Nine Masts Capital

Nine Masts Capital as of Sept. 30, 2015

Portfolio Holdings for Nine Masts Capital

Nine Masts Capital holds 58 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares FTSE/Xinhua China 25 Index (FXI) 13.1 $55M 1.5M 35.47
Soufun Holdings Limited conv bd us 12.2 $51M 48M 1.07
Direxion Shs Etf Tr csi300 china1x 9.1 $38M 751k 50.59
Sony Corporation (SONY) 7.6 $32M 1.3M 24.16
Qihoo 360 Technology Co Ltd note 2.500% 9/1 5.8 $24M 25M 0.97
WuXi PharmaTech 5.4 $23M 526k 43.21
HSBC Holdings (HSBC) 5.4 $23M 604k 37.19
Taiwan Semiconductor Mfg (TSM) 3.5 $15M 704k 20.75
ICICI Bank (IBN) 3.0 $12M 1.5M 8.38
China Mobile 2.8 $12M 199k 59.22
Honda Motor (HMC) 2.5 $10M 350k 29.49
Shanda Games 2.4 $10M 1.5M 6.70
Procter & Gamble Company (PG) 2.3 $9.7M 134k 72.09
Sumitomo Mitsui Financial Grp (SMFG) 2.3 $9.5M 1.3M 7.52
Avolon Hldgs 1.9 $7.9M 260k 30.42
Integrated Silicon Solution 1.9 $7.8M 362k 21.50
Cnooc 1.6 $6.7M 66k 102.31
Micron Technology Inc conv 1.4 $6.0M 7.0M 0.85
21vianet Group (VNET) 1.4 $5.8M 317k 18.27
Spdr S&p 500 Etf (SPY) 1.3 $5.4M 2.2M 2.45
Vimicro International Corporation 1.1 $4.6M 369k 12.47
Advanced Semiconductor Engineering 1.0 $4.1M 747k 5.49
AirMedia 1.0 $4.0M 748k 5.37
Toyota Motor Corporation (TM) 0.9 $3.9M 34k 116.11
E-House 0.8 $3.5M 587k 5.94
D Bona Film Group 0.8 $3.5M 293k 11.90
Carnival Corporation (CCL) 0.7 $3.1M 62k 49.68
Homeinns Hotel 0.7 $2.9M 102k 28.75
Ryanair Holdings 0.6 $2.7M 34k 78.42
Qihoo 360 Technology Co Ltd Note 1.750% 8/1 0.6 $2.6M 3.0M 0.85
PetroChina Company 0.5 $2.2M 32k 69.18
Momo 0.5 $2.0M 157k 12.52
Mitsubishi UFJ Financial (MUFG) 0.5 $1.9M 324k 5.99
Mindray Medical International 0.4 $1.7M 77k 21.82
Nomura Holdings (NMR) 0.4 $1.6M 273k 5.75
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.4 $1.6M 218k 7.21
Micron Technology (MU) 0.4 $1.5M 100k 15.00
John Hancock Tax-Advantage Dvd Incom (HTD) 0.2 $1.0M 52k 19.54
Qihoo 360 Technologies Co Lt 0.2 $950k 20k 47.94
Nippon Telegraph & Telephone (NTTYY) 0.2 $910k 26k 34.93
China Life Insurance Company 0.2 $720k 42k 17.31
iShares Russell 2000 Index (IWM) 0.1 $492k 200k 2.46
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $500k 52k 9.62
ResMed (RMD) 0.1 $480k 9.4k 50.96
Liberty All-Star Equity Fund (USA) 0.1 $470k 93k 5.06
REPCOM cla 0.1 $460k 8.4k 55.09
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.1 $420k 33k 12.73
Gabelli Equity Trust (GAB) 0.1 $440k 84k 5.24
John Hancock Patriot Premium Div Fund II (PDT) 0.1 $410k 33k 12.52
Sunedison 0.1 $330k 46k 7.22
PowerShares QQQ Trust, Series 1 0.1 $235k 350k 0.67
H & Q Healthcare Fund equities (HQH) 0.1 $270k 9.7k 27.84
Royce Value Trust (RVT) 0.1 $190k 16k 11.73
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $180k 10k 17.31
Sesa Sterlite Ltd sp 0.0 $150k 30k 5.08
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $90k 7.6k 11.84
Adams Express Company (ADX) 0.0 $40k 2.9k 13.79
Halliburton Company (HAL) 0.0 $5.1k 510k 0.01