Holdings for Nantahala Capital Management

Nantahala Capital Management holds 125 positions in its portfolio as reported in the December 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr Russell 2000 Etf (IWM) 17.2 $488M 2.2M 222.45
Wayfair Cl A Call Option (W) 5.4 $153M 808k 189.97
Establishment Labs Holdings Ord (ESTA) 5.0 $144M 2.1M 67.59
Spdr Ser Tr S&p Biotech Put Option (XBI) 4.1 $118M 1.1M 111.96
Scientific Games (LNW) 3.9 $111M 1.7M 66.83
Travel Leisure Ord (TNL) 3.8 $107M 1.9M 55.27
Codexis (CDXS) 3.5 $101M 3.2M 31.27
Imax Corp Cad (IMAX) 3.3 $93M 5.2M 17.84
Uniqure Nv SHS (QURE) 3.3 $93M 4.5M 20.74
Tenet Healthcare Corp Com New Call Option (THC) 2.5 $72M 876k 81.69
Syndax Pharmaceuticals (SNDX) 2.3 $67M 3.1M 21.89
Travelcenters Of America Com New 2.3 $66M 1.3M 51.62
Herman Miller (MLKN) 2.0 $57M 1.5M 39.19
Golden Entmt (GDEN) 1.9 $54M 1.1M 50.53
Meta Financial (CASH) 1.9 $53M 896k 59.66
Keros Therapeutics (KROS) 1.7 $49M 836k 58.51
Carvana Cl A Call Option (CVNA) 1.7 $47M 204k 231.79
Luxfer Holdings SHS (LXFR) 1.4 $41M 2.1M 19.31
Red Violet (RDVT) 1.4 $41M 1.0M 39.69
Immatics SHS (IMTX) 1.4 $39M 2.9M 13.44
Peloton Interactive Cl A Com (PTON) 1.3 $36M 1.0M 35.76
Rmr Group Cl A (RMR) 1.2 $33M 964k 34.68
Apollo Endosurgery 1.1 $32M 3.8M 8.43
Dxp Enterprises Com New (DXPE) 1.1 $31M 1.2M 25.67
Cue Biopharma (CUE) 1.0 $29M 2.5M 11.31
Alta Equipment Group Common Stock (ALTG) 1.0 $29M 1.9M 14.64
International Money Express (IMXI) 0.9 $26M 1.6M 15.96
Semler Scientific (SMLR) 0.9 $26M 279k 91.65
Paya Holdings Com Cl A 0.8 $24M 3.8M 6.34
Dhi (DHX) 0.8 $23M 3.7M 6.24
Fortress Biotech 0.8 $23M 9.1M 2.50
Autolus Therapeutics Spon Ads (AUTL) 0.7 $21M 4.1M 5.19
Dariohealth Corp Com New (DRIO) 0.6 $18M 1.4M 12.97
Taysha Gene Therapies Com Shs (TSHA) 0.6 $17M 1.5M 11.65
Santander Consumer Usa 0.6 $17M 395k 42.02
Vroom Call Option 0.6 $16M 1.5M 10.79
Bbq Hldgs 0.6 $16M 1.0M 15.84
Shockwave Med Put Option (SWAV) 0.5 $14M 80k 178.32
Reading Intl Cl A (RDI) 0.5 $14M 3.5M 4.04
Shift Technologies Cl A 0.5 $14M 4.1M 3.41
Zogenix Note 2.750%10/0 (Principal) 0.5 $14M 14M 0.99
Akebia Therapeutics (AKBA) 0.5 $13M 5.9M 2.26
Aeglea Biotherapeutics 0.5 $13M 2.8M 4.75
Avalo Therapeutics 0.4 $12M 7.1M 1.70
Heliogen Common Stock 0.4 $12M 775k 15.51
Zogenix Com New 0.4 $12M 718k 16.25
Falcon Minerals Corp Cl A Com 0.4 $12M 2.4M 4.87
Curis Com New 0.4 $11M 2.4M 4.76
Herbalife Nutrition Com Shs Call Option (HLF) 0.4 $11M 278k 40.93
Akumin 0.4 $11M 6.3M 1.75
Aptose Biosciences Com New 0.4 $10M 7.6M 1.35
Fintech Acquisition Corp Vi Unit 06/24/2026 0.4 $10M 1.0M 10.01
Fintech Acquisition Corp V Com Cl A 0.3 $9.8M 991k 9.92
Insu Acquisition Corp Iii Com Cl A 0.3 $9.8M 1000k 9.80
Arya Sciences Acquisitn Corp Class A Ord Shs 0.3 $9.7M 1000k 9.70
Teladoc Put Option (TDOC) 0.3 $9.2M 100k 91.82
Hca Holdings (HCA) 0.3 $9.1M 36k 256.91
Ftac Hera Acquisition Corp Class A Ord Shs 0.3 $9.1M 931k 9.77
Par Technology Corp Note 2.875% 4/1 (Principal) 0.3 $8.8M 6.0M 1.47
B. Riley Financial (RILY) 0.3 $8.3M 93k 88.85
Lincoln Educational Services Corporation (LINC) 0.3 $7.5M 1.0M 7.47
Viemed Healthcare (VMD) 0.3 $7.4M 1.4M 5.22
Scully Royalty Com Shs (SRL) 0.3 $7.2M 807k 8.86
ACADIA Pharmaceuticals Call Option (ACAD) 0.2 $7.0M 300k 23.34
Cymabay Therapeutics 0.2 $6.8M 2.0M 3.38
Strata Skin Sciences Com New (SSKN) 0.2 $6.7M 4.6M 1.47
Silverback Therapeutics (SPRY) 0.2 $6.7M 1.0M 6.66
Cidara Therapeutics Inc Common Stock Usd 0.0001 (CDTX) 0.2 $6.7M 5.3M 1.27
Mediaalpha Cl A (MAX) 0.2 $5.7M 370k 15.44
Party City Hold Call Option 0.2 $5.6M 1.0M 5.57
Virgin Galactic Holdings Inc virgin galactic holdings Call Option (SPCE) 0.2 $5.4M 400k 13.38
Nautilus Biotechnology (NAUT) 0.2 $5.3M 1.0M 5.18
Hyperfine Com Cl A (HYPR) 0.2 $5.2M 719k 7.25
Immatics *w Exp 07/01/202 (IMTXW) 0.2 $4.7M 1.1M 4.39
Soleno Therapeutics Com New 0.1 $4.0M 9.8M 0.41
Arya Sciences Acqu Corp Iv Cl A (ARYD) 0.1 $4.0M 399k 9.92
Big 5 Sporting Goods Corporation Put Option (BGFV) 0.1 $3.8M 200k 19.01
Zovio (ZVOI) 0.1 $3.8M 3.0M 1.27
Angion Biomedica Corp 0.1 $3.7M 1.3M 2.90
Harpoon Therapeutics 0.1 $3.6M 476k 7.55
Perella Weinberg Partners Class A Com (PWP) 0.1 $3.6M 278k 12.86
B Riley Principal 150 Merger Com Cl A 0.1 $3.5M 350k 10.12
Kura Oncology Call Option (KURA) 0.1 $3.5M 250k 14.00
Neuropace (NPCE) 0.1 $3.1M 306k 10.08
Payoneer Global (PAYO) 0.1 $2.9M 399k 7.35
Wave Life Sciences SHS (WVE) 0.1 $2.8M 907k 3.14
Imac Hldgs 0.1 $2.7M 2.4M 1.14
Catalyst Biosciences Com New 0.1 $2.5M 2.8M 0.91
Imv 0.1 $2.5M 2.1M 1.22
Idw Media Hldgs CL B (IDWM) 0.1 $2.5M 1.2M 2.00
Metromile 0.1 $2.5M 1.1M 2.19
Lucid Diagnostics (LUCD) 0.1 $2.3M 435k 5.37
Merrimack Pharmaceuticals In Com New (MACK) 0.1 $2.2M 570k 3.91
Exagen (XGN) 0.1 $2.2M 187k 11.63
Acer Therapeutics 0.1 $2.1M 901k 2.28
Lava Therapeutics Nv SHS (LVTX) 0.1 $2.0M 361k 5.50
Faraday Futre Intlgt Elctr I 0.1 $1.9M 350k 5.32
Htg Molecular Diagnostics In Com New 0.1 $1.8M 335k 5.42
5 01 Acquisition Corp Com Cl A 0.1 $1.8M 182k 9.85
Aura Biosciences (AURA) 0.1 $1.7M 99k 16.98
In8bio (INAB) 0.1 $1.6M 373k 4.39
Unicycive Therapeutics (UNCY) 0.0 $1.4M 687k 2.06
Perella Weinberg Partners *w Exp 12/31/202 0.0 $1.4M 400k 3.53
Cognition Therapeutics (CGTX) 0.0 $1.3M 210k 6.32
Avenue Therapeutics Com New 0.0 $1.3M 1.5M 0.91
Cabaletta Bio (CABA) 0.0 $1.3M 342k 3.79
Hookipa Pharma Inc equity (HOOK) 0.0 $1.1M 474k 2.33
Tango Therapeutics (TNGX) 0.0 $1.1M 100k 10.94
TransAct Technologies Incorporated (TACT) 0.0 $835k 77k 10.90
Eloxx Pharmaceuticals 0.0 $632k 895k 0.71
Galmed Pharmaceuticals SHS 0.0 $542k 298k 1.82
Fintech Acquisition Corp V *w Exp 12/31/202 0.0 $490k 333k 1.47
Bakkt Holdings Com Cl A (BKKT) 0.0 $447k 53k 8.51
Kintara Therapeutics 0.0 $338k 663k 0.51
Guardforce Ai *w Exp 09/01/202 (GFAIW) 0.0 $333k 600k 0.56
Ocugen (OCGN) 0.0 $289k 64k 4.54
Ftac Hera Acquisition Corp *w Exp 02/28/202 0.0 $237k 250k 0.95
Insu Acquisition Corp Iii *w Exp 12/31/202 0.0 $185k 333k 0.56
B Riley Principal 150 Merger *w Exp 03/01/202 0.0 $181k 125k 1.45
Falcon Minerals Corp *w Exp 07/21/202 0.0 $122k 878k 0.14
Roth Ch Acquisition Iii *w Exp 02/26/202 0.0 $109k 100k 1.09
Metromile *w Exp 02/09/202 0.0 $78k 558k 0.14
Insu Acquisition Corp Iii Unit 12/31/2026 0.0 $0 4.00 0.00
Ftac Hera Acquisition Corp Unit 02/28/2026 0.0 $0 9.00 0.00
B Riley Principal 150 Merger Unit 99/99/9999 0.0 $0 9.00 0.00