Nine Masts Capital

Nine Masts Capital as of Dec. 31, 2016

Portfolio Holdings for Nine Masts Capital

Nine Masts Capital holds 59 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
1,000% Sina 01.12.2018 note 18.4 $90M 92M 0.98
Sumitomo Mitsui Financial Grp (SMFG) 10.3 $50M 6.6M 7.64
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 6.3 $31M 30M 1.03
Fox News 6.1 $30M 1.1M 27.25
Sony Corporation (SONY) 6.1 $30M 1.1M 28.04
Trina Solar Limited dbcv 3.500% 6/1 5.0 $24M 25M 0.96
Ctrip.com Inter Ltd. conv 4.8 $23M 20M 1.16
Ctrip Com Intl Ltd note 1.990% 7/0 4.3 $21M 20M 1.04
Nomura Holdings (NMR) 3.2 $16M 2.7M 5.90
Advanced Semiconductor Engineering 2.5 $12M 2.4M 5.11
Yy Inc note 2.25% 2.3 $11M 12M 0.99
Intersil Corporation 2.3 $11M 502k 22.30
Harman International Industries 2.2 $11M 98k 111.16
Trina Solar Limited note 4.000%10/1 1.8 $8.8M 9.5M 0.93
China Uni 1.7 $8.2M 706k 11.65
Endurance Specialty Hldgs Lt 1.1 $5.4M 58k 92.40
Vale (VALE) 1.1 $5.3M 694k 7.62
Vanguard Intermediate-Term Bond ETF (BIV) 1.0 $5.0M 60k 83.06
Vanguard Short-Term Bond ETF (BSV) 1.0 $5.0M 63k 79.44
iShares Lehman Aggregate Bond (AGG) 1.0 $5.0M 46k 108.06
Vanguard Total Bond Market ETF (BND) 1.0 $5.0M 62k 80.79
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 1.0 $5.0M 46k 110.22
Vanguard Short Term Corporate Bond ETF (VCSH) 1.0 $5.0M 63k 79.37
Infosys Technologies (INFY) 1.0 $5.0M 334k 14.89
Melco Crown Entertainment (MLCO) 1.0 $4.9M 309k 15.90
Terraform Power 0.9 $4.6M 360k 12.81
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.9 $4.2M 36k 117.18
Seadrill 0.8 $4.0M 61k 65.81
Mitsubishi UFJ Financial (MUFG) 0.8 $4.0M 648k 6.17
Powershares Senior Loan Portfo mf 0.8 $3.9M 169k 23.36
SPDR Barclays Capital High Yield B 0.8 $3.9M 106k 36.45
qunar Cayman Is Ltd spns adr cl b 0.7 $3.4M 112k 30.13
Honda Motor (HMC) 0.6 $3.1M 106k 29.24
Dr. Reddy's Laboratories (RDY) 0.5 $2.4M 54k 45.11
Alphabet Inc Class A cs (GOOGL) 0.5 $2.4M 3.0k 792.33
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.5 $2.2M 273k 8.02
Herbalife Ltd Com Stk (HLF) 0.4 $2.2M 45k 48.14
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.4 $2.1M 208k 10.07
Taiwan Semiconductor Mfg (TSM) 0.4 $2.0M 71k 28.75
AU Optronics 0.4 $2.0M 543k 3.65
Headwaters Incorporated 0.4 $2.0M 85k 23.52
Cohen & Steers infrastucture Fund (UTF) 0.3 $1.7M 87k 19.37
Cornerstone Strategic Value (CLM) 0.3 $1.4M 89k 15.17
Cnooc 0.2 $1.2M 9.4k 125.05
Gamco Global Gold Natural Reso (GGN) 0.2 $1.1M 215k 5.30
H & Q Healthcare Fund equities (HQH) 0.2 $863k 41k 21.14
Blackrock Res & Commodities Strategy Tr (BCX) 0.2 $794k 96k 8.27
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $724k 33k 21.82
Voya Global Eq Div & Pr Opp (IGD) 0.1 $580k 86k 6.78
BlackRock Global Energy & Resources Trus (BGR) 0.1 $557k 39k 14.44
Allianzgi Conv & Inc Fd taxable cef 0.1 $540k 85k 6.38
PetroChina Company 0.1 $437k 5.9k 74.56
Alibaba Group Holding (BABA) 0.1 $388k 1.0k 380.39
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $269k 49k 5.50
Nuveen Equity Premium Income Fund (BXMX) 0.1 $229k 18k 12.72
Nuveen Muni Value Fund (NUV) 0.0 $199k 21k 9.55
Morgan Stanley China A Share Fund (CAF) 0.0 $121k 7.1k 17.02
Ishares Msci Japan (EWJ) 0.0 $120k 20k 6.00
Spdr S&p 500 Etf (SPY) 0.0 $32k 7.00 4571.43