Nantahala Capital Management as of Dec. 31, 2023
Portfolio Holdings for Nantahala Capital Management
Nantahala Capital Management holds 115 positions in its portfolio as reported in the December 2023 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Spdr Ser Tr S&p Biotech Put Option (XBI) | 17.7 | $296M | 3.3M | 89.29 | |
| Ishares Tr Russell 2000 Etf (IWM) | 16.2 | $271M | 1.3M | 200.71 | |
| Soleno Therapeutics (SLNO) | 6.9 | $115M | 2.9M | 40.25 | |
| Establishment Labs Holdings Ord (ESTA) | 4.7 | $78M | 3.0M | 25.89 | |
| Meta Financial (CASH) | 3.4 | $56M | 1.1M | 52.93 | |
| Costco Wholesale Corporation Put Option (COST) | 2.8 | $46M | 70k | 660.08 | |
| Imax Corp Cad (IMAX) | 2.4 | $40M | 2.7M | 15.02 | |
| Hilton Grand Vacations (HGV) | 2.2 | $37M | 921k | 40.18 | |
| Rumbleon Com Cl B (RMBL) | 2.2 | $36M | 4.4M | 8.14 | |
| Bioventus Com Cl A (BVS) | 1.9 | $32M | 6.0M | 5.27 | |
| Evolus (EOLS) | 1.8 | $31M | 2.9M | 10.53 | |
| Peloton Interactive Cl A Com (PTON) | 1.6 | $27M | 4.4M | 6.09 | |
| Red Violet (RDVT) | 1.4 | $24M | 1.2M | 19.97 | |
| America's Car-Mart (CRMT) | 1.4 | $24M | 312k | 75.77 | |
| Uniqure Nv SHS (QURE) | 1.3 | $21M | 3.2M | 6.77 | |
| Lyra Therapeutics (LYRA) | 1.3 | $21M | 4.1M | 5.24 | |
| Luxfer Hldgs SHS (LXFR) | 1.0 | $16M | 1.8M | 8.94 | |
| Zevra Therapeutics Com New (ZVRA) | 1.0 | $16M | 2.5M | 6.55 | |
| Viemed Healthcare (VMD) | 0.9 | $15M | 2.0M | 7.85 | |
| Immatics SHS (IMTX) | 0.9 | $15M | 1.4M | 10.53 | |
| Amneal Pharmaceuticals Com Stk Cl A (AMRX) | 0.8 | $14M | 2.3M | 6.07 | |
| Codexis (CDXS) | 0.8 | $14M | 4.6M | 3.05 | |
| Abeona Therapeutics Com New (ABEO) | 0.8 | $14M | 2.8M | 5.01 | |
| Keros Therapeutics (KROS) | 0.8 | $13M | 322k | 39.76 | |
| Syndax Pharmaceuticals (SNDX) | 0.7 | $12M | 565k | 21.61 | |
| Neuropace (NPCE) | 0.7 | $12M | 1.2M | 10.31 | |
| Noodles & Co Com Cl A (NDLS) | 0.7 | $12M | 3.7M | 3.15 | |
| Aura Biosciences (AURA) | 0.7 | $12M | 1.3M | 8.86 | |
| Rh Call Option (RH) | 0.7 | $12M | 40k | 291.48 | |
| Golden Entmt (GDEN) | 0.7 | $12M | 291k | 39.93 | |
| Rmr Group Cl A (RMR) | 0.7 | $11M | 404k | 28.23 | |
| Reservoir Media (RSVR) | 0.7 | $11M | 1.6M | 7.13 | |
| eHealth (EHTH) | 0.6 | $11M | 1.2M | 8.72 | |
| Abivax Sa Sponsored Ads (ABVX) | 0.6 | $11M | 1.0M | 10.70 | |
| Tourmaline Bio (TRML) | 0.6 | $11M | 411k | 26.18 | |
| Enova Intl (ENVA) | 0.6 | $10M | 181k | 55.36 | |
| Industrial Logistics Pptys T Com Shs Ben Int (ILPT) | 0.6 | $9.4M | 2.0M | 4.70 | |
| Vistagen Therapeutics Ord (VTGN) | 0.6 | $9.3M | 1.8M | 5.14 | |
| Cytokinetics Com New (CYTK) | 0.5 | $9.2M | 110k | 83.49 | |
| Herbalife Com Shs Call Option (HLF) | 0.5 | $9.2M | 600k | 15.26 | |
| Amylyx Pharmaceuticals (AMLX) | 0.5 | $9.1M | 620k | 14.72 | |
| Payoneer Global (PAYO) | 0.5 | $9.1M | 1.7M | 5.21 | |
| Silverback Therapeutics (SPRY) | 0.5 | $8.7M | 1.6M | 5.48 | |
| Dyne Therapeutics (DYN) | 0.5 | $8.5M | 643k | 13.30 | |
| Assertio Holdings Com New (ASRT) | 0.5 | $8.2M | 7.6M | 1.07 | |
| Tarsus Pharmaceuticals (TARS) | 0.5 | $7.6M | 375k | 20.25 | |
| Tela Bio (TELA) | 0.4 | $7.3M | 1.1M | 6.62 | |
| Zoom Video Communications In Cl A Call Option (ZM) | 0.4 | $7.2M | 100k | 71.91 | |
| Dhi (DHX) | 0.4 | $6.8M | 2.6M | 2.59 | |
| Dxp Enterprises Com New (DXPE) | 0.4 | $6.8M | 202k | 33.70 | |
| Reading Intl Cl A (RDI) | 0.4 | $6.5M | 3.4M | 1.91 | |
| Inspiremd (NSPR) | 0.3 | $5.8M | 2.1M | 2.81 | |
| NN (NNBR) | 0.3 | $5.6M | 1.4M | 4.00 | |
| An2 Therapeutics (ANTX) | 0.3 | $5.1M | 248k | 20.49 | |
| Ideaya Biosciences (IDYA) | 0.3 | $5.0M | 139k | 35.58 | |
| Playags (AGS) | 0.3 | $4.8M | 567k | 8.43 | |
| Alteryx Com Cl A | 0.3 | $4.7M | 99k | 47.16 | |
| Savara (SVRA) | 0.3 | $4.6M | 988k | 4.70 | |
| Par Technology Corp Note 2.875% 4/1 (Principal) | 0.3 | $4.6M | 3.8M | 1.22 | |
| Xtant Med Hldgs Com New (XTNT) | 0.3 | $4.5M | 4.0M | 1.13 | |
| Herman Miller (MLKN) | 0.3 | $4.5M | 167k | 26.68 | |
| Theratechnologies Com New (THTX) | 0.3 | $4.3M | 2.7M | 1.62 | |
| Vanda Pharmaceuticals (VNDA) | 0.3 | $4.3M | 1.0M | 4.22 | |
| Optinose (OPTN) | 0.2 | $4.1M | 3.1M | 1.29 | |
| Dariohealth Corp Com New (DRIO) | 0.2 | $4.0M | 2.3M | 1.72 | |
| Altisource Portfolio Solns S Reg Shs (ASPS) | 0.2 | $3.8M | 1.1M | 3.56 | |
| Cogent Biosciences (COGT) | 0.2 | $3.8M | 641k | 5.88 | |
| Alta Equipment Group Common Stock (ALTG) | 0.2 | $3.7M | 303k | 12.37 | |
| Cellectar Biosciences Com New (CLRB) | 0.2 | $3.7M | 1.4M | 2.77 | |
| Envveno Medical (NVNO) | 0.2 | $3.6M | 706k | 5.14 | |
| Elutia Cl A Com (ELUT) | 0.2 | $3.6M | 1.7M | 2.16 | |
| StarTek | 0.2 | $3.5M | 787k | 4.41 | |
| Dianthus Therapeutics (DNTH) | 0.2 | $3.4M | 328k | 10.40 | |
| Aytu Biopharma (AYTU) | 0.2 | $3.1M | 1.1M | 2.84 | |
| Unicycive Therapeutics (UNCY) | 0.2 | $3.0M | 3.4M | 0.87 | |
| Gaia Cl A (GAIA) | 0.1 | $2.5M | 915k | 2.70 | |
| Graphite Bio | 0.1 | $2.2M | 821k | 2.62 | |
| Aerovate Therapeutics (AVTE) | 0.1 | $2.1M | 91k | 22.63 | |
| Mediaalpha Cl A (MAX) | 0.1 | $2.0M | 181k | 11.15 | |
| Neuroone Med Technologies Com New (NMTC) | 0.1 | $1.9M | 1.2M | 1.58 | |
| Perella Weinberg Partners Class A Com (PWP) | 0.1 | $1.9M | 156k | 12.23 | |
| Strata Skin Sciences Com New | 0.1 | $1.7M | 3.1M | 0.55 | |
| Immatics *w Exp 07/01/202 (IMTXW) | 0.1 | $1.6M | 559k | 2.92 | |
| Conn's (CONNQ) | 0.1 | $1.6M | 359k | 4.44 | |
| Selecta Biosciences | 0.1 | $1.5M | 2.2M | 0.69 | |
| Rezolute Com New (RZLT) | 0.1 | $1.5M | 1.5M | 0.99 | |
| Scully Royalty Com Shs (SRL) | 0.1 | $1.5M | 243k | 6.10 | |
| Acelrx Pharmaceuticals Com New (TLPH) | 0.1 | $1.5M | 2.0M | 0.73 | |
| Neurogene (NGNE) | 0.1 | $1.4M | 72k | 19.38 | |
| B. Riley Financial (RILY) | 0.1 | $1.3M | 63k | 20.99 | |
| Zynex (ZYXI) | 0.1 | $1.3M | 120k | 10.89 | |
| Eargo Com New | 0.1 | $1.3M | 496k | 2.59 | |
| Anebulo Pharmaceuticals (ANEB) | 0.1 | $1.2M | 511k | 2.42 | |
| Cidara Therapeutics Inc Common Stock Usd 0.0001 | 0.1 | $1.2M | 1.5M | 0.79 | |
| Fortress Biotech Com New (FBIO) | 0.1 | $1.1M | 373k | 3.01 | |
| Instil Bio Com New (TIL) | 0.1 | $970k | 127k | 7.62 | |
| Spar (SGRP) | 0.1 | $888k | 879k | 1.01 | |
| Cutera Note 4.000% 6/0 (Principal) | 0.1 | $876k | 4.0M | 0.22 | |
| Gossamer Bio (GOSS) | 0.0 | $614k | 673k | 0.91 | |
| Fossil (FOSL) | 0.0 | $592k | 405k | 1.46 | |
| Recro Pharma | 0.0 | $426k | 1.2M | 0.35 | |
| Sensus Healthcare (SRTS) | 0.0 | $417k | 177k | 2.36 | |
| Gamida Cell SHS | 0.0 | $330k | 800k | 0.41 | |
| Aptose Biosciences (APTO) | 0.0 | $305k | 120k | 2.54 | |
| Ladder Cap Corp Cl A (LADR) | 0.0 | $295k | 26k | 11.51 | |
| Lucid Diagnostics (LUCD) | 0.0 | $211k | 150k | 1.41 | |
| TransAct Technologies Incorporated (TACT) | 0.0 | $196k | 28k | 6.98 | |
| Exagen (XGN) | 0.0 | $193k | 97k | 1.99 | |
| Bm Technologies Cl A Com (BMTX) | 0.0 | $156k | 76k | 2.05 | |
| Rafael Hldgs Com Cl B (RFL) | 0.0 | $133k | 73k | 1.83 | |
| Cue Biopharma (CUE) | 0.0 | $71k | 27k | 2.64 | |
| Check Cap SHS (CHEK) | 0.0 | $70k | 33k | 2.08 | |
| Guardforce Ai *w Exp 10/01/202 (GFAIW) | 0.0 | $26k | 154k | 0.17 | |
| Tc Biopharm Holdings *w Exp 02/10/202 (TCBPW) | 0.0 | $7.6k | 235k | 0.03 | |
| Kintara Therapeutics Com New (KTRA) | 0.0 | $3.7k | 22k | 0.17 |
