Newgate Capital Management

Newgate Capital Management as of March 31, 2016

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 90 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 9.2 $10M 1.3M 7.86
BlackRock Debt Strategies Fund 7.2 $8.0M 2.3M 3.45
Aberdeen Asia-Pacific Income Fund 6.6 $7.4M 1.5M 4.96
Voya Prime Rate Trust sh ben int 5.3 $5.9M 1.2M 5.01
Invesco Van Kampen Dyn Cr Opp Fund 4.6 $5.1M 482k 10.67
Calamos Strategic Total Return Fund (CSQ) 4.4 $4.9M 515k 9.43
Invesco Van Kampen Senior Income Trust (VVR) 4.2 $4.7M 1.2M 4.01
Nuveen Senior Income Fund 3.3 $3.7M 629k 5.87
Templeton Emerging Markets Income Fund (TEI) 2.7 $3.0M 288k 10.28
Nuveen Sht Dur Cr Opp 2.6 $2.9M 193k 15.02
Allianzgi Nfj Divid Int Prem S cefs 2.5 $2.8M 226k 12.26
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 2.3 $2.6M 178k 14.39
PowerShares Insured Nati Muni Bond 2.2 $2.5M 97k 25.67
BlackRock Floating Rate Income Strat. Fn (FRA) 1.7 $1.9M 149k 13.01
Nuveen Insured Municipal Opp. Fund 1.6 $1.8M 123k 14.65
Market Vectors High Yield Muni. Ind 1.6 $1.8M 57k 31.22
BlackRock Global Opportunities Equity Tr (BOE) 1.5 $1.7M 146k 11.78
Baidu (BIDU) 1.4 $1.5M 8.0k 190.84
Alpine Global Premier Properties Fund 1.4 $1.5M 276k 5.54
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 1.3 $1.5M 26k 55.76
Allianzgi Conv & Inc Fd taxable cef 1.3 $1.5M 269k 5.47
Nuveen Insured Tax-Free Adv Munici (NEA) 1.3 $1.4M 100k 14.15
Korea Electric Power Corporation (KEP) 1.2 $1.3M 52k 25.75
Taiwan Semiconductor Mfg (TSM) 1.1 $1.2M 46k 26.20
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 1.1 $1.2M 89k 13.38
Sinopec Shanghai Petrochemical 0.9 $1.0M 21k 50.42
Apple (AAPL) 0.9 $993k 9.1k 108.95
H & Q Healthcare Fund equities (HQH) 0.8 $930k 39k 24.00
Schlumberger (SLB) 0.8 $877k 12k 73.73
Halliburton Company (HAL) 0.7 $801k 22k 35.71
Companhia Energetica Minas Gerais (CIG) 0.7 $772k 341k 2.26
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.6 $717k 15k 49.26
Alibaba Group Holding (BABA) 0.6 $663k 8.4k 79.03
NetEase (NTES) 0.6 $649k 4.5k 143.49
Cemex SAB de CV (CX) 0.5 $598k 82k 7.28
Transcanada Corp 0.5 $551k 14k 39.29
Infosys Technologies (INFY) 0.5 $547k 29k 19.01
Facebook Inc cl a (META) 0.5 $540k 4.7k 114.00
Pbf Energy Inc cl a (PBF) 0.5 $550k 17k 33.21
Valero Energy Corporation (VLO) 0.5 $529k 8.3k 64.10
Ship Finance Intl 0.5 $524k 38k 13.90
Tesoro Corporation 0.5 $508k 5.9k 86.04
Braskem SA (BAK) 0.5 $512k 42k 12.18
Industries N shs - a - (LYB) 0.5 $509k 5.9k 85.66
Trinseo S A 0.5 $509k 14k 36.77
Oge Energy Corp (OGE) 0.5 $498k 18k 28.36
Newmont Mining Corporation (NEM) 0.4 $486k 18k 26.59
Silver Wheaton Corp 0.4 $488k 29k 16.58
Mobile TeleSystems OJSC 0.4 $477k 59k 8.09
Celanese Corporation (CE) 0.4 $478k 7.3k 65.17
Jd (JD) 0.4 $462k 17k 26.49
FirstEnergy (FE) 0.4 $443k 12k 35.99
Nordic American Tanker Shippin (NAT) 0.4 $433k 31k 14.09
ICICI Bank (IBN) 0.4 $419k 59k 7.17
Devon Energy Corporation (DVN) 0.4 $420k 15k 27.41
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.4 $421k 33k 12.88
Tsakos Energy Navigation 0.4 $416k 67k 6.18
Kraton Performance Polymers 0.4 $411k 24k 17.32
EOG Resources (EOG) 0.4 $401k 5.5k 72.49
Marathon Petroleum Corp (MPC) 0.4 $404k 11k 37.18
Shinhan Financial (SHG) 0.3 $385k 11k 35.23
Pioneer Natural Resources 0.3 $386k 2.7k 140.67
Eastman Chemical Company (EMN) 0.3 $365k 5.1k 72.28
Enbridge (ENB) 0.3 $362k 9.3k 38.94
Nuveen Muni Value Fund (NUV) 0.3 $364k 35k 10.44
Phillips 66 (PSX) 0.3 $369k 4.3k 86.60
Blackrock Municipal 2020 Term Trust 0.3 $358k 22k 16.15
Bank of America Corporation (BAC) 0.3 $349k 26k 13.51
Netflix (NFLX) 0.3 $347k 3.4k 102.33
Canadian Natural Resources (CNQ) 0.3 $328k 12k 26.99
Chicago Bridge & Iron Company 0.3 $328k 9.0k 36.57
Teekay Tankers Ltd cl a 0.3 $336k 92k 3.67
Nuveen Premier Mun Income 0.3 $337k 24k 14.06
Citigroup (C) 0.3 $337k 8.1k 41.74
Alphabet Inc Class A cs (GOOGL) 0.3 $321k 421.00 762.47
Williams Companies (WMB) 0.3 $307k 19k 16.07
Scorpio Tankers 0.3 $315k 54k 5.83
Diamond Offshore Drilling 0.3 $299k 14k 21.71
Westlake Chemical Corporation (WLK) 0.3 $289k 6.2k 46.31
Diversified Real Asset Inc F 0.3 $294k 19k 15.69
Frontline 0.3 $288k 34k 8.37
Occidental Petroleum Corporation (OXY) 0.2 $276k 4.0k 68.33
Hollyfrontier Corp 0.2 $267k 7.6k 35.28
Dorian Lpg (LPG) 0.2 $271k 29k 9.42
Cheniere Engy Ptnrs 0.2 $258k 14k 18.08
Transocean (RIG) 0.2 $249k 27k 9.14
Agrium 0.2 $248k 2.8k 88.13
Western Refining 0.2 $231k 8.1k 28.65
Ega Emerging Global Shs Tr egs india infr 0.2 $235k 23k 10.28
Rowan Companies 0.1 $162k 10k 16.08