Nine Masts Capital

Nine Masts Capital as of Sept. 30, 2016

Portfolio Holdings for Nine Masts Capital

Nine Masts Capital holds 76 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Sumitomo Mitsui Financial Grp (SMFG) 10.0 $50M 7.5M 6.67
Soufun Holdings Limited conv bd us 8.9 $45M 45M 0.99
Sony Corporation (SONY) 8.2 $41M 1.3M 32.48
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 6.6 $33M 30M 1.09
Taiwan Semiconductor Mfg (TSM) 5.7 $28M 919k 30.59
Ctrip.com Inter Ltd. conv 5.2 $26M 20M 1.29
Trina Solar Limited dbcv 3.500% 6/1 4.8 $24M 24M 0.98
Ctrip Com Intl Ltd note 1.990% 7/0 4.5 $23M 20M 1.13
HSBC Holdings (HSBC) 3.5 $17M 467k 36.84
Advanced Semiconductor Engineering 3.2 $16M 2.6M 6.00
ICICI Bank (IBN) 2.9 $14M 1.9M 7.62
Nomura Holdings (NMR) 2.4 $12M 2.7M 4.40
Intersil Corporation 2.1 $11M 479k 21.93
Mitsubishi UFJ Financial (MUFG) 1.8 $9.0M 1.8M 4.98
BHP Billiton (BHP) 1.8 $8.7M 255k 34.30
Terraform Power 1.8 $8.7M 625k 13.91
China Uni 1.7 $8.3M 688k 12.00
Ingram Micro 1.5 $7.5M 209k 35.66
Yy Inc note 2.25% 1.4 $6.9M 7.0M 0.99
Lexmark International 1.3 $6.6M 164k 39.96
REPCOM cla 1.1 $5.4M 102k 53.28
MGM Resorts International. (MGM) 1.1 $5.3M 203k 26.03
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.0 $5.0M 41k 123.17
Vanguard Total Bond Market ETF (BND) 1.0 $5.0M 60k 84.13
SPDR Barclays Capital High Yield B 1.0 $5.0M 137k 36.72
Vanguard Short-Term Bond ETF (BSV) 1.0 $5.0M 62k 80.83
iShares Lehman Aggregate Bond (AGG) 1.0 $5.0M 45k 112.43
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 1.0 $5.0M 42k 117.22
Honda Motor (HMC) 1.0 $4.9M 173k 28.48
Pos (PKX) 0.9 $4.6M 90k 51.57
China Mobile 0.8 $4.1M 68k 60.50
Tata Motors 0.8 $3.9M 97k 40.28
Vanguard Intermediate-Term Bond ETF (BIV) 0.7 $3.5M 40k 87.65
Ryanair Holdings (RYAAY) 0.7 $3.4M 46k 75.03
First Tr Inter Duration Pfd & Income (FPF) 0.7 $3.3M 144k 23.34
Vanguard Short Term Corporate Bond ETF (VCSH) 0.6 $3.1M 38k 80.55
qunar Cayman Is Ltd spns adr cl b 0.6 $2.8M 97k 29.00
Dr. Reddy's Laboratories (RDY) 0.5 $2.6M 56k 46.83
Cornerstone Strategic Value (CLM) 0.5 $2.4M 164k 14.91
Herbalife Ltd Com Stk (HLF) 0.5 $2.4M 38k 61.99
Blackrock Build America Bond Trust (BBN) 0.5 $2.4M 99k 23.97
Powershares Senior Loan Portfo mf 0.5 $2.3M 100k 23.21
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.4 $2.0M 228k 8.68
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $1.7M 122k 13.71
H & Q Healthcare Fund equities (HQH) 0.3 $1.5M 65k 23.81
LG Display (LPL) 0.3 $1.5M 117k 12.77
Gabelli Dividend & Income Trust (GDV) 0.2 $1.1M 56k 19.22
China Life Insurance Company 0.2 $1.0M 80k 12.89
Seadrill 0.2 $957k 18k 52.44
Nuveen Multi-Strategy Income & Growth (JPC) 0.2 $809k 81k 10.02
AU Optronics 0.1 $735k 200k 3.67
Cnooc 0.1 $583k 4.7k 124.04
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $600k 71k 8.49
Aberdeen Asia-Pacific Income Fund (FAX) 0.1 $587k 115k 5.12
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $477k 29k 16.26
PIMCO High Income Fund (PHK) 0.1 $479k 48k 9.96
BlackRock Corporate High Yield Fund VI (HYT) 0.1 $407k 38k 10.81
Duff & Phelps Global (DPG) 0.1 $383k 22k 17.10
Calamos Conv. Opptys. & Income Fund (CHI) 0.1 $362k 35k 10.32
Calamos Convertible & Hi Income Fund (CHY) 0.1 $334k 30k 11.00
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $327k 35k 9.42
Calamos (CCD) 0.1 $353k 19k 18.58
Adams Express Company (ADX) 0.1 $280k 21k 13.17
Alibaba Group Holding (BABA) 0.1 $312k 1.0k 305.88
Prudential Sht Duration Hg Y 0.1 $248k 16k 15.98
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $194k 33k 5.94
Cbre Clarion Global Real Estat re (IGR) 0.0 $175k 21k 8.38
Gamco Global Gold Natural Reso (GGN) 0.0 $182k 29k 6.39
AllianceBernstein Global Hgh Incm (AWF) 0.0 $159k 13k 12.62
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $151k 14k 10.68
General American Investors (GAM) 0.0 $173k 5.3k 32.64
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $79k 18k 4.33
Templeton Global Income Fund (SABA) 0.0 $41k 6.6k 6.23
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $62k 4.2k 14.62
PetroChina Company 0.0 $1.0k 7.00 142.86
PIMCO Corporate Opportunity Fund (PTY) 0.0 $21k 1.4k 14.83