Nantahala Capital Management

Nantahala Capital Management as of Sept. 30, 2021

Portfolio Holdings for Nantahala Capital Management

Nantahala Capital Management holds 123 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr Russell 2000 Etf Put Option (IWM) 15.9 $503M 2.3M 218.75
Wayfair Cl A Call Option (W) 6.5 $206M 808k 255.51
Establishment Labs Holdings Ord (ESTA) 4.6 $147M 2.1M 71.58
Scientific Games (LNW) 4.1 $131M 1.6M 83.07
Uniqure Nv SHS (QURE) 3.9 $124M 3.9M 32.01
Travel Leisure Ord Call Option (TNL) 3.3 $105M 1.9M 54.53
Imax Corp Cad Call Option (IMAX) 2.8 $88M 4.6M 18.98
Codexis (CDXS) 2.7 $87M 3.7M 23.26
Ishares Tr 20 Yr Tr Bd Etf Put Option (TLT) 2.7 $87M 600k 144.32
Qad Cl A 2.6 $81M 927k 87.39
Vonage Holdings 2.1 $68M 4.2M 16.12
Avis Budget Put Option (CAR) 2.0 $64M 550k 116.51
Travelcenters Of America Com New 2.0 $63M 1.3M 49.79
Spdr Ser Tr S&p Biotech Put Option (XBI) 2.0 $63M 500k 125.71
Carvana Cl A Call Option (CVNA) 1.9 $61M 204k 301.54
Meta Financial (CASH) 1.9 $60M 1.2M 52.48
Tenet Healthcare Corp Com New Call Option (THC) 1.8 $58M 876k 66.44
Herman Miller (MLKN) 1.7 $55M 1.5M 37.66
Syndax Pharmaceuticals (SNDX) 1.6 $51M 2.7M 19.11
Merck & Co Call Option (MRK) 1.4 $45M 600k 75.11
Golden Entmt (GDEN) 1.4 $44M 901k 49.09
Luxfer Holdings SHS (LXFR) 1.3 $42M 2.1M 19.63
Cue Biopharma (CUE) 1.2 $38M 2.6M 14.57
Dxp Enterprises Com New (DXPE) 1.1 $35M 1.2M 29.57
Immatics SHS (IMTX) 1.1 $34M 2.6M 13.00
Shift Technologies Cl A 1.0 $31M 4.5M 6.94
Keros Therapeutics (KROS) 0.9 $30M 760k 39.56
Alta Equipment Group Common Stock (ALTG) 0.8 $27M 1.9M 13.73
Fortress Biotech 0.8 $26M 8.1M 3.22
Red Violet (RDVT) 0.8 $26M 1.0M 25.81
International Money Express (IMXI) 0.8 $26M 1.5M 16.70
Ryman Hospitality Pptys Put Option (RHP) 0.8 $25M 300k 83.70
Taysha Gene Therapies Com Shs (TSHA) 0.7 $23M 1.2M 18.62
Apollo Endosurgery 0.7 $23M 2.5M 9.06
Rmr Group Cl A (RMR) 0.7 $21M 627k 33.45
Curis Com New 0.6 $19M 2.5M 7.83
Autolus Therapeutics Spon Ads (AUTL) 0.6 $19M 2.9M 6.55
Semler Scientific (SMLR) 0.6 $18M 145k 125.03
Reading Intl Cl A (RDI) 0.6 $18M 3.5M 5.06
Peloton Interactive Cl A Com Call Option (PTON) 0.5 $17M 200k 87.05
Paya Holdings Com Cl A 0.5 $16M 1.5M 10.87
Dhi (DHX) 0.5 $16M 3.4M 4.76
Aptose Biosciences Com New 0.5 $16M 7.4M 2.18
Akumin 0.5 $16M 6.3M 2.48
Avalo Therapeutics 0.5 $15M 7.0M 2.18
Bbq Hldgs 0.5 $15M 1.0M 15.09
Dariohealth Corp Com New (DRIO) 0.5 $15M 1.1M 13.65
Akebia Therapeutics (AKBA) 0.5 $14M 5.0M 2.88
EXACT Sciences Corporation Put Option (EXAS) 0.5 $14M 150k 95.45
Teladoc Put Option (TDOC) 0.4 $13M 100k 126.81
Silverback Therapeutics (SPRY) 0.4 $12M 1.2M 9.98
Aeglea Biotherapeutics 0.4 $12M 1.5M 7.95
Herbalife Nutrition Com Shs Call Option (HLF) 0.4 $12M 278k 42.38
Falcon Minerals Corp Cl A Com 0.4 $12M 2.5M 4.70
Virgin Galactic Holdings Inc virgin galactic holdings Call Option 0.3 $10M 400k 25.30
Fintech Acquisition Corp V Com Cl A 0.3 $10M 991k 10.13
Fintech Acquisition Corp Vi Unit 06/24/2026 0.3 $10M 1.0M 10.00
Catalyst Biosciences Com New 0.3 $10M 2.4M 4.11
Arya Sciences Acquisitn Corp Class A Ord Shs 0.3 $9.9M 1.0M 9.88
Par Technology Corp Note 2.875% 4/1 (Principal) 0.3 $9.8M 6.0M 1.64
Insu Acquisition Corp Iii Com Cl A 0.3 $9.8M 1000k 9.82
Ftac Hera Acquisition Corp Class A Ord Shs 0.3 $9.7M 1000k 9.74
Lincoln Educational Services Corporation (LINC) 0.3 $9.6M 1.4M 6.69
Soleno Therapeutics Com New 0.3 $9.0M 9.8M 0.92
Hca Holdings (HCA) 0.3 $8.6M 36k 242.72
Scully Royalty Com Shs (SRL) 0.3 $8.5M 752k 11.35
Strata Skin Sciences Com New 0.3 $8.4M 4.6M 1.84
Viemed Healthcare (VMD) 0.3 $8.0M 1.4M 5.55
Zogenix Com New 0.2 $7.3M 482k 15.19
Zovio (ZVOI) 0.2 $7.2M 3.0M 2.39
Party City Hold Call Option 0.2 $7.1M 1.0M 7.10
Metromile 0.2 $6.7M 1.9M 3.55
Nautilus Biotechnology (NAUT) 0.2 $6.4M 1.0M 6.14
Perella Weinberg Partners Class A Com (PWP) 0.2 $6.4M 481k 13.25
Dover Motorsports 0.2 $6.3M 2.6M 2.42
Payoneer Global (PAYO) 0.2 $5.6M 655k 8.55
B. Riley Financial (RILY) 0.2 $5.5M 94k 59.04
ACADIA Pharmaceuticals Call Option (ACAD) 0.2 $5.0M 300k 16.61
Athena Technology Acquisi Com Class A 0.2 $5.0M 500k 9.93
Wave Life Sciences SHS (WVE) 0.2 $4.9M 994k 4.90
Arya Sciences Acqu Corp Iv Cl A (ARYD) 0.1 $4.0M 399k 10.05
Imv 0.1 $3.8M 2.3M 1.66
B Riley Principal 150 Merger Unit 99/99/9999 0.1 $3.8M 375k 10.01
Imac Hldgs 0.1 $3.6M 2.4M 1.48
Idw Media Hldgs CL B (IDWM) 0.1 $3.5M 1.2M 2.84
Healthcor Catalio Acqu Corp Cl A Shs 0.1 $3.5M 354k 9.90
Harpoon Therapeutics 0.1 $3.3M 419k 7.90
Faraday Futre Intlgt Elctr I 0.1 $3.3M 350k 9.44
Tmc The Metals Company (TMC) 0.1 $3.2M 700k 4.57
Hookipa Pharma Inc equity 0.1 $2.9M 495k 5.89
Exagen (XGN) 0.1 $2.9M 212k 13.60
Merrimack Pharmaceuticals In Com New 0.1 $2.8M 570k 4.83
In8bio (INAB) 0.1 $2.6M 375k 6.85
Kirkland's Put Option (KIRK) 0.1 $2.5M 133k 19.21
Adicet Bio (ACET) 0.1 $2.4M 311k 7.84
Acer Therapeutics 0.1 $2.3M 914k 2.56
Neuropace (NPCE) 0.1 $2.2M 142k 15.85
Lava Therapeutics Nv SHS (LVTX) 0.1 $2.2M 369k 5.92
Guardforce Ai Shs New 0.1 $2.1M 533k 3.96
Tff Pharmaceuticals 0.1 $2.1M 271k 7.72
Htg Molecular Diagnostics In Com New 0.1 $2.0M 347k 5.71
Unicycive Therapeutics (UNCY) 0.1 $2.0M 700k 2.83
Eloxx Pharmaceuticals 0.1 $2.0M 1.2M 1.63
5 01 Acquisition Corp Com Cl A 0.1 $1.8M 185k 9.82
Regis Corporation 0.1 $1.8M 515k 3.47
Caribou Biosciences (CRBU) 0.0 $1.3M 56k 23.88
Tango Therapeutics (TNGX) 0.0 $1.3M 100k 12.93
Perella Weinberg Partners *w Exp 12/31/202 0.0 $1.3M 400k 3.16
Angion Biomedica Corp 0.0 $1.2M 119k 9.77
TransAct Technologies Incorporated (TACT) 0.0 $1.1M 77k 13.91
Galmed Pharmaceuticals SHS 0.0 $1.0M 375k 2.79
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $958k 227k 4.23
Fintech Acquisition Corp V *w Exp 12/31/202 0.0 $697k 333k 2.09
Kintara Therapeutics 0.0 $582k 663k 0.88
Guardforce Ai *w Exp 09/01/202 (GFAIW) 0.0 $480k 600k 0.80
Metromile *w Exp 02/09/202 0.0 $475k 558k 0.85
Insu Acquisition Corp Iii *w Exp 12/31/202 0.0 $292k 333k 0.88
Ftac Hera Acquisition Corp *w Exp 02/28/202 0.0 $257k 250k 1.03
Teligent Com New (TLGTQ) 0.0 $207k 526k 0.39
Roth Ch Acquisition Iii *w Exp 02/26/202 0.0 $128k 100k 1.28
Falcon Minerals Corp *w Exp 07/21/202 0.0 $127k 878k 0.14
Cyren SHS 0.0 $95k 152k 0.62
Avenue Therapeutics Com New 0.0 $45k 30k 1.49