Newgate Capital Management

Newgate Capital Management as of June 30, 2014

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 106 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 4.8 $19M 2.0M 9.36
Taiwan Semiconductor Mfg (TSM) 4.3 $16M 764k 21.39
Baidu (BIDU) 2.8 $11M 58k 186.81
Cemex SAB de CV (CX) 2.5 $9.3M 707k 13.23
Banco Itau Holding Financeira (ITUB) 2.4 $9.0M 623k 14.38
BlackRock Real Asset Trust 2.3 $8.8M 935k 9.39
Blackrock Res & Commodities Strategy Tr (BCX) 2.2 $8.6M 692k 12.41
Companhia Energetica Minas Gerais (CIG) 2.2 $8.6M 1.1M 7.99
Tata Motors 2.2 $8.3M 213k 39.06
Advanced Semiconductor Engineering 2.1 $8.2M 1.3M 6.50
Voya Natural Res Eq Inc Fund 2.0 $7.6M 660k 11.50
Infosys Technologies (INFY) 2.0 $7.5M 139k 53.77
Vale (VALE) 1.9 $7.2M 541k 13.23
Voya Prime Rate Trust sh ben int 1.8 $7.0M 1.2M 5.79
Shinhan Financial (SHG) 1.7 $6.4M 141k 45.86
Clearbridge Energy M 1.7 $6.3M 264k 23.94
KB Financial (KB) 1.6 $6.2M 177k 34.76
AllianceBernstein Global Hgh Incm (AWF) 1.6 $6.1M 424k 14.37
Invesco Van Kampen Senior Income Trust (VVR) 1.6 $6.0M 1.2M 5.01
Halliburton Company (HAL) 1.6 $6.0M 84k 71.01
Sesa Sterlite Limted 1.6 $5.9M 307k 19.36
Petroleo Brasileiro SA (PBR) 1.5 $5.8M 398k 14.63
Southern Copper Corporation (SCCO) 1.5 $5.7M 187k 30.37
ICICI Bank (IBN) 1.5 $5.7M 114k 49.90
Credicorp (BAP) 1.4 $5.2M 34k 155.48
AngloGold Ashanti 1.3 $5.1M 295k 17.21
Templeton Global Income Fund (SABA) 1.3 $5.0M 610k 8.26
Companhia Siderurgica Nacional (SID) 1.3 $4.9M 1.2M 4.26
Yandex Nv-a (YNDX) 1.3 $4.9M 138k 35.64
Nuveen Floating Rate Income Fund (JFR) 1.3 $4.9M 405k 12.10
Nuveen Senior Income Fund 1.3 $4.8M 686k 7.05
Blackstone Gso Lng Shrt Cr I (BGX) 1.3 $4.8M 270k 17.73
Invesco Van Kampen Dyn Cr Opp Fund 1.2 $4.8M 369k 12.95
Freeport-McMoRan Copper & Gold (FCX) 1.1 $4.0M 109k 36.50
Banco Bradesco SA (BBD) 1.0 $3.8M 263k 14.52
Nuveen Energy Mlp Total Return etf 1.0 $3.7M 168k 22.22
Huntsman Corporation (HUN) 0.9 $3.4M 122k 28.10
Industries N shs - a - (LYB) 0.9 $3.3M 34k 97.65
First Tr Mlp & Energy Income (FEI) 0.8 $3.2M 146k 21.56
Celanese Corporation (CE) 0.8 $3.1M 48k 64.28
Deere & Company (DE) 0.8 $3.0M 33k 90.54
Whiting Petroleum Corporation 0.8 $3.0M 37k 80.24
Eaton Vance Senior Income Trust (EVF) 0.8 $3.0M 440k 6.81
Nuveen Sht Dur Cr Opp 0.8 $3.0M 163k 18.40
Newfield Exploration 0.8 $2.9M 65k 44.21
BHP Billiton (BHP) 0.7 $2.8M 41k 68.45
Melco Crown Entertainment (MLCO) 0.7 $2.7M 76k 35.71
Blackrock Muniholdings Insured Fund II (MUE) 0.7 $2.7M 204k 13.25
Continental Resources 0.7 $2.7M 17k 158.04
Banco de Chile (BCH) 0.7 $2.6M 33k 78.29
Petroleo Brasileiro SA (PBR.A) 0.7 $2.5M 161k 15.64
SandRidge Energy 0.7 $2.5M 353k 7.15
Westlake Chemical Corporation (WLK) 0.7 $2.5M 30k 83.78
Rio Tinto (RIO) 0.6 $2.4M 45k 54.28
Canadian Natural Resources (CNQ) 0.6 $2.4M 52k 45.91
Suncor Energy (SU) 0.6 $2.4M 57k 42.64
Silver Wheaton Corp 0.6 $2.4M 90k 26.27
Oasis Petroleum 0.6 $2.4M 42k 55.89
National-Oilwell Var 0.6 $2.3M 28k 82.36
Tesoro Corporation 0.6 $2.3M 39k 58.66
Trinity Industries (TRN) 0.6 $2.3M 53k 43.71
Cimarex Energy 0.6 $2.3M 16k 143.49
Blackrock Municipal Income Trust (BFK) 0.6 $2.2M 164k 13.72
Clearbridge Energy Mlp Opp F 0.6 $2.2M 88k 25.40
Encana Corp 0.6 $2.2M 93k 23.71
HDFC Bank (HDB) 0.6 $2.2M 47k 46.83
Methanex Corp (MEOH) 0.6 $2.2M 35k 61.79
Delek US Holdings 0.6 $2.1M 76k 28.22
PowerShares Emerging Markets Sovere 0.6 $2.1M 74k 29.16
Market Vectors Emerging Mkts Local ETF 0.6 $2.1M 88k 24.30
BlackRock Municipal Income Trust II (BLE) 0.6 $2.1M 148k 14.54
Ocean Rig Udw 0.5 $1.9M 101k 18.93
Steel Dynamics (STLD) 0.5 $1.9M 104k 17.95
Silver Standard Res 0.5 $1.8M 212k 8.66
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.5 $1.8M 90k 20.32
Western Refining 0.5 $1.8M 47k 37.55
Ship Finance Intl 0.5 $1.7M 92k 18.59
Hollyfrontier Corp 0.4 $1.7M 39k 43.70
United States Steel Corporation (X) 0.4 $1.7M 64k 26.05
Eastman Chemical Company (EMN) 0.4 $1.6M 18k 87.38
Worthington Industries (WOR) 0.4 $1.6M 37k 43.05
Neuberger Berman Real Estate Sec (NRO) 0.4 $1.6M 323k 5.00
Domtar Corp 0.4 $1.6M 37k 42.86
Blackstone Gso Strategic (BGB) 0.4 $1.6M 88k 17.77
Blackrock Muniyield Quality Fund (MQY) 0.4 $1.4M 95k 15.07
EOG Resources (EOG) 0.4 $1.4M 12k 116.84
BlackRock MuniHoldings Fund (MHD) 0.4 $1.4M 86k 16.23
Cliffs Natural Resources 0.3 $1.4M 90k 15.05
Approach Resources 0.3 $1.3M 56k 22.73
Resolute Fst Prods In 0.3 $1.3M 75k 16.79
Safe Bulkers Inc Com Stk (SB) 0.3 $1.2M 124k 9.76
Marathon Oil Corporation (MRO) 0.3 $1.1M 28k 39.92
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.2 $910k 65k 13.97
Invesco Van Kampen Muni Opp Trust (VMO) 0.2 $892k 71k 12.60
Apple (AAPL) 0.2 $847k 9.1k 92.93
Cenovus Energy (CVE) 0.2 $848k 26k 32.37
Dryships/drys 0.2 $834k 259k 3.22
Diana Shipping (DSX) 0.2 $850k 78k 10.89
Blackrock Muniyield Fund (MYD) 0.1 $565k 39k 14.40
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $442k 4.1k 108.76
PowerShares Insured Nati Muni Bond 0.1 $451k 18k 24.68
General Motors Company (GM) 0.1 $428k 12k 36.30
Bank of America Corporation (BAC) 0.1 $397k 26k 15.37
Citigroup (C) 0.1 $368k 7.8k 47.07
Western Asset Managed Municipals Fnd (MMU) 0.0 $169k 13k 13.13
Oi Sa-adr sp 0.0 $64k 75k 0.86