Nantahala Capital Management

Nantahala Capital Management as of March 31, 2021

Portfolio Holdings for Nantahala Capital Management

Nantahala Capital Management holds 108 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr Russell 2000 Etf (IWM) 19.8 $679M 3.1M 220.94
Wayfair Cl A Call Option (W) 12.0 $410M 1.3M 314.75
Invesco Qqq Tr Unit Ser 1 Put Option (QQQ) 5.6 $192M 600k 319.13
Scientific Games (LNWO) 3.8 $131M 3.4M 38.52
Establishment Labs Holdings Ord (ESTA) 3.8 $129M 2.1M 62.53
Uniqure Nv SHS (QURE) 3.1 $107M 3.2M 33.69
Codexis (CDXS) 2.8 $97M 4.2M 22.89
Ishares Tr 20 Yr Tr Bd Etf Put Option (TLT) 2.4 $81M 600k 135.45
Vonage Holdings 2.0 $70M 5.9M 11.82
Qad Cl A 1.9 $64M 960k 66.58
Carvana Cl A Call Option (CVNA) 1.6 $54M 204k 262.40
Travel Leisure Ord (TNL) 1.5 $51M 837k 61.16
Luxfer Holdings SHS (LXFR) 1.4 $47M 2.2M 21.28
Tenet Healthcare Corp Com New (THC) 1.4 $46M 892k 51.99
Aptose Biosciences Com New 1.4 $46M 7.7M 5.97
Avis Budget (CAR) 1.3 $45M 624k 72.54
Syndax Pharmaceuticals (SNDX) 1.3 $45M 2.0M 22.36
Meta Financial (CASH) 1.3 $45M 988k 45.31
Shift Technologies Cl A 1.3 $45M 5.4M 8.27
Ark Etf Tr Genomic Rev Etf Call Option (ARKG) 1.3 $44M 500k 88.73
Silverback Therapeutics (SPRY) 1.2 $43M 992k 43.03
Dxp Enterprises Com New (DXPE) 1.1 $38M 1.3M 30.17
Travelcenters Of America Com New 1.0 $35M 1.3M 27.13
Cue Biopharma (CUE) 1.0 $33M 2.7M 12.20
Fortress Biotech 0.9 $30M 8.6M 3.53
Imax Corp Cad (IMAX) 0.9 $29M 1.5M 20.10
Keros Therapeutics (KROS) 0.8 $28M 460k 61.55
Immatics SHS (IMTX) 0.8 $27M 2.4M 11.21
Rmr Group Cl A (RMR) 0.8 $27M 649k 40.81
EXACT Sciences Corporation Put Option (EXAS) 0.8 $26M 200k 131.78
Alta Equipment Group Common Stock (ALTG) 0.8 $26M 2.0M 13.00
Metromile 0.7 $25M 2.4M 10.29
Cerecor 0.7 $23M 7.7M 3.02
Golden Entmt (GDEN) 0.7 $23M 908k 25.26
International Money Express (IMXI) 0.7 $23M 1.5M 15.01
Akumin 0.6 $21M 5.8M 3.70
eHealth (EHTH) 0.6 $20M 281k 72.73
Viemed Healthcare (VMD) 0.6 $20M 1.9M 10.12
Curis Com New 0.6 $19M 1.7M 11.32
Teladoc Put Option (TDOC) 0.5 $18M 100k 181.75
Akebia Therapeutics (AKBA) 0.5 $17M 5.2M 3.39
Wave Life Sciences SHS (WVE) 0.5 $16M 2.9M 5.61
Dhi (DHX) 0.5 $16M 4.8M 3.35
Ftac Olympus Acquisition Cor Cl A Shs 0.5 $16M 1.5M 10.57
Paya Holdings Com Cl A 0.4 $15M 1.4M 10.96
Dariohealth Corp Com New 0.4 $14M 750k 19.26
Fintech Acquisition Corp Iv Unit 12/31/2025 0.4 $14M 1.2M 11.48
Aeglea Biotherapeutics 0.4 $14M 1.7M 7.92
Catalyst Biosciences Com New 0.4 $13M 2.6M 5.04
Apollo Endosurgery 0.4 $13M 2.3M 5.51
Zovio (ZVOI) 0.4 $13M 3.1M 4.06
Virgin Galactic Holdings Inc virgin galactic holdings Call Option 0.4 $12M 400k 30.63
Hookipa Pharma Inc equity 0.4 $12M 900k 13.45
Falcon Minerals Corp Cl A Com 0.4 $12M 2.7M 4.49
Fintech Acquisition Corp V Unit 99/99/9999 0.3 $12M 1.0M 11.95
Reading Intl Cl A (RDI) 0.3 $12M 2.1M 5.55
Insu Acquisition Corp Iii Unit 12/31/2026 0.3 $10M 1.0M 10.10
Ftac Athena Acquisition Corp Unit 99/99/9999 0.3 $10M 1.0M 10.00
Ftac Hera Acquisition Corp Unit 02/28/2026 0.3 $10M 1.0M 9.99
Ftac Parnassus Acquisitn Cor Unit 03/10/2026 0.3 $9.9M 1.0M 9.93
Soleno Therapeutics Com New 0.3 $9.8M 7.8M 1.26
Arya Sciences Acquisition Com Cl A 0.3 $9.7M 707k 13.78
Lincoln Educational Services Corporation (LINC) 0.3 $9.6M 1.5M 6.41
Harpoon Therapeutics 0.3 $9.5M 453k 20.92
Zogenix Com New 0.3 $9.2M 473k 19.52
Ikena Oncology (IKNA) 0.3 $9.2M 325k 28.25
ACADIA Pharmaceuticals Call Option (ACAD) 0.2 $7.7M 300k 25.80
Strata Skin Sciences Com New 0.2 $7.7M 4.6M 1.67
Par Technology Corp Note 2.875% 4/1 (Principal) 0.2 $7.5M 6.0M 1.25
Hca Holdings (HCA) 0.2 $6.7M 36k 188.34
Exagen (XGN) 0.2 $6.6M 374k 17.50
Scully Royalty Com Shs (SRL) 0.2 $6.5M 744k 8.72
Lava Therapeutics Nv SHS (LVTX) 0.2 $5.8M 381k 15.19
B. Riley Financial (RILY) 0.2 $5.7M 102k 56.38
Dover Motorsports 0.2 $5.3M 2.6M 2.06
Tff Pharmaceuticals 0.2 $5.2M 383k 13.57
Adicet Bio 0.2 $5.2M 396k 13.08
Regis Corporation Put Option 0.1 $5.0M 400k 12.56
Arya Sciences Acqu Corp Iv Cl A (ARYD) 0.1 $4.2M 400k 10.47
Galmed Pharmaceuticals SHS 0.1 $4.2M 1.2M 3.43
Imac Hldgs 0.1 $4.1M 2.5M 1.65
Roth Ch Acquisition Iii Unit 02/26/2026 0.1 $4.0M 400k 10.00
Merrimack Pharmaceuticals In Com New 0.1 $3.8M 609k 6.28
B Riley Principal 150 Merger Unit 99/99/9999 0.1 $3.8M 375k 10.00
Metromile *w Exp 02/09/202 0.1 $3.4M 525k 6.49
Armstrong Flooring (AFIIQ) 0.1 $3.0M 609k 4.89
Acer Therapeutics 0.1 $2.9M 935k 3.11
Healthcor Catalio Acqu Corp Cl A Shs 0.1 $2.9M 291k 10.00
Ban (TBBK) 0.1 $2.9M 140k 20.72
Teligent Com New (TLGTQ) 0.1 $2.6M 4.2M 0.62
Angion Biomedica Corp Com A 0.1 $2.3M 125k 18.07
Ftac Olympus Acquisition Cor *w Exp 08/28/202 0.1 $2.0M 333k 6.11
Htg Molecular Diagnostics In Com New 0.1 $2.0M 364k 5.47
Bctg Acquisition Corp 0.1 $2.0M 176k 11.12
Celcuity (CELC) 0.1 $1.9M 133k 14.34
5 01 Acquisition Corp Com Cl A 0.1 $1.9M 187k 9.98
Bolt Biotherapeutics 0.0 $1.6M 50k 32.92
Alta Equipment Group *w Exp 02/14/202 0.0 $1.6M 179k 9.11
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $1.6M 227k 7.13
Kintara Therapeutics 0.0 $1.6M 903k 1.74
Select Interior Concepts Cl A 0.0 $1.1M 157k 7.20
The Aarons Company (AAN) 0.0 $899k 35k 25.67
Taysha Gene Therapies Com Shs (TSHA) 0.0 $750k 37k 20.29
Falcon Minerals Corp *w Exp 07/21/202 0.0 $714k 878k 0.81
SIGA Technologies (SIGA) 0.0 $681k 105k 6.50
Cyren SHS 0.0 $487k 599k 0.81
Mediaco Hldg Cl A (MDIA) 0.0 $346k 104k 3.34
Avenue Therapeutics Com New 0.0 $183k 30k 6.06