Nikko Asset Management Americas

Nikko Asset Management Americas as of Dec. 31, 2016

Portfolio Holdings for Nikko Asset Management Americas

Nikko Asset Management Americas holds 293 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
BHP Billiton 4.8 $60M 1.9M 31.45
Royal Dutch Shell 3.5 $43M 793k 54.40
Total (TTE) 3.4 $42M 821k 50.92
Exxon Mobil Corporation (XOM) 3.3 $41M 457k 90.26
Rio Tinto (RIO) 3.3 $41M 1.1M 38.46
Monsanto Company 3.2 $40M 384k 105.21
Schlumberger (SLB) 2.9 $36M 425k 83.95
International Paper Company (IP) 2.8 $35M 659k 53.06
BP (BP) 2.3 $29M 770k 37.38
Halliburton Company (HAL) 2.3 $29M 533k 54.09
Anadarko Petroleum Corporation 2.2 $27M 389k 69.73
Chevron Corporation (CVX) 2.1 $26M 222k 117.70
Mosaic (MOS) 2.1 $26M 879k 29.33
Barrick Gold Corp (GOLD) 1.9 $23M 1.5M 15.98
Freeport-McMoRan Copper & Gold (FCX) 1.9 $23M 1.8M 13.19
Dow Chemical Company 1.7 $21M 374k 57.22
Weyerhaeuser Company (WY) 1.7 $21M 706k 30.09
Noble Energy 1.7 $21M 542k 38.06
Nucor Corporation (NUE) 1.6 $21M 344k 59.52
Agrium 1.5 $19M 190k 100.55
Potash Corp. Of Saskatchewan I 1.4 $18M 998k 18.09
Archer Daniels Midland Company (ADM) 1.4 $18M 388k 45.65
Occidental Petroleum Corporation (OXY) 1.4 $18M 248k 71.23
Syngenta 1.4 $17M 214k 79.03
Cabot Oil & Gas Corporation (CTRA) 1.3 $16M 696k 23.36
Superior Energy Services 1.2 $15M 880k 16.88
Pioneer Natural Resources (PXD) 1.2 $15M 81k 180.07
CF Industries Holdings (CF) 1.2 $15M 460k 31.48
EQT Corporation (EQT) 1.1 $14M 217k 65.40
Baker Hughes Incorporated 1.1 $13M 205k 64.97
Steel Dynamics (STLD) 1.1 $13M 372k 35.59
Suncor Energy (SU) 1.0 $13M 397k 32.65
Goldcorp 1.0 $13M 944k 13.60
AngloGold Ashanti 0.9 $11M 1.1M 10.51
EOG Resources (EOG) 0.9 $11M 107k 101.10
Concho Resources 0.9 $11M 82k 132.60
Gulfport Energy Corporation 0.9 $11M 500k 21.64
Tahoe Resources 0.9 $11M 1.1M 9.42
Hess (HES) 0.8 $11M 169k 62.29
Valero Energy Corporation (VLO) 0.8 $10M 151k 68.32
Oil States International (OIS) 0.8 $9.9M 253k 39.00
Canadian Natural Resources (CNQ) 0.8 $9.5M 299k 31.80
Synergy Res Corp 0.7 $9.2M 1.0M 8.91
SM Energy (SM) 0.7 $8.7M 252k 34.48
Matador Resources (MTDR) 0.7 $8.3M 324k 25.76
Oceaneering International (OII) 0.7 $8.2M 291k 28.21
ConocoPhillips (COP) 0.6 $7.8M 155k 50.14
Southern Copper Corporation (SCCO) 0.6 $7.6M 237k 31.94
Eldorado Gold Corp 0.6 $7.5M 2.3M 3.22
Hollyfrontier Corp 0.6 $7.1M 218k 32.76
Petroleo Brasileiro SA (PBR) 0.6 $7.0M 689k 10.11
Newmont Mining Corporation (NEM) 0.5 $6.4M 187k 34.07
PetroChina Company 0.5 $6.3M 85k 73.71
Dril-Quip (DRQ) 0.5 $6.2M 103k 60.05
Cnooc 0.5 $6.0M 49k 123.87
Procter & Gamble Company (PG) 0.5 $6.1M 73k 84.07
Rowan Companies 0.5 $6.1M 321k 18.89
Weatherford Intl Plc ord 0.5 $6.0M 1.2M 4.99
China Petroleum & Chemical 0.4 $5.5M 77k 70.98
Intel Corporation (INTC) 0.4 $5.5M 152k 36.29
B2gold Corp (BTG) 0.4 $5.5M 2.3M 2.37
Martin Marietta Materials (MLM) 0.4 $5.3M 24k 221.52
Kinder Morgan (KMI) 0.4 $5.1M 245k 20.71
Microsoft Corporation (MSFT) 0.4 $5.0M 80k 62.16
United States Steel Corporation (X) 0.4 $5.0M 152k 33.01
Cisco Systems (CSCO) 0.4 $4.7M 155k 30.24
Phillips 66 (PSX) 0.4 $4.6M 54k 86.42
Apple (AAPL) 0.3 $4.2M 36k 115.83
Philip Morris International (PM) 0.3 $4.1M 45k 91.49
Altria (MO) 0.3 $3.7M 55k 67.63
Qualcomm (QCOM) 0.3 $3.7M 57k 65.20
Israel Chemicals 0.3 $3.7M 912k 4.11
Teck Resources Ltd cl b (TECK) 0.3 $3.7M 183k 20.00
Merck & Co (MRK) 0.3 $3.4M 58k 58.87
Randgold Resources 0.3 $3.5M 46k 76.34
Coca-Cola Company (KO) 0.3 $3.2M 77k 41.46
McDonald's Corporation (MCD) 0.2 $3.0M 25k 121.71
Facebook Inc cl a (META) 0.2 $3.0M 26k 115.15
At&t (T) 0.2 $2.6M 62k 42.54
Eaton (ETN) 0.2 $2.3M 35k 67.09
Pfizer (PFE) 0.2 $2.3M 70k 32.48
Huntington Bancshares Incorporated (HBAN) 0.2 $2.1M 159k 13.21
Celgene Corporation 0.2 $2.1M 18k 115.81
General Motors Company (GM) 0.2 $2.2M 62k 34.84
Abbvie (ABBV) 0.2 $2.2M 35k 62.63
Amazon (AMZN) 0.2 $2.0M 2.6k 750.00
Pepsi (PEP) 0.1 $1.9M 18k 104.62
Entergy Corporation (ETR) 0.1 $1.9M 26k 73.45
Alphabet Inc Class C cs (GOOG) 0.1 $1.9M 2.4k 772.05
JPMorgan Chase & Co. (JPM) 0.1 $1.7M 20k 86.28
SVB Financial (SIVBQ) 0.1 $1.7M 10k 171.70
Key (KEY) 0.1 $1.7M 96k 18.27
American Tower Reit (AMT) 0.1 $1.7M 16k 105.67
Johnson & Johnson (JNJ) 0.1 $1.7M 14k 115.21
Cibc Cad (CM) 0.1 $1.6M 20k 81.49
LKQ Corporation (LKQ) 0.1 $1.5M 48k 30.65
Spectra Energy 0.1 $1.5M 37k 41.09
Laboratory Corp. of America Holdings (LH) 0.1 $1.6M 12k 128.35
Marathon Petroleum Corp (MPC) 0.1 $1.5M 31k 50.36
Packaging Corporation of America (PKG) 0.1 $1.4M 17k 84.85
ResMed (RMD) 0.1 $1.4M 22k 62.07
Wells Fargo & Company (WFC) 0.1 $1.4M 26k 55.10
Advance Auto Parts (AAP) 0.1 $1.4M 8.0k 169.12
Rogers Communications -cl B (RCI) 0.1 $1.3M 35k 38.53
SYNNEX Corporation (SNX) 0.1 $1.4M 12k 121.04
Bank of America Corporation (BAC) 0.1 $1.2M 55k 22.11
Kimberly-Clark Corporation (KMB) 0.1 $1.2M 11k 114.10
Cooper Companies 0.1 $1.3M 7.4k 174.86
Maxim Integrated Products 0.1 $1.3M 34k 38.58
KLA-Tencor Corporation (KLAC) 0.1 $1.3M 16k 78.68
Telus Ord (TU) 0.1 $1.2M 38k 31.74
Icon (ICLR) 0.1 $1.3M 17k 75.18
Alphabet Inc Class A cs (GOOGL) 0.1 $1.3M 1.6k 792.50
Walt Disney Company (DIS) 0.1 $1.2M 11k 104.23
Coach 0.1 $1.2M 34k 35.01
International Business Machines (IBM) 0.1 $1.2M 7.0k 166.00
Bce (BCE) 0.1 $1.1M 25k 43.13
C.H. Robinson Worldwide (CHRW) 0.1 $1.1M 15k 73.25
3M Company (MMM) 0.1 $982k 5.5k 178.55
Fiserv (FI) 0.1 $978k 9.2k 106.30
Garmin (GRMN) 0.1 $1.0M 21k 48.51
Hd Supply 0.1 $1.0M 24k 42.53
Summit Matls Inc cl a (SUM) 0.1 $1.0M 44k 23.79
Paypal Holdings (PYPL) 0.1 $951k 24k 39.46
Comcast Corporation (CMCSA) 0.1 $906k 13k 69.16
General Electric Company 0.1 $837k 27k 31.58
Tyson Foods (TSN) 0.1 $839k 14k 61.69
Intuit (INTU) 0.1 $814k 7.1k 114.65
MasterCard Incorporated (MA) 0.1 $733k 7.1k 103.24
Home Depot (HD) 0.1 $751k 5.6k 134.11
Verizon Communications (VZ) 0.1 $747k 14k 53.36
CVS Caremark Corporation (CVS) 0.1 $702k 8.9k 78.88
Allstate Corporation (ALL) 0.1 $771k 10k 74.13
UnitedHealth (UNH) 0.1 $800k 5.0k 160.00
Illinois Tool Works (ITW) 0.1 $698k 5.7k 122.46
Starbucks Corporation (SBUX) 0.1 $761k 14k 55.55
Oracle Corporation (ORCL) 0.1 $781k 20k 38.47
Bk Nova Cad (BNS) 0.1 $779k 14k 55.64
Square Inc cl a (SQ) 0.1 $705k 52k 13.64
Time Warner 0.1 $600k 6.2k 96.60
Charles Schwab Corporation (SCHW) 0.1 $616k 16k 39.49
Caterpillar (CAT) 0.1 $649k 7.0k 92.71
Wal-Mart Stores (WMT) 0.1 $605k 8.7k 69.15
Bristol Myers Squibb (BMY) 0.1 $561k 9.6k 58.44
Accenture (ACN) 0.1 $597k 5.1k 117.06
Ingersoll-rand Co Ltd-cl A 0.1 $608k 8.1k 75.06
Oge Energy Corp (OGE) 0.1 $592k 18k 33.45
Rbc Cad (RY) 0.1 $602k 8.9k 67.64
Simon Property (SPG) 0.1 $675k 3.8k 177.63
Alibaba Group Holding (BABA) 0.1 $632k 7.2k 87.78
Lendingclub 0.1 $572k 109k 5.25
Tree (TREE) 0.1 $577k 5.7k 101.23
FedEx Corporation (FDX) 0.0 $484k 2.6k 186.15
NVIDIA Corporation (NVDA) 0.0 $470k 4.4k 106.82
Paychex (PAYX) 0.0 $438k 7.2k 60.83
Union Pacific Corporation (UNP) 0.0 $456k 4.4k 103.64
Harris Corporation 0.0 $502k 4.9k 102.45
Analog Devices (ADI) 0.0 $479k 6.6k 72.58
Xilinx 0.0 $435k 7.2k 60.42
Amgen (AMGN) 0.0 $468k 3.2k 146.25
Capital One Financial (COF) 0.0 $497k 5.7k 87.19
Colgate-Palmolive Company (CL) 0.0 $537k 8.2k 65.49
Honeywell International (HON) 0.0 $452k 3.9k 115.90
Parker-Hannifin Corporation (PH) 0.0 $462k 3.3k 140.00
Texas Instruments Incorporated (TXN) 0.0 $555k 7.6k 73.03
SL Green Realty 0.0 $462k 4.3k 107.44
Prudential Financial (PRU) 0.0 $437k 4.2k 104.05
priceline.com Incorporated 0.0 $440k 300.00 1466.67
salesforce (CRM) 0.0 $548k 8.0k 68.50
Celanese Corporation (CE) 0.0 $472k 6.0k 78.67
Edison International (EIX) 0.0 $461k 6.4k 72.03
Banco Bradesco SA (BBD) 0.0 $440k 51k 8.71
Tor Dom Bk Cad (TD) 0.0 $557k 11k 49.29
American International (AIG) 0.0 $536k 8.2k 65.37
Medtronic (MDT) 0.0 $435k 6.1k 71.31
Cognizant Technology Solutions (CTSH) 0.0 $325k 5.8k 56.03
BlackRock (BLK) 0.0 $342k 900.00 380.00
Bank of New York Mellon Corporation (BK) 0.0 $360k 7.6k 47.37
Ameriprise Financial (AMP) 0.0 $399k 3.6k 110.83
Nasdaq Omx (NDAQ) 0.0 $362k 5.4k 67.04
Abbott Laboratories (ABT) 0.0 $338k 8.8k 38.41
Eli Lilly & Co. (LLY) 0.0 $368k 5.0k 73.60
FirstEnergy (FE) 0.0 $362k 12k 30.94
United Parcel Service (UPS) 0.0 $413k 3.6k 114.72
Public Storage (PSA) 0.0 $313k 1.4k 223.57
Travelers Companies (TRV) 0.0 $416k 3.4k 122.35
Morgan Stanley (MS) 0.0 $317k 7.5k 42.27
Campbell Soup Company (CPB) 0.0 $351k 5.8k 60.52
Gilead Sciences (GILD) 0.0 $415k 5.8k 71.55
Patterson-UTI Energy (PTEN) 0.0 $361k 13k 26.94
HDFC Bank (HDB) 0.0 $413k 6.8k 60.74
MercadoLibre (MELI) 0.0 $390k 2.5k 156.00
Invesco (IVZ) 0.0 $352k 12k 30.34
Wyndham Worldwide Corporation 0.0 $374k 4.9k 76.33
Enbridge (ENB) 0.0 $357k 8.5k 42.00
MetLife (MET) 0.0 $370k 6.9k 53.94
athenahealth 0.0 $389k 3.7k 105.14
Manulife Finl Corp (MFC) 0.0 $344k 19k 17.76
Guidewire Software (GWRE) 0.0 $424k 8.6k 49.30
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.0 $328k 6.9k 47.54
Hortonworks 0.0 $382k 46k 8.30
Allergan 0.0 $420k 2.0k 210.00
S&p Global (SPGI) 0.0 $312k 2.9k 107.59
Johnson Controls International Plc equity (JCI) 0.0 $346k 8.4k 41.19
Lear Corporation (LEA) 0.0 $278k 2.1k 132.38
Cme (CME) 0.0 $265k 2.3k 115.22
U.S. Bancorp (USB) 0.0 $308k 6.0k 51.33
Western Union Company (WU) 0.0 $308k 14k 21.69
Total System Services 0.0 $201k 4.1k 49.02
Equifax (EFX) 0.0 $225k 1.9k 118.42
Devon Energy Corporation (DVN) 0.0 $192k 4.2k 45.71
SYSCO Corporation (SYY) 0.0 $288k 5.2k 55.38
T. Rowe Price (TROW) 0.0 $241k 3.2k 75.31
Adobe Systems Incorporated (ADBE) 0.0 $309k 3.0k 103.00
Dun & Bradstreet Corporation 0.0 $194k 1.6k 121.25
AFLAC Incorporated (AFL) 0.0 $223k 3.2k 69.69
Automatic Data Processing (ADP) 0.0 $236k 2.3k 102.61
Whirlpool Corporation (WHR) 0.0 $236k 1.3k 181.54
Kroger (KR) 0.0 $190k 5.5k 34.55
Thermo Fisher Scientific (TMO) 0.0 $296k 2.1k 140.95
Aetna 0.0 $211k 1.7k 124.12
Yum! Brands (YUM) 0.0 $247k 3.9k 63.33
Red Hat 0.0 $251k 3.6k 69.72
Arrow Electronics (ARW) 0.0 $235k 3.3k 71.21
CIGNA Corporation 0.0 $240k 1.8k 133.33
eBay (EBAY) 0.0 $238k 8.0k 29.75
General Mills (GIS) 0.0 $191k 3.1k 61.61
Target Corporation (TGT) 0.0 $231k 3.2k 72.19
Xerox Corporation 0.0 $247k 28k 8.73
Biogen Idec (BIIB) 0.0 $199k 700.00 284.29
Ford Motor Company (F) 0.0 $232k 19k 12.15
TJX Companies (TJX) 0.0 $218k 2.9k 75.17
Southern Company (SO) 0.0 $192k 3.9k 49.23
Kellogg Company (K) 0.0 $295k 4.0k 73.75
FactSet Research Systems (FDS) 0.0 $212k 1.3k 163.08
Visa (V) 0.0 $257k 3.3k 77.88
Dr Pepper Snapple 0.0 $308k 3.4k 90.59
Applied Materials (AMAT) 0.0 $210k 6.5k 32.31
Verisk Analytics (VRSK) 0.0 $268k 3.3k 81.21
Lam Research Corporation (LRCX) 0.0 $307k 2.9k 105.86
Group Cgi Cad Cl A 0.0 $254k 5.3k 47.92
HCP 0.0 $265k 8.9k 29.78
Bank Of Montreal Cadcom (BMO) 0.0 $230k 3.2k 71.88
CBOE Holdings (CBOE) 0.0 $236k 3.2k 73.75
Yamana Gold 0.0 $220k 79k 2.80
Ebix (EBIXQ) 0.0 $297k 5.2k 57.12
Industries N shs - a - (LYB) 0.0 $292k 3.4k 85.88
WisdomTree Investments (WT) 0.0 $223k 20k 11.15
Duke Energy (DUK) 0.0 $310k 4.0k 77.50
Ambarella (AMBA) 0.0 $195k 3.6k 54.17
Workday Inc cl a (WDAY) 0.0 $198k 3.0k 66.00
Twenty-first Century Fox 0.0 $244k 8.7k 28.05
Sirius Xm Holdings (SIRI) 0.0 $304k 69k 4.44
Jd (JD) 0.0 $226k 8.9k 25.39
Ubs Group (UBS) 0.0 $256k 16k 15.61
Transunion (TRU) 0.0 $217k 7.0k 31.00
Hp (HPQ) 0.0 $187k 13k 14.84
Hewlett Packard Enterprise (HPE) 0.0 $208k 9.0k 23.11
Aercap Holdings Nv Ord Cmn (AER) 0.0 $108k 2.6k 41.54
Discover Financial Services (DFS) 0.0 $94k 1.3k 72.31
Citrix Systems 0.0 $143k 1.6k 89.38
Encana Corp 0.0 $84k 7.2k 11.67
Harman International Industries 0.0 $122k 1.1k 110.91
Lowe's Companies (LOW) 0.0 $135k 1.9k 71.05
Dollar Tree (DLTR) 0.0 $93k 1.2k 77.50
Msci (MSCI) 0.0 $173k 2.2k 78.64
PPL Corporation (PPL) 0.0 $123k 3.6k 34.17
J.M. Smucker Company (SJM) 0.0 $166k 1.3k 127.69
Domino's Pizza (DPZ) 0.0 $96k 600.00 160.00
Ventas (VTR) 0.0 $156k 2.5k 62.40
Baidu (BIDU) 0.0 $181k 1.1k 164.55
Seagate Technology Com Stk 0.0 $107k 2.8k 38.21
Hormel Foods Corporation (HRL) 0.0 $139k 4.0k 34.75
Oneok (OKE) 0.0 $126k 2.2k 57.27
Fortis (FTS) 0.0 $71k 2.3k 30.87
stock 0.0 $169k 3.3k 51.21
Fnf (FNF) 0.0 $177k 5.2k 34.04
Synchrony Financial (SYF) 0.0 $91k 2.5k 36.40
Walgreen Boots Alliance (WBA) 0.0 $166k 2.0k 83.00
Livanova Plc Ord (LIVN) 0.0 $81k 1.8k 45.00
Ferrari Nv Ord (RACE) 0.0 $180k 3.1k 58.06
Ggp 0.0 $125k 5.0k 25.00
Gerdau SA (GGB) 0.0 $0 0 0.00
Assurant (AIZ) 0.0 $37k 400.00 92.50
Continental Resources 0.0 $26k 500.00 52.00
NetApp (NTAP) 0.0 $28k 800.00 35.00
Murphy Oil Corporation (MUR) 0.0 $44k 1.4k 31.43
Frontier Communications 0.0 $0 1.00 0.00
Public Service Enterprise (PEG) 0.0 $0 0 0.00
Skyworks Solutions (SWKS) 0.0 $37k 500.00 74.00
First Data 0.0 $61k 4.3k 14.19
Plains Gp Holdings Lp-cl A (PAGP) 0.0 $31k 900.00 34.44
Sba Communications Corp (SBAC) 0.0 $62k 600.00 103.33