Nantahala Capital Management

Nantahala Capital Management as of June 30, 2021

Portfolio Holdings for Nantahala Capital Management

Nantahala Capital Management holds 116 positions in its portfolio as reported in the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr Russell 2000 Etf Put Option (IWM) 13.0 $459M 2.0M 229.37
Wayfair Cl A Call Option (W) 11.7 $412M 1.3M 315.71
Ishares Tr 20 Yr Tr Bd Etf Put Option (TLT) 4.9 $173M 1.2M 144.35
Establishment Labs Holdings Ord (ESTA) 4.8 $168M 1.9M 87.34
Scientific Games Call Option (LNW) 4.0 $139M 1.8M 77.44
Uniqure Nv SHS Call Option (QURE) 3.4 $119M 3.9M 30.80
Ishares Tr Rus 2000 Grw Etf Put Option (IWO) 2.7 $94M 300k 311.69
Herman Miller Call Option (MLKN) 2.5 $88M 1.9M 47.14
Codexis (CDXS) 2.5 $88M 3.9M 22.66
Qad Cl A 2.3 $81M 927k 87.02
Vonage Holdings Call Option 2.3 $80M 5.5M 14.41
Carvana Cl A Call Option (CVNA) 1.7 $62M 204k 301.82
Imax Corp Cad Call Option (IMAX) 1.7 $60M 2.8M 21.50
Tenet Healthcare Corp Com New Call Option (THC) 1.7 $59M 876k 66.99
Meta Financial (CASH) 1.5 $54M 1.1M 50.63
Spdr Ser Tr S&p Biotech Put Option (XBI) 1.5 $54M 400k 135.40
Travel Leisure Ord (TNL) 1.4 $49M 830k 59.45
Luxfer Holdings SHS (LXFR) 1.3 $47M 2.1M 22.25
Syndax Pharmaceuticals (SNDX) 1.3 $45M 2.6M 17.17
Shift Technologies Cl A 1.2 $43M 5.0M 8.58
Dxp Enterprises Com New (DXPE) 1.2 $43M 1.3M 33.30
Teladoc Put Option (TDOC) 1.1 $40M 240k 166.29
Silverback Therapeutics (SPRY) 1.1 $39M 1.3M 30.89
Travelcenters Of America Com New 1.1 $38M 1.3M 29.24
Golden Entmt (GDEN) 0.9 $33M 726k 44.80
Cue Biopharma (CUE) 0.9 $31M 2.7M 11.65
Immatics SHS (IMTX) 0.8 $30M 2.5M 11.61
Alta Equipment Group Common Stock (ALTG) 0.8 $27M 2.1M 13.29
Fortress Biotech 0.8 $27M 7.5M 3.57
International Money Express (IMXI) 0.7 $26M 1.7M 14.85
Rmr Group Cl A (RMR) 0.7 $26M 661k 38.64
Keros Therapeutics (KROS) 0.7 $25M 599k 42.47
Aptose Biosciences Com New 0.7 $25M 7.5M 3.32
Metromile 0.7 $25M 2.7M 9.15
Peloton Interactive Cl A Com Call Option (PTON) 0.7 $25M 200k 124.02
Red Violet (RDVT) 0.7 $24M 1.0M 23.52
Dariohealth Corp Com New (DRIO) 0.6 $23M 1.1M 21.36
Cerecor 0.6 $21M 6.3M 3.27
Buckle Call Option (BKE) 0.6 $20M 400k 49.75
Akebia Therapeutics (AKBA) 0.6 $20M 5.2M 3.79
Akumin 0.6 $20M 6.2M 3.15
Perella Weinberg Partners Class A Com (PWP) 0.6 $19M 1.5M 12.86
Bbq Hldgs 0.5 $19M 1.0M 18.98
Apollo Endosurgery 0.5 $19M 2.3M 8.10
Payoneer Global (PAYO) 0.5 $19M 1.8M 10.37
Virgin Galactic Holdings Inc virgin galactic holdings Call Option 0.5 $18M 400k 46.00
Curis Com New 0.5 $17M 2.1M 8.07
Paya Holdings Com Cl A 0.5 $17M 1.5M 11.02
Reading Intl Cl A (RDI) 0.5 $16M 2.3M 6.97
Herbalife Nutrition Com Shs Call Option (HLF) 0.4 $15M 278k 52.73
Falcon Minerals Corp Cl A Com 0.4 $13M 2.6M 5.08
Fintech Acquisition Corp V Unit 99/99/9999 0.4 $13M 1.0M 13.08
Dhi (DHX) 0.4 $13M 3.8M 3.38
EXACT Sciences Corporation Put Option (EXAS) 0.4 $12M 100k 124.31
Viemed Healthcare (VMD) 0.3 $12M 1.7M 7.15
Nautilus Biotechnology (NAUT) 0.3 $12M 1.2M 10.10
Wave Life Sciences SHS (WVE) 0.3 $12M 1.8M 6.66
Autolus Therapeutics Spon Ads (AUTL) 0.3 $12M 1.8M 6.64
Aeglea Biotherapeutics 0.3 $12M 1.7M 6.96
Lincoln Educational Services Corporation (LINC) 0.3 $11M 1.5M 7.78
Soleno Therapeutics Com New 0.3 $11M 9.8M 1.14
Catalyst Biosciences Com New 0.3 $11M 2.5M 4.33
Par Technology Corp Note 2.875% 4/1 (Principal) 0.3 $11M 6.0M 1.81
At Home Group 0.3 $11M 285k 36.84
Ftac Athena Acquisition Corp Unit 99/99/9999 0.3 $10M 1.0M 10.20
Fintech Acquisition Corp Vi Unit 06/24/2026 0.3 $10M 1.0M 10.09
Insu Acquisition Corp Iii Unit 12/31/2026 0.3 $10M 1.0M 10.05
Ftac Parnassus Acquisitn Cor Unit 03/10/2026 0.3 $10M 1.0M 10.05
Ftac Hera Acquisition Corp Unit 02/28/2026 0.3 $10M 1.0M 10.04
Soaring Eagle Acquisition Cl A Shs 0.3 $9.8M 979k 9.96
Scully Royalty Com Shs (SRL) 0.3 $9.5M 779k 12.17
Party City Hold Call Option 0.3 $9.3M 1.0M 9.33
Taysha Gene Therapies Com Shs (TSHA) 0.3 $9.2M 432k 21.20
Zovio (ZVOI) 0.2 $8.1M 3.1M 2.59
Avis Budget (CAR) 0.2 $8.0M 103k 77.89
Hca Holdings (HCA) 0.2 $7.4M 36k 206.74
ACADIA Pharmaceuticals Call Option (ACAD) 0.2 $7.3M 300k 24.39
B. Riley Financial (RILY) 0.2 $7.2M 95k 75.50
Strata Skin Sciences Com New 0.2 $7.2M 4.6M 1.56
Zogenix Com New 0.2 $6.7M 387k 17.28
Harpoon Therapeutics 0.2 $6.1M 443k 13.87
Dover Motorsports 0.2 $5.8M 2.6M 2.25
Exagen (XGN) 0.2 $5.5M 368k 14.99
Regis Corporation Put Option 0.1 $5.1M 550k 9.36
Ikena Oncology (IKNA) 0.1 $4.9M 350k 14.04
Imac Hldgs 0.1 $4.9M 2.5M 1.98
Hookipa Pharma Inc equity 0.1 $4.7M 512k 9.16
Eloxx Pharmaceuticals 0.1 $4.5M 2.3M 1.99
Arya Sciences Acqu Corp Iv Cl A (ARYD) 0.1 $4.3M 400k 10.72
Lava Therapeutics Nv SHS (LVTX) 0.1 $4.1M 381k 10.88
Roth Ch Acquisition Iii Unit 02/26/2026 0.1 $4.1M 399k 10.30
B Riley Principal 150 Merger Unit 99/99/9999 0.1 $3.8M 375k 10.13
Merrimack Pharmaceuticals In Com New 0.1 $3.7M 572k 6.39
Tff Pharmaceuticals 0.1 $3.5M 368k 9.61
Neuropace (NPCE) 0.1 $3.5M 147k 23.79
Healthcor Catalio Acqu Corp Cl A Shs 0.1 $3.5M 354k 9.85
Adicet Bio (ACET) 0.1 $3.2M 311k 10.29
Kirkland's Put Option (TBHC) 0.1 $3.0M 133k 22.88
Galmed Pharmaceuticals SHS 0.1 $2.9M 945k 3.04
Acer Therapeutics 0.1 $2.7M 935k 2.86
Htg Molecular Diagnostics In Com New 0.1 $2.1M 364k 5.81
5 01 Acquisition Corp Com Cl A 0.1 $1.9M 187k 9.97
Angion Biomedica Corp 0.0 $1.6M 125k 13.02
Teligent Com New (TLGTQ) 0.0 $1.3M 2.4M 0.53
Metromile *w Exp 02/09/202 0.0 $1.2M 558k 2.21
Kintara Therapeutics 0.0 $1.2M 523k 2.27
Sustainable Opportnts Acq *w Exp 99/99/999 0.0 $1.2M 803k 1.44
Perella Weinberg Partners *w Exp 12/31/202 0.0 $1.1M 400k 2.78
Payoneer Global *w Exp 06/25/202 0.0 $790k 333k 2.37
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $779k 227k 3.44
Bolt Biotherapeutics 0.0 $773k 50k 15.46
Cyren SHS 0.0 $485k 599k 0.81
Mediaco Hldg Cl A (MDIA) 0.0 $373k 104k 3.60
SIGA Technologies (SIGA) 0.0 $312k 50k 6.29
Falcon Minerals Corp *w Exp 07/21/202 0.0 $167k 878k 0.19
Avenue Therapeutics Com New 0.0 $76k 30k 2.52