Nantahala Capital Management

Nantahala Capital Management as of Sept. 30, 2023

Portfolio Holdings for Nantahala Capital Management

Nantahala Capital Management holds 120 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr Russell 2000 Etf (IWM) 16.9 $198M 1.1M 176.74
Establishment Labs Holdings Ord (ESTA) 10.3 $121M 2.5M 49.07
Spdr Ser Tr S&p Biotech Put Option (XBI) 5.9 $69M 950k 73.02
Meta Financial (CASH) 4.9 $57M 1.2M 46.09
Imax Corp Cad (IMAX) 4.7 $55M 2.9M 19.32
Hilton Grand Vacations (HGV) 2.6 $31M 754k 40.70
Luxfer Hldgs SHS (LXFR) 2.4 $28M 2.1M 13.05
Red Violet (RDVT) 2.2 $25M 1.3M 20.01
Spdr Ser Tr S&p Regl Bkg Put Option (KRE) 2.1 $25M 600k 41.77
Peloton Interactive Cl A Com (PTON) 1.9 $22M 4.4M 5.05
Immatics SHS (IMTX) 1.9 $22M 1.9M 11.58
Uniqure Nv SHS (QURE) 1.8 $21M 3.2M 6.71
America's Car-Mart (CRMT) 1.8 $21M 231k 90.99
Bioventus Com Cl A (BVS) 1.7 $20M 6.0M 3.30
Rh (RH) 1.4 $16M 61k 264.36
Lyra Therapeutics (LYRA) 1.4 $16M 4.1M 3.91
Viemed Healthcare (VMD) 1.2 $14M 2.0M 6.73
Assertio Holdings Com New (ASRT) 1.0 $12M 4.7M 2.56
Neuropace (NPCE) 1.0 $12M 1.2M 9.73
Soleno Therapeutics (SLNO) 1.0 $12M 392k 29.51
Golden Entmt (GDEN) 1.0 $11M 332k 34.18
Zevra Therapeutics Com New (ZVRA) 1.0 $11M 2.3M 4.82
Rumbleon Com Cl B (RMBL) 0.9 $11M 1.8M 6.13
Keros Therapeutics (KROS) 0.9 $11M 341k 31.88
Rmr Group Cl A (RMR) 0.9 $11M 432k 24.52
Abeona Therapeutics Com New (ABEO) 0.8 $9.9M 2.3M 4.21
Payoneer Global (PAYO) 0.8 $9.9M 1.6M 6.12
Codexis (CDXS) 0.8 $9.6M 5.1M 1.89
Amneal Pharmaceuticals Com Stk Cl A (AMRX) 0.8 $9.3M 2.2M 4.22
Noodles & Co Com Cl A (NDLS) 0.7 $8.6M 3.5M 2.46
Herbalife Com Shs Call Option (HLF) 0.7 $8.4M 600k 13.99
Herman Miller (MLKN) 0.7 $8.3M 340k 24.45
Talaris Therapeutics 0.7 $8.3M 3.0M 2.81
Dhi (DHX) 0.7 $8.3M 2.7M 3.06
Dariohealth Corp Com New (DRIO) 0.7 $7.9M 2.4M 3.28
Amylyx Pharmaceuticals (AMLX) 0.6 $7.5M 407k 18.31
eHealth (EHTH) 0.6 $7.4M 1.0M 7.40
Zoom Video Communications In Cl A Call Option (ZM) 0.6 $7.0M 100k 69.94
Industrial Logistics Pptys T Com Shs Ben Int (ILPT) 0.6 $6.8M 2.4M 2.89
Aura Biosciences (AURA) 0.6 $6.7M 744k 8.97
Syndax Pharmaceuticals (SNDX) 0.5 $6.4M 440k 14.52
Dxp Enterprises Com New (DXPE) 0.5 $6.3M 180k 34.94
Dyne Therapeutics (DYN) 0.5 $6.1M 683k 8.96
Reading Intl Cl A (RDI) 0.5 $6.1M 2.9M 2.12
Reservoir Media (RSVR) 0.5 $6.0M 986k 6.10
Inspiremd (NSPR) 0.5 $5.8M 1.8M 3.27
An2 Therapeutics (ANTX) 0.5 $5.7M 357k 16.08
Cogent Biosciences (COGT) 0.5 $5.6M 575k 9.75
Cytokinetics Com New (CYTK) 0.5 $5.3M 179k 29.46
Ventyx Biosciences (VTYX) 0.4 $5.1M 148k 34.73
Karuna Therapeutics Ord Call Option 0.4 $5.1M 30k 169.09
Gossamer Bio (GOSS) 0.4 $5.1M 6.1M 0.83
Dianthus Therapeutics (DNTH) 0.4 $4.6M 337k 13.67
Gamida Cell SHS (GMDA) 0.4 $4.5M 4.3M 1.03
Xtant Med Hldgs Com New (XTNT) 0.4 $4.4M 4.0M 1.10
Blackstone Mtg Tr Com Cl A Put Option (BXMT) 0.4 $4.4M 200k 21.75
Vanda Pharmaceuticals (VNDA) 0.4 $4.3M 1.0M 4.32
Par Technology Corp Note 2.875% 4/1 (Principal) 0.4 $4.3M 3.8M 1.14
Silverback Therapeutics (SPRY) 0.4 $4.2M 1.1M 3.78
Optinose (OPTN) 0.3 $4.1M 3.3M 1.23
Ideaya Biosciences (IDYA) 0.3 $3.9M 146k 26.98
Savara (SVRA) 0.3 $3.9M 1.0M 3.78
Alta Equipment Group Common Stock (ALTG) 0.3 $3.9M 323k 12.06
Playags (AGS) 0.3 $3.9M 595k 6.52
Evolus (EOLS) 0.3 $3.8M 421k 9.14
Tela Bio (TELA) 0.3 $3.6M 456k 8.00
Altisource Portfolio Solns S Reg Shs (ASPS) 0.3 $3.6M 905k 3.99
Point Biopharma Global 0.3 $3.5M 521k 6.67
Inmode SHS Put Option (INMD) 0.3 $3.0M 100k 30.46
Unicycive Therapeutics (UNCY) 0.3 $3.0M 3.5M 0.86
Aytu Biopharma (AYTU) 0.3 $2.9M 1.1M 2.70
Enova Intl (ENVA) 0.2 $2.7M 53k 50.87
Perella Weinberg Partners Class A Com (PWP) 0.2 $2.6M 258k 10.18
B. Riley Financial (RILY) 0.2 $2.6M 63k 40.99
NN (NNBR) 0.2 $2.5M 1.4M 1.86
Tarsus Pharmaceuticals (TARS) 0.2 $2.4M 136k 17.77
Cidara Therapeutics Inc Common Stock Usd 0.0001 (CDTX) 0.2 $2.4M 2.5M 0.94
Elutia Cl A Com (ELUT) 0.2 $2.4M 1.7M 1.43
Selecta Biosciences (RNAC) 0.2 $2.3M 2.2M 1.06
Fossil (FOSL) 0.2 $2.0M 985k 2.06
Immatics *w Exp 07/01/202 (IMTXW) 0.2 $2.0M 559k 3.54
Strata Skin Sciences Com New (SSKN) 0.2 $1.9M 3.3M 0.59
Mediaalpha Cl A (MAX) 0.2 $1.9M 234k 8.26
C4 Therapeutics Com Stk (CCCC) 0.2 $1.9M 1.0M 1.86
Fortress Biotech 0.1 $1.7M 6.0M 0.29
Scully Royalty Com Shs (SRL) 0.1 $1.7M 299k 5.66
Jasper Therapeutics 0.1 $1.7M 2.4M 0.70
Anebulo Pharmaceuticals (ANEB) 0.1 $1.6M 511k 3.06
The Aarons Company (AAN) 0.1 $1.5M 139k 10.47
Aerovate Therapeutics (AVTE) 0.1 $1.3M 95k 13.57
Tg Therapeutics (TGTX) 0.1 $1.3M 150k 8.36
Neoleukin Therapeutics Com New 0.1 $1.2M 300k 3.95
Acelrx Pharmaceuticals Com New (TLPH) 0.1 $1.1M 1.9M 0.58
Neuroone Med Technologies Com New (NMTC) 0.1 $1.1M 1.3M 0.89
Rezolute Com New (RZLT) 0.1 $1.0M 770k 1.32
Journey Med Corp (DERM) 0.1 $955k 349k 2.74
Ban (TBBK) 0.1 $859k 25k 34.50
Spar (SGRP) 0.1 $847k 879k 0.96
Acer Therapeutics 0.1 $749k 918k 0.81
Recro Pharma (SCTL) 0.1 $586k 1.3M 0.47
Sensus Healthcare (SRTS) 0.0 $513k 185k 2.77
Instil Bio 0.0 $428k 1.0M 0.43
Aptose Biosciences (APTO) 0.0 $382k 137k 2.80
Ladder Cap Corp Cl A (LADR) 0.0 $278k 27k 10.26
Exagen (XGN) 0.0 $258k 107k 2.42
Elicio Therapeutics (ELTX) 0.0 $254k 30k 8.45
Adc Therapeutics Sa SHS (ADCT) 0.0 $231k 257k 0.90
TransAct Technologies Incorporated (TACT) 0.0 $200k 31k 6.42
Lucid Diagnostics (LUCD) 0.0 $185k 158k 1.17
Bm Technologies Cl A Com (BMTX) 0.0 $158k 79k 2.00
Akumin 0.0 $143k 979k 0.15
Rafael Hldgs Com Cl B (RFL) 0.0 $138k 73k 1.90
Kintara Therapeutics Com New (KTRA) 0.0 $91k 23k 4.04
Gaia Cl A (GAIA) 0.0 $63k 23k 2.72
Cue Biopharma (CUE) 0.0 $62k 27k 2.30
Guardforce Ai *w Exp 10/01/202 (GFAIW) 0.0 $54k 154k 0.35
Catalyst Biosciences Com New 0.0 $33k 68k 0.48
Nogin Com New (NOGNQ) 0.0 $30k 56k 0.53
Nogin *w Exp 08/26/202 (NOGWQ) 0.0 $13k 330k 0.04
Tc Biopharm Holdings *w Exp 02/08/202 (TCBPW) 0.0 $5.2k 235k 0.02