Nantahala Capital Management

Nantahala Capital Management as of Dec. 31, 2020

Portfolio Holdings for Nantahala Capital Management

Nantahala Capital Management holds 106 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr Russell 2000 Etf Put Option (IWM) 18.5 $598M 3.1M 196.06
Wayfair Cl A Call Option (W) 9.1 $295M 1.3M 225.81
Scientific Games (LNW) 5.9 $189M 4.6M 41.49
Codexis (CDXS) 3.6 $116M 5.3M 21.83
Uniqure Nv SHS (QURE) 3.1 $99M 2.7M 36.13
Qad Cl A 2.4 $78M 1.2M 63.18
Establishment Labs Holdings Ord (ESTA) 2.4 $77M 2.0M 37.64
Vonage Holdings 2.3 $76M 5.9M 12.88
Dolby Laboratories Com Cl A (DLB) 2.3 $75M 771k 97.13
Tenet Healthcare Corp Com New (THC) 2.2 $70M 1.8M 39.93
Meta Financial (CASH) 1.7 $56M 1.5M 36.56
Silverback Therapeutics (SPRY) 1.7 $54M 1.2M 45.08
Marriott Vacations Wrldwde Cp (VAC) 1.6 $53M 385k 137.22
Wyndham Worldwide Corporation 1.6 $50M 1.1M 44.86
Carvana Cl A (CVNA) 1.5 $50M 208k 239.66
Travelcenters Of America Com New 1.3 $42M 1.3M 32.60
Golden Entmt (GDEN) 1.3 $40M 2.0M 19.89
Syndax Pharmaceuticals (SNDX) 1.2 $40M 1.8M 22.24
Luxfer Holdings SHS (LXFR) 1.2 $39M 2.3M 16.42
Keros Therapeutics (KROS) 1.2 $38M 535k 70.54
Ban (TBBK) 1.2 $38M 2.8M 13.65
Dxp Enterprises Com New (DXPE) 1.1 $34M 1.5M 22.23
International Money Express (IMXI) 1.0 $33M 2.1M 15.52
Hca Holdings (HCA) 1.0 $33M 201k 164.47
Aptose Biosciences Com New 1.0 $32M 7.3M 4.38
Cue Biopharma (CUE) 1.0 $31M 2.5M 12.51
Shift Technologies Cl A 1.0 $31M 3.8M 8.27
Imax Corp Cad (IMAX) 0.9 $29M 1.6M 18.02
Fortress Biotech 0.9 $28M 8.7M 3.17
Immatics SHS (IMTX) 0.8 $27M 2.5M 10.79
Firstcash 0.8 $27M 387k 70.04
Wave Life Sciences SHS (WVE) 0.8 $26M 3.4M 7.87
Insu Acquisition Corp Ii Com Cl A 0.8 $26M 1.7M 15.55
Alta Equipment Group Common Stock (ALTG) 0.8 $26M 2.6M 9.88
Tff Pharmaceuticals 0.8 $25M 1.8M 14.32
Avis Budget Call Option (CAR) 0.8 $25M 658k 37.30
Upland Software (UPLD) 0.7 $23M 501k 45.89
BioDelivery Sciences International 0.7 $22M 5.1M 4.20
eHealth (EHTH) 0.7 $21M 300k 70.61
EXACT Sciences Corporation Put Option (EXAS) 0.6 $20M 150k 132.49
Akebia Therapeutics (AKBA) 0.6 $20M 7.0M 2.80
Everi Hldgs (EVRI) 0.6 $19M 1.4M 13.81
Joint (JYNT) 0.6 $18M 693k 26.26
Akumin 0.5 $17M 5.8M 3.01
Cerecor 0.5 $17M 6.2M 2.64
Crh Medical Corp cs 0.5 $16M 6.9M 2.34
Aeglea Biotherapeutics 0.5 $16M 2.0M 7.87
Viemed Healthcare (VMD) 0.5 $15M 2.0M 7.81
Soleno Therapeutics Com New 0.5 $15M 7.9M 1.93
Paya Holdings Com Cl A 0.5 $15M 1.1M 13.46
Fintech Acquisition Corp Iv Unit 12/31/2025 0.4 $14M 1.2M 11.93
Select Interior Concepts Cl A 0.4 $14M 1.9M 7.15
Zovio (ZVOI) 0.4 $14M 2.8M 4.74
Curis Com New 0.4 $13M 1.6M 8.19
PAR Technology Corporation (PAR) 0.4 $13M 202k 62.79
Children's Place Retail Stores (PLCE) 0.4 $13M 253k 50.10
Catalyst Biosciences Com New 0.4 $12M 1.9M 6.31
Cerevel Therapeutics Hldng I (CERE) 0.4 $11M 686k 16.58
Falcon Minerals Corp Cl A Com 0.3 $11M 3.5M 3.15
Ftac Olympus Acquisition Cor Unit 08/24/2025 0.3 $11M 1.0M 10.87
Dhi (DHX) 0.3 $11M 4.8M 2.22
Fintech Acquisition Corp V Unit 99/99/9999 0.3 $11M 1.0M 10.67
Insu Acquisition Corp Iii Unit 12/31/2026 0.3 $11M 1.0M 10.57
Yatra Online Ord Shs (YTRA) 0.3 $10M 5.3M 1.93
Zogenix Com New 0.3 $10M 512k 19.99
Lincoln Educational Services Corporation (LINC) 0.3 $10M 1.6M 6.50
Bristol-myers Squibb Right 99/99/9999 0.3 $10M 15M 0.69
Reading Intl Cl A (RDI) 0.3 $10M 2.0M 5.02
Rmr Group Cl A (RMR) 0.3 $9.5M 247k 38.62
Rafael Hldgs Com Cl B (RFL) 0.3 $9.1M 389k 23.32
Nature's Sunshine Prod. (NATR) 0.3 $9.0M 600k 14.95
Dariohealth Corp Com New (DRIO) 0.3 $8.5M 594k 14.29
Porch Group (PRCH) 0.3 $8.2M 600k 13.59
Insu Acquisition Corp Ii *w Exp 09/01/202 0.3 $8.1M 525k 15.40
Apollo Endosurgery 0.2 $7.8M 2.3M 3.40
Arya Sciences Acquisition Com Cl A 0.2 $7.6M 700k 10.85
Sciplay Corporation Cl A 0.2 $7.1M 510k 13.85
Strata Skin Sciences Com New (SSKN) 0.2 $7.0M 4.7M 1.50
Exela Technologi 0.2 $6.3M 15M 0.42
Armstrong Flooring (AFIIQ) 0.2 $6.2M 1.6M 3.82
Galmed Pharmaceuticals SHS 0.2 $6.0M 1.9M 3.11
Paya Holdings *w Exp 10/16/202 0.2 $5.3M 539k 9.75
Merrimack Pharmaceuticals In Com New (MACK) 0.2 $5.2M 752k 6.89
Party City Hold 0.2 $5.1M 834k 6.10
Adicet Bio (ACET) 0.1 $4.8M 344k 14.05
Cerevel Therapeutics Hldng I *w Exp 06/09/202 (CEREW) 0.1 $4.3M 283k 15.20
Dover Motorsports 0.1 $4.3M 1.9M 2.27
Streamline Health Solutions (STRM) 0.1 $4.3M 2.8M 1.56
Scully Royalty Com Shs (SRL) 0.1 $3.7M 753k 4.95
Curiositystream *w Exp 10/14/202 (CURIW) 0.1 $2.8M 200k 13.81
Acer Therapeutics 0.1 $2.6M 990k 2.62
SIGA Technologies (SIGA) 0.1 $2.3M 321k 7.27
Bctg Acquisition Corp 0.1 $2.3M 200k 11.44
Taysha Gene Therapies Com Shs (TSHA) 0.1 $2.1M 79k 26.53
Cyren SHS 0.1 $1.9M 1.8M 1.03
Htg Molecular Diagnostics In Com New 0.1 $1.7M 364k 4.79
Immatics *w Exp 01/01/202 (IMTXW) 0.0 $1.5M 227k 6.62
Shift Technologies *w Exp 10/13/202 0.0 $1.3M 250k 5.06
Alta Equipment Group *w Exp 02/14/202 0.0 $993k 188k 5.30
Amc Networks Cl A (AMCX) 0.0 $921k 26k 35.77
Nantkwest 0.0 $703k 53k 13.32
Motus Gi Hldgs Incorporated 0.0 $394k 416k 0.95
Falcon Minerals Corp *w Exp 07/21/202 0.0 $375k 878k 0.43
Kintara Therapeutics 0.0 $349k 273k 1.28
Mediaco Hldg Cl A (MDIA) 0.0 $270k 104k 2.60
Avenue Therapeutics Com New 0.0 $180k 30k 5.96