Newgate Capital Management

Newgate Capital Management as of Dec. 31, 2014

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 104 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 8.6 $13M 1.5M 8.73
AllianceBernstein Global Hgh Incm (AWF) 4.9 $7.4M 596k 12.43
BlackRock Debt Strategies Fund 4.6 $7.0M 1.9M 3.72
Voya Prime Rate Trust sh ben int 4.5 $6.9M 1.3M 5.31
Blackrock Res & Commodities Strategy Tr (BCX) 3.8 $5.7M 591k 9.63
Invesco Van Kampen Dyn Cr Opp Fund 3.5 $5.2M 446k 11.77
Invesco Van Kampen Senior Income Trust (VVR) 3.4 $5.1M 1.1M 4.53
Templeton Global Income Fund 2.4 $3.6M 504k 7.17
Nuveen Floating Rate Income Fund (JFR) 2.3 $3.5M 319k 10.93
Nuveen Sht Dur Cr Opp 2.3 $3.5M 210k 16.56
Nuveen Senior Income Fund 2.3 $3.4M 527k 6.51
Blackstone Gso Lng Shrt Cr I (BGX) 2.2 $3.3M 216k 15.43
Templeton Emerging Markets Income Fund (TEI) 2.1 $3.2M 287k 11.34
Doubleline Income Solutions (DSL) 2.1 $3.2M 164k 19.75
Eaton Vance Senior Income Trust (EVF) 1.7 $2.6M 419k 6.21
Dreyfus Strategic Muni. 1.5 $2.3M 287k 8.15
Taiwan Semiconductor Mfg (TSM) 1.5 $2.3M 104k 22.38
Baidu (BIDU) 1.4 $2.2M 9.6k 228.01
Nuveen Insured Quality Muncipal Fund 1.4 $2.1M 163k 13.13
Cohen & Steers Ltd Dur Pfd I (LDP) 1.4 $2.1M 92k 22.51
Blackstone Gso Strategic (BGB) 1.3 $2.0M 124k 16.37
Blackrock Muniholdings Insured Fund II (MUE) 1.3 $2.0M 147k 13.41
Dreyfus Strategic Municipal Bond Fund 1.3 $1.9M 246k 7.92
CF Industries Holdings (CF) 1.3 $1.9M 7.1k 272.48
ICICI Bank (IBN) 1.1 $1.6M 141k 11.55
BlackRock Floating Rate Income Strat. Fn (FRA) 1.1 $1.6M 121k 13.39
Cemex SAB de CV (CX) 1.0 $1.5M 152k 10.19
Nuveen Muni Value Fund (NUV) 1.0 $1.6M 161k 9.62
Huaneng Power International 0.8 $1.3M 24k 54.16
Advanced Semiconductor Engineering 0.8 $1.2M 195k 6.13
Putnam Managed Municipal Income Trust (PMM) 0.8 $1.2M 164k 7.21
America Movil Sab De Cv spon adr l 0.8 $1.2M 53k 22.18
Banco Itau Holding Financeira (ITUB) 0.8 $1.2M 90k 13.00
Companhia Paranaense de Energia 0.7 $1.1M 85k 13.18
Banco Bradesco SA (BBD) 0.7 $1.1M 81k 13.36
LG Display (LPL) 0.7 $1.1M 71k 15.15
Halliburton Company (HAL) 0.7 $1.1M 27k 39.34
Tata Motors 0.7 $1.1M 25k 42.27
Noril'skiy nikel' GMK OAO 0.7 $1.0M 75k 13.82
Nuveen Select Tax Free Incom Portfolio 2 0.7 $1.0M 75k 13.55
Apple (AAPL) 0.7 $1.0M 9.1k 110.38
Companhia Energetica Minas Gerais (CIG) 0.7 $1.0M 205k 4.90
KB Financial (KB) 0.7 $985k 30k 32.62
Tesoro Corporation 0.6 $894k 12k 74.36
Celanese Corporation (CE) 0.6 $897k 15k 59.97
Morgan Stanley China A Share Fund (CAF) 0.6 $896k 30k 30.36
Naspers 0.6 $894k 6.9k 130.02
Melco Crown Entertainment (MLCO) 0.6 $869k 34k 25.41
Korea Electric Power Corporation (KEP) 0.6 $870k 45k 19.37
Industries N shs - a - (LYB) 0.6 $869k 11k 79.38
Huntsman Corporation (HUN) 0.6 $843k 37k 22.77
Baker Hughes Incorporated 0.6 $829k 15k 56.08
Ega Emerging Global Shs Tr egs india infr 0.5 $819k 65k 12.65
Ship Finance Intl 0.5 $781k 55k 14.11
Rio Tinto (RIO) 0.5 $772k 17k 46.07
Invesco Quality Municipal Inc Trust (IQI) 0.5 $779k 63k 12.42
Freeport-McMoRan Copper & Gold (FCX) 0.5 $753k 33k 23.03
Oge Energy Corp (OGE) 0.5 $739k 21k 35.23
Trinity Industries (TRN) 0.5 $746k 27k 27.89
Dr. Reddy's Laboratories (RDY) 0.5 $704k 14k 50.46
Westlake Chemical Corporation (WLK) 0.4 $649k 11k 61.13
Kinder Morgan (KMI) 0.4 $645k 15k 42.34
Delek US Holdings 0.4 $635k 23k 27.19
Petroleo Brasileiro SA (PBR) 0.4 $621k 85k 7.30
Steel Dynamics (STLD) 0.4 $629k 32k 19.74
BHP Billiton (BHP) 0.4 $626k 13k 47.31
Dbx Etf Tr dbxtr har cs 300 (ASHR) 0.4 $585k 16k 37.23
National-Oilwell Var 0.4 $559k 8.5k 65.52
Credicorp (BAP) 0.4 $557k 3.5k 160.20
Nucor Corporation (NUE) 0.4 $550k 11k 49.02
Western Refining 0.3 $535k 14k 37.76
Boise Cascade (BCC) 0.3 $527k 14k 37.14
Enbridge (ENB) 0.3 $494k 9.6k 51.38
Powershares Senior Loan Portfo mf 0.3 $500k 21k 23.95
Sesa Sterlite Limted 0.3 $501k 37k 13.59
Eastman Chemical Company (EMN) 0.3 $492k 6.5k 75.89
Canadian Natural Resources (CNQ) 0.3 $490k 16k 30.86
Methanex Corp (MEOH) 0.3 $484k 11k 45.87
United States Steel Corporation (X) 0.3 $488k 18k 26.75
AES Corporation (AES) 0.3 $470k 34k 13.77
Bank of America Corporation (BAC) 0.3 $462k 26k 17.88
Worthington Industries (WOR) 0.3 $446k 15k 30.10
Citigroup (C) 0.3 $437k 8.1k 54.12
Hollyfrontier Corp 0.3 $437k 12k 37.51
Encana Corp 0.3 $417k 30k 13.88
EOG Resources (EOG) 0.3 $415k 4.5k 91.83
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.3 $406k 11k 38.31
Alibaba Group Holding (BABA) 0.3 $401k 3.9k 103.97
Williams Companies (WMB) 0.2 $378k 8.4k 44.91
Facebook Inc cl a (META) 0.2 $370k 4.7k 78.11
Vanguard Emerging Markets ETF (VWO) 0.2 $345k 8.6k 40.05
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.2 $344k 7.1k 48.76
Nabors Industries 0.2 $338k 26k 12.98
Ocean Rig Udw 0.2 $331k 36k 9.27
Devon Energy Corporation (DVN) 0.2 $283k 4.6k 61.18
Newpark Resources 0.2 $283k 30k 9.56
Daimler 0.2 $286k 3.5k 82.90
Volkswagen 0.2 $272k 6.3k 42.98
PPL Corporation (PPL) 0.2 $254k 7.0k 36.36
Whiting Petroleum Corporation 0.2 $255k 7.7k 33.04
CVR Energy (CVI) 0.2 $246k 6.3k 38.78
Cenovus Energy (CVE) 0.1 $224k 11k 20.65
Alon USA Energy 0.1 $229k 18k 12.69
Nuveen Select Quality Municipal Fund 0.1 $169k 12k 13.85