Nikko Asset Management Americas

Nikko Asset Management Americas as of Dec. 31, 2012

Portfolio Holdings for Nikko Asset Management Americas

Nikko Asset Management Americas holds 149 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Exxon Mobil Corporation (XOM) 5.6 $152M 1.8M 85.10
BHP Billiton 5.2 $140M 2.0M 68.98
Royal Dutch Shell 4.7 $125M 1.8M 68.50
Chevron Corporation (CVX) 3.9 $105M 988k 106.45
Rio Tinto (RIO) 3.8 $101M 1.8M 57.06
Potash Corp. Of Saskatchewan I 3.4 $91M 2.3M 39.77
Freeport-McMoRan Copper & Gold (FCX) 3.3 $89M 2.7M 33.14
Total (TTE) 3.0 $82M 1.6M 51.43
Monsanto Company 2.9 $77M 823k 93.08
BP (BP) 2.4 $64M 1.5M 41.22
Goldcorp 2.2 $60M 1.7M 35.59
International Paper Company (IP) 2.1 $57M 1.5M 38.91
Teck Resources Ltd cl b (TECK) 2.0 $54M 1.5M 35.22
Occidental Petroleum Corporation (OXY) 1.9 $51M 679k 75.38
Schlumberger (SLB) 1.8 $49M 721k 67.96
Anadarko Petroleum Corporation 1.8 $49M 670k 72.31
Syngenta 1.6 $43M 537k 80.19
Vale (VALE) 1.6 $42M 2.0M 20.52
AngloGold Ashanti 1.6 $42M 1.4M 30.66
Valero Energy Corporation (VLO) 1.5 $41M 1.2M 33.10
Halliburton Company (HAL) 1.5 $41M 1.2M 34.01
Weyerhaeuser Company (WY) 1.5 $41M 1.5M 27.58
Barrick Gold Corp (GOLD) 1.5 $40M 1.2M 34.01
Cameron International Corporation 1.4 $39M 718k 54.18
Canadian Natural Resources (CNQ) 1.4 $37M 1.3M 28.47
Mosaic (MOS) 1.4 $37M 676k 55.21
Agrium 1.4 $37M 380k 97.98
Kinross Gold Corp (KGC) 1.3 $36M 3.8M 9.42
Nucor Corporation (NUE) 1.2 $33M 777k 42.44
Petroleo Brasileiro SA (PBR) 1.2 $32M 1.7M 19.07
Randgold Resources 1.1 $31M 321k 96.32
QEP Resources 1.0 $28M 947k 29.61
Devon Energy Corporation (DVN) 1.0 $28M 539k 51.15
Bunge 1.0 $28M 385k 71.99
CF Industries Holdings (CF) 1.0 $27M 137k 199.64
Ensco Plc Shs Class A 1.0 $27M 470k 57.61
FMC Technologies 1.0 $27M 653k 40.81
Southwestern Energy Company (SWN) 1.0 $27M 809k 32.78
SM Energy (SM) 1.0 $26M 518k 50.34
ArcelorMittal 1.0 $26M 1.5M 16.84
Celanese Corporation (CE) 0.9 $25M 576k 43.28
PetroChina Company 0.9 $25M 174k 141.00
Cnooc 0.9 $24M 112k 216.16
National-Oilwell Var 0.9 $24M 362k 65.88
Superior Energy Services 0.9 $23M 1.1M 20.11
Archer Daniels Midland Company (ADM) 0.8 $22M 828k 27.06
Noble Energy 0.8 $22M 220k 98.91
Tidewater 0.8 $21M 484k 44.17
Whiting Petroleum Corporation 0.8 $20M 481k 41.67
Peabody Energy Corporation 0.7 $20M 789k 25.36
Weatherford International Lt reg 0.7 $20M 1.9M 10.58
Hess (HES) 0.7 $19M 365k 51.28
China Petroleum & Chemical 0.7 $18M 159k 112.15
Pos (PKX) 0.6 $17M 211k 81.11
Key Energy Services 0.6 $17M 2.6M 6.68
Dril-Quip (DRQ) 0.6 $17M 238k 71.05
Gerdau SA (GGB) 0.6 $17M 1.9M 8.84
Walter Energy 0.6 $16M 475k 33.82
Cliffs Natural Resources 0.6 $15M 425k 35.58
Encana Corp 0.6 $15M 759k 19.59
Cabot Oil & Gas Corporation (CTRA) 0.5 $14M 278k 48.83
Apache Corporation 0.5 $14M 176k 77.05
Iamgold Corp (IAG) 0.4 $10M 917k 11.03
United States Steel Corporation (X) 0.3 $8.0M 346k 23.03
Apple (AAPL) 0.2 $4.2M 8.2k 509.63
Coca-Cola Company (KO) 0.1 $2.7M 74k 35.98
Pfizer (PFE) 0.1 $2.6M 105k 24.89
General Electric Company 0.1 $2.6M 127k 20.44
Wells Fargo & Company (WFC) 0.1 $2.8M 82k 33.91
JPMorgan Chase & Co. (JPM) 0.1 $2.3M 52k 43.25
American Express Company (AXP) 0.1 $2.1M 37k 56.68
International Business Machines (IBM) 0.1 $2.3M 12k 189.83
Procter & Gamble Company (PG) 0.1 $2.1M 31k 67.16
Citigroup (C) 0.1 $2.0M 53k 39.01
Wal-Mart Stores (WMT) 0.1 $1.8M 27k 67.62
Consolidated Edison (ED) 0.1 $1.8M 33k 54.94
Union Pacific Corporation (UNP) 0.1 $1.8M 15k 123.56
Verizon Communications (VZ) 0.1 $2.0M 46k 42.89
CVS Caremark Corporation (CVS) 0.1 $1.8M 38k 47.91
eBay (EBAY) 0.1 $1.8M 35k 49.80
Merck & Co (MRK) 0.1 $2.0M 48k 40.64
Qualcomm (QCOM) 0.1 $1.9M 31k 60.64
Amazon (AMZN) 0.1 $1.8M 7.2k 245.14
Bank of America Corporation (BAC) 0.1 $1.7M 147k 11.36
Walt Disney Company (DIS) 0.1 $1.5M 31k 49.16
D.R. Horton (DHI) 0.1 $1.5M 80k 19.24
Berkshire Hathaway (BRK.B) 0.1 $1.2M 14k 88.54
Caterpillar (CAT) 0.1 $1.3M 16k 86.84
McDonald's Corporation (MCD) 0.1 $1.2M 14k 87.55
Home Depot (HD) 0.1 $1.4M 24k 60.64
Mylan 0.1 $1.5M 54k 26.92
Ford Motor Company (F) 0.1 $1.4M 110k 12.87
Visa (V) 0.1 $1.3M 8.7k 148.62
Google 0.1 $1.4M 2.0k 700.00
Oracle Corporation (ORCL) 0.1 $1.4M 43k 33.01
Oceaneering International (OII) 0.1 $1.4M 27k 52.62
Celgene Corporation 0.1 $1.4M 18k 77.75
Petroleo Brasileiro SA (PBR.A) 0.0 $979k 52k 18.97
CMS Energy Corporation (CMS) 0.0 $962k 40k 24.05
Dick's Sporting Goods (DKS) 0.0 $1.0M 23k 45.04
Eli Lilly & Co. (LLY) 0.0 $1.1M 23k 48.60
Cardinal Health (CAH) 0.0 $965k 24k 40.72
United Parcel Service (UPS) 0.0 $1.2M 16k 72.84
E.I. du Pont de Nemours & Company 0.0 $1.2M 27k 44.72
Helmerich & Payne (HP) 0.0 $1.1M 20k 54.56
UnitedHealth (UNH) 0.0 $1.1M 20k 53.87
EMC Corporation 0.0 $1.0M 41k 24.83
Starbucks Corporation (SBUX) 0.0 $1.1M 22k 52.64
Accenture (ACN) 0.0 $1.0M 15k 65.65
AvalonBay Communities (AVB) 0.0 $965k 7.2k 134.03
Bce (BCE) 0.0 $1.2M 28k 42.53
Vale 0.0 $1.0M 51k 19.86
Pvh Corporation (PVH) 0.0 $952k 8.8k 108.18
Cisco Systems (CSCO) 0.0 $829k 43k 19.46
Newell Rubbermaid (NWL) 0.0 $720k 33k 21.82
Fluor Corporation (FLR) 0.0 $910k 16k 57.23
Ralcorp Holdings 0.0 $695k 7.8k 89.39
American International (AIG) 0.0 $868k 25k 34.58
Capital One Financial (COF) 0.0 $468k 8.2k 57.07
Johnson & Johnson (JNJ) 0.0 $222k 3.2k 69.38
At&t (T) 0.0 $190k 5.7k 33.33
Philip Morris International (PM) 0.0 $182k 2.2k 82.73
EOG Resources (EOG) 0.0 $225k 1.9k 118.42
Diamond Offshore Drilling 0.0 $34k 500.00 68.00
Annaly Capital Management 0.0 $25k 1.8k 13.89
Abbott Laboratories (ABT) 0.0 $71k 1.1k 64.55
Bristol Myers Squibb (BMY) 0.0 $57k 1.8k 31.67
Genuine Parts Company (GPC) 0.0 $25k 400.00 62.50
Kimberly-Clark Corporation (KMB) 0.0 $58k 700.00 82.86
Reynolds American 0.0 $16k 400.00 40.00
Kinder Morgan Management 0.0 $48k 648.00 74.07
CenturyLink 0.0 $100k 2.6k 38.46
Lockheed Martin Corporation (LMT) 0.0 $73k 800.00 91.25
Altria (MO) 0.0 $47k 1.5k 31.33
ConocoPhillips (COP) 0.0 $120k 2.1k 57.14
American Electric Power Company (AEP) 0.0 $38k 900.00 42.22
Southern Company (SO) 0.0 $55k 1.3k 42.31
Frontier Communications 0.0 $19k 4.6k 4.13
New York Community Ban (NYCB) 0.0 $53k 4.1k 12.93
Paccar (PCAR) 0.0 $18k 400.00 45.00
Lorillard 0.0 $46k 400.00 115.00
Sun Life Financial (SLF) 0.0 $24k 900.00 26.67
Cibc Cad (CM) 0.0 $64k 800.00 80.00
Omega Healthcare Investors (OHI) 0.0 $24k 1.0k 24.00
Integrys Energy 0.0 $52k 1.0k 52.00
Rbc Cad (RY) 0.0 $84k 1.4k 60.00
Bank Of Montreal Cadcom (BMO) 0.0 $91k 1.5k 60.67
Transalta Corp (TAC) 0.0 $30k 2.0k 15.00
Duke Energy (DUK) 0.0 $110k 1.7k 62.89