Newgate Capital Management

Newgate Capital Management as of June 30, 2016

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 89 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 8.9 $11M 1.3M 8.03
BlackRock Debt Strategies Fund 7.0 $8.4M 2.4M 3.51
Invesco Van Kampen Senior Income Trust (VVR) 6.7 $8.1M 2.0M 4.16
Aberdeen Asia-Pacific Income Fund 6.5 $7.9M 1.6M 4.98
Voya Prime Rate Trust sh ben int 6.4 $7.7M 1.5M 5.09
Invesco Van Kampen Dyn Cr Opp Fund 4.4 $5.3M 488k 10.95
Calamos Strategic Total Return Fund (CSQ) 3.1 $3.7M 379k 9.80
Templeton Emerging Markets Income Fund (TEI) 2.5 $3.1M 293k 10.47
Nuveen Insd Dividend Advantage (NVG) 2.5 $3.1M 189k 16.19
Alpine Global Premier Properties Fund 2.5 $3.0M 559k 5.44
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 2.2 $2.6M 176k 15.04
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 2.0 $2.4M 258k 9.23
Allianzgi Nfj Divid Int Prem S cefs 1.9 $2.3M 187k 12.33
PowerShares Insured Nati Muni Bond 1.9 $2.3M 86k 26.47
Nuveen Senior Income Fund 1.8 $2.2M 360k 6.00
Diversified Real Asset Inc F 1.6 $2.0M 119k 16.44
Nuveen Insured Tax-Free Adv Munici (NEA) 1.6 $1.9M 126k 14.94
Vaneck Vectors Etf Tr High Yld Mun Etf 1.6 $1.9M 58k 32.12
Tekla Healthcare Opportunit (THQ) 1.3 $1.6M 94k 16.52
Tekla World Healthcare Fd ben int (THW) 1.3 $1.6M 112k 13.98
BlackRock Global Opportunities Equity Tr (BOE) 1.3 $1.5M 132k 11.77
BlackRock Floating Rate Income Strat. Fn (FRA) 1.2 $1.5M 113k 13.09
H & Q Healthcare Fund equities (HQH) 1.2 $1.5M 63k 23.43
Schlumberger (SLB) 1.2 $1.4M 18k 79.10
Baidu (BIDU) 1.1 $1.3M 8.0k 165.11
Halliburton Company (HAL) 1.0 $1.2M 27k 45.30
Korea Electric Power Corporation (KEP) 1.0 $1.2M 45k 25.93
Nuveen Premium Income Municipal Fund 0.9 $1.1M 74k 15.36
Pioneer Natural Resources 0.9 $1.1M 7.2k 151.19
Taiwan Semiconductor Mfg (TSM) 0.8 $938k 36k 26.24
Sinopec Shanghai Petrochemical 0.8 $907k 20k 45.86
Alibaba Group Holding (BABA) 0.7 $814k 10k 79.52
Nuveen Premium Income Muni Fund 2 0.6 $758k 49k 15.43
Nuveen Premier Mun Income 0.6 $756k 50k 15.02
Silver Wheaton Corp 0.6 $743k 32k 23.53
EOG Resources (EOG) 0.6 $699k 8.4k 83.26
Newfield Exploration 0.5 $657k 15k 44.17
Celanese Corporation (CE) 0.5 $651k 10k 65.13
Industries N shs - a - (LYB) 0.5 $648k 8.7k 74.39
Devon Energy Corporation (DVN) 0.5 $636k 18k 36.27
Tesoro Corporation 0.5 $634k 8.5k 74.91
Trinseo S A 0.5 $612k 14k 42.63
Royal Dutch Shell 0.5 $586k 11k 55.18
Apache Corporation 0.5 $567k 10k 55.38
Kraton Performance Polymers 0.5 $570k 20k 27.95
Valero Energy Corporation (VLO) 0.5 $541k 11k 51.03
Facebook Inc cl a (META) 0.5 $541k 4.7k 114.21
KB Financial (KB) 0.4 $533k 19k 28.44
NetEase (NTES) 0.4 $537k 2.8k 193.17
Shinhan Financial (SHG) 0.4 $518k 16k 32.71
Newmont Mining Corporation (NEM) 0.4 $503k 13k 39.09
Phillips 66 (PSX) 0.4 $499k 6.3k 79.31
Eastman Chemical Company (EMN) 0.4 $472k 7.0k 67.91
Marathon Petroleum Corp (MPC) 0.4 $476k 13k 37.97
Infosys Technologies (INFY) 0.4 $457k 26k 17.86
Cemex SAB de CV (CX) 0.4 $462k 75k 6.17
Apple (AAPL) 0.4 $436k 4.6k 95.66
Williams Companies (WMB) 0.4 $435k 20k 21.65
Braskem SA (BAK) 0.4 $433k 37k 11.84
Mobile TeleSystems OJSC 0.3 $424k 51k 8.28
iShares NASDAQ Biotechnology Index (IBB) 0.3 $425k 1.7k 257.11
Rio Tinto (RIO) 0.3 $406k 13k 31.31
Canadian Natural Resources (CNQ) 0.3 $416k 14k 30.82
Pbf Energy Inc cl a (PBF) 0.3 $413k 17k 23.76
Transocean (RIG) 0.3 $395k 33k 11.89
Gulfport Energy Corporation 0.3 $399k 13k 31.24
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.3 $383k 34k 11.16
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.3 $377k 27k 14.19
Diamond Offshore Drilling 0.3 $353k 15k 24.34
Chicago Bridge & Iron Company 0.3 $356k 10k 34.65
Freeport-McMoRan Copper & Gold (FCX) 0.3 $344k 31k 11.13
Jd (JD) 0.3 $334k 16k 21.23
Callon Pete Co Del Com Stk 0.3 $326k 29k 11.23
Westlake Chemical Corporation (WLK) 0.3 $326k 7.6k 42.86
Baker Hughes Incorporated 0.3 $314k 7.0k 45.08
Transcanada Corp 0.2 $299k 6.6k 45.17
Allergan 0.2 $306k 1.3k 231.47
Alphabet Inc Class A cs (GOOGL) 0.2 $296k 421.00 703.09
Continental Resources 0.2 $280k 6.2k 45.21
McDermott International 0.2 $282k 57k 4.93
Palo Alto Networks (PANW) 0.2 $284k 2.3k 122.52
Laredo Petroleum Holdings 0.2 $270k 26k 10.48
Huntsman Corporation (HUN) 0.2 $258k 19k 13.44
Frontline 0.2 $248k 32k 7.87
Rowan Companies 0.2 $234k 13k 17.63
Rayonier Advanced Matls (RYAM) 0.2 $224k 17k 13.59
Bank of America Corporation (BAC) 0.1 $171k 13k 13.23
Tronox 0.1 $142k 32k 4.42
Whiting Petroleum Corporation 0.1 $137k 15k 9.25