Nwq Investment Management Company as of Sept. 30, 2014
Portfolio Holdings for Nwq Investment Management Company
Nwq Investment Management Company holds 178 positions in its portfolio as reported in the September 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Citigroup (C) | 3.0 | $271M | 5.3M | 50.91 | |
| Teva Pharmaceutical Industries (TEVA) | 2.7 | $249M | 4.7M | 52.90 | |
| Apache Corporation | 2.5 | $226M | 2.5M | 92.17 | |
| Microsoft Corporation (MSFT) | 2.4 | $222M | 4.9M | 45.61 | |
| Unum (UNM) | 2.4 | $217M | 6.4M | 33.83 | |
| Hartford Financial Services (HIG) | 2.2 | $203M | 5.5M | 36.63 | |
| Teradyne (TER) | 2.2 | $201M | 11M | 19.16 | |
| Talisman Energy Inc Com Stk | 2.2 | $200M | 24M | 8.52 | |
| Aon | 2.1 | $194M | 2.3M | 86.17 | |
| JPMorgan Chase & Co. (JPM) | 2.1 | $191M | 3.2M | 59.30 | |
| Pfizer (PFE) | 2.0 | $185M | 6.3M | 29.15 | |
| General Motors Company (GM) | 2.0 | $182M | 5.8M | 31.39 | |
| Ca | 2.0 | $179M | 6.5M | 27.47 | |
| Wells Fargo & Company (WFC) | 2.0 | $178M | 3.5M | 51.09 | |
| Occidental Petroleum Corporation (OXY) | 1.9 | $177M | 1.9M | 94.61 | |
| Oracle Corporation (ORCL) | 1.9 | $175M | 4.6M | 37.68 | |
| Interpublic Group of Companies (IPG) | 1.8 | $164M | 9.0M | 18.27 | |
| CVS Caremark Corporation (CVS) | 1.7 | $152M | 1.9M | 78.34 | |
| American International (AIG) | 1.7 | $151M | 2.8M | 53.18 | |
| MetLife (MET) | 1.6 | $149M | 2.8M | 52.81 | |
| NRG Energy (NRG) | 1.6 | $145M | 4.8M | 30.02 | |
| Via | 1.6 | $145M | 1.9M | 75.66 | |
| Sanofi-Aventis SA (SNY) | 1.5 | $134M | 2.4M | 55.52 | |
| Target Corporation (TGT) | 1.5 | $134M | 2.2M | 61.66 | |
| Capital One Financial (COF) | 1.4 | $127M | 1.6M | 80.41 | |
| Norwegian Cruise Line Hldgs (NCLH) | 1.4 | $127M | 3.6M | 35.38 | |
| Zions Bancorporation (ZION) | 1.4 | $124M | 4.3M | 28.72 | |
| Canadian Natural Resources (CNQ) | 1.3 | $121M | 3.2M | 38.17 | |
| Time Warner | 1.3 | $119M | 1.6M | 73.95 | |
| Union Pacific Corporation (UNP) | 1.3 | $116M | 1.1M | 106.79 | |
| Ingersoll-rand Co Ltd-cl A | 1.3 | $116M | 2.1M | 55.48 | |
| Loews Corporation (L) | 1.2 | $110M | 2.7M | 40.94 | |
| Cisco Systems (CSCO) | 1.1 | $104M | 4.2M | 24.78 | |
| Ford Motor Company (F) | 1.1 | $104M | 7.1M | 14.57 | |
| Goldman Sachs (GS) | 1.1 | $98M | 546k | 180.35 | |
| Agrium | 1.1 | $97M | 1.1M | 87.67 | |
| Cit | 1.1 | $96M | 2.1M | 45.20 | |
| Paccar (PCAR) | 1.1 | $97M | 1.7M | 55.95 | |
| Raytheon Company | 1.1 | $96M | 957k | 99.86 | |
| Avon Products | 1.0 | $94M | 7.4M | 12.57 | |
| Baker Hughes Incorporated | 1.0 | $91M | 1.4M | 64.01 | |
| Microsemi Corporation | 1.0 | $89M | 3.5M | 25.41 | |
| Coherent | 0.9 | $85M | 1.4M | 61.37 | |
| Forestar | 0.9 | $83M | 4.7M | 17.72 | |
| eBay (EBAY) | 0.9 | $82M | 1.5M | 55.77 | |
| Key Energy Services | 0.8 | $72M | 15M | 4.82 | |
| Phillips 66 (PSX) | 0.8 | $71M | 893k | 79.88 | |
| PNC Financial Services (PNC) | 0.7 | $64M | 755k | 84.25 | |
| Bio-Rad Laboratories (BIO) | 0.7 | $59M | 526k | 112.79 | |
| Elizabeth Arden | 0.6 | $57M | 3.4M | 16.74 | |
| Lattice Semiconductor (LSCC) | 0.6 | $57M | 7.6M | 7.50 | |
| Louisiana-Pacific Corporation (LPX) | 0.6 | $54M | 4.0M | 13.59 | |
| Mitel Networks Corp | 0.6 | $55M | 6.0M | 9.15 | |
| CenturyLink | 0.6 | $54M | 1.3M | 40.20 | |
| New Residential Invt | 0.6 | $54M | 1.0M | 53.48 | |
| Reinsurance Group of America (RGA) | 0.6 | $53M | 662k | 79.65 | |
| Philip Morris International (PM) | 0.6 | $53M | 648k | 81.94 | |
| Western Alliance Bancorporation (WAL) | 0.6 | $53M | 2.2M | 23.90 | |
| P.H. Glatfelter Company | 0.6 | $52M | 2.4M | 21.95 | |
| McDermott International | 0.6 | $51M | 9.0M | 5.69 | |
| AngloGold Ashanti | 0.5 | $48M | 4.1M | 11.79 | |
| Texas Capital Bancshares (TCBI) | 0.5 | $48M | 834k | 57.68 | |
| Comstock Resources | 0.5 | $47M | 2.5M | 18.62 | |
| Albany International (AIN) | 0.5 | $45M | 1.3M | 34.04 | |
| Orbital Sciences | 0.5 | $43M | 1.5M | 27.80 | |
| Astronics Corporation (ATRO) | 0.5 | $42M | 889k | 47.68 | |
| Brandywine Realty Trust (BDN) | 0.5 | $42M | 3.0M | 14.01 | |
| Avery Dennison Corporation (AVY) | 0.4 | $40M | 899k | 44.42 | |
| Inter Parfums (IPAR) | 0.4 | $40M | 1.5M | 27.50 | |
| PacWest Ban | 0.4 | $37M | 897k | 41.23 | |
| PrivateBan | 0.4 | $36M | 1.2M | 29.81 | |
| GP Strategies Corporation | 0.4 | $37M | 1.3M | 28.72 | |
| Axis Capital Holdings (AXS) | 0.4 | $36M | 756k | 47.33 | |
| VeriFone Systems | 0.4 | $34M | 1000k | 34.38 | |
| Denbury Resources | 0.4 | $33M | 2.2M | 14.94 | |
| Deltic Timber Corporation | 0.4 | $34M | 538k | 62.32 | |
| EnerSys (ENS) | 0.4 | $33M | 554k | 58.64 | |
| Laclede | 0.4 | $33M | 712k | 46.40 | |
| Impax Laboratories | 0.3 | $31M | 1.3M | 23.60 | |
| Woodward Governor Company (WWD) | 0.3 | $30M | 625k | 47.62 | |
| Marten Transport (MRTN) | 0.3 | $26M | 1.4M | 17.81 | |
| Integrated Device Technology | 0.3 | $25M | 1.6M | 15.95 | |
| Bruker Corporation (BRKR) | 0.3 | $24M | 1.3M | 18.51 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.3 | $25M | 209k | 118.22 | |
| Gsi | 0.3 | $24M | 2.1M | 11.49 | |
| Fbr & Co | 0.3 | $24M | 899k | 27.10 | |
| Rambus (RMBS) | 0.3 | $24M | 1.9M | 12.48 | |
| Analogic Corporation | 0.3 | $23M | 366k | 63.96 | |
| Express | 0.3 | $24M | 1.5M | 15.47 | |
| McDonald's Corporation (MCD) | 0.2 | $23M | 244k | 94.81 | |
| Stoneridge (SRI) | 0.2 | $23M | 2.0M | 11.27 | |
| Hooker Furniture Corporation (HOFT) | 0.2 | $23M | 1.5M | 15.21 | |
| Jazz Pharmaceuticals (JAZZ) | 0.2 | $22M | 139k | 160.56 | |
| Entegris (ENTG) | 0.2 | $21M | 1.8M | 11.50 | |
| Neenah Paper | 0.2 | $21M | 388k | 53.48 | |
| Clearwater Paper (CLW) | 0.2 | $21M | 351k | 60.11 | |
| Materion Corporation (MTRN) | 0.2 | $21M | 694k | 30.67 | |
| Boise Cascade (BCC) | 0.2 | $21M | 688k | 30.14 | |
| MKS Instruments (MKSI) | 0.2 | $20M | 605k | 33.38 | |
| Euronet Worldwide (EEFT) | 0.2 | $20M | 413k | 47.79 | |
| Esterline Technologies Corporation | 0.2 | $20M | 180k | 111.27 | |
| Carrizo Oil & Gas | 0.2 | $20M | 363k | 53.82 | |
| International Rectifier Corporation | 0.2 | $18M | 458k | 39.24 | |
| Harman International Industries | 0.2 | $18M | 187k | 98.04 | |
| Sagent Pharmaceuticals | 0.2 | $16M | 517k | 31.10 | |
| PennyMac Mortgage Investment Trust (PMT) | 0.2 | $15M | 721k | 21.14 | |
| WESCO International (WCC) | 0.2 | $15M | 196k | 78.26 | |
| JDS Uniphase Corporation | 0.2 | $16M | 1.2M | 12.80 | |
| Capit Bk Fin A | 0.1 | $12M | 505k | 23.88 | |
| Ares Capital Corporation (ARCC) | 0.1 | $11M | 683k | 16.16 | |
| Actuant Corporation | 0.1 | $11M | 354k | 30.52 | |
| Landec Corporation (LFCR) | 0.1 | $11M | 867k | 12.25 | |
| GlaxoSmithKline | 0.1 | $9.6M | 208k | 45.97 | |
| Griffon Corporation (GFF) | 0.1 | $9.3M | 818k | 11.39 | |
| Redwood Trust (RWT) | 0.1 | $8.4M | 517k | 16.33 | |
| Bank of New York Mellon Corporation (BK) | 0.1 | $7.2M | 187k | 38.73 | |
| Telefonaktiebolaget LM Ericsson (ERIC) | 0.1 | $7.0M | 559k | 12.59 | |
| Methode Electronics (MEI) | 0.1 | $7.6M | 206k | 36.87 | |
| National CineMedia | 0.1 | $7.1M | 491k | 14.51 | |
| Royal Dutch Shell | 0.1 | $6.6M | 87k | 76.13 | |
| Total (TTE) | 0.1 | $6.1M | 94k | 64.46 | |
| Hercules Technology Growth Capital (HTGC) | 0.1 | $6.2M | 430k | 14.46 | |
| Arlington Asset Investment | 0.1 | $6.2M | 244k | 25.41 | |
| Pennantpark Floating Rate Capi (PFLT) | 0.1 | $6.3M | 455k | 13.78 | |
| Ares Dynamic Cr Allocation (ARDC) | 0.1 | $6.6M | 390k | 17.04 | |
| Microchip Technology (MCHP) | 0.1 | $5.1M | 108k | 47.23 | |
| MFS Intermediate Income Trust (MIN) | 0.1 | $5.4M | 1.1M | 5.01 | |
| ING Groep (ING) | 0.1 | $5.1M | 357k | 14.19 | |
| Nippon Telegraph & Telephone (NTTYY) | 0.1 | $5.4M | 172k | 31.11 | |
| Medley Capital Corporation | 0.1 | $5.2M | 438k | 11.81 | |
| Whiting Usa Trust | 0.1 | $5.3M | 434k | 12.21 | |
| Linn | 0.1 | $5.8M | 200k | 28.95 | |
| Navios Maritime Holdings (NMPRY) | 0.1 | $5.2M | 211k | 24.47 | |
| Analog Devices (ADI) | 0.1 | $5.0M | 101k | 49.49 | |
| AstraZeneca (AZN) | 0.1 | $4.6M | 65k | 71.44 | |
| Merck & Co (MRK) | 0.1 | $5.0M | 84k | 59.28 | |
| Ashford Hospitality Tr Inc cv pfd ser e | 0.1 | $4.2M | 154k | 27.20 | |
| Cushing Royalty & Incm | 0.1 | $4.2M | 232k | 17.96 | |
| Abbvie (ABBV) | 0.1 | $5.0M | 86k | 57.76 | |
| Northstar Rlty Fin | 0.1 | $4.2M | 236k | 17.67 | |
| General Electric Company | 0.0 | $3.6M | 139k | 25.62 | |
| Suncor Energy (SU) | 0.0 | $3.5M | 98k | 36.15 | |
| Hilton Worlwide Hldgs | 0.0 | $3.8M | 154k | 24.63 | |
| Fs Investment Corporation | 0.0 | $4.0M | 376k | 10.67 | |
| Triplepoint Venture Gr Bdc cs (TPVG) | 0.0 | $3.6M | 244k | 14.61 | |
| Koninklijke Philips Electronics NV (PHG) | 0.0 | $2.7M | 86k | 31.71 | |
| Apple (AAPL) | 0.0 | $3.1M | 31k | 100.75 | |
| Williams Companies (WMB) | 0.0 | $3.0M | 55k | 55.36 | |
| StoneMor Partners | 0.0 | $2.9M | 114k | 25.79 | |
| Tsakos Energy Navigation | 0.0 | $2.4M | 371k | 6.38 | |
| Apollo Global Management 'a' | 0.0 | $2.8M | 119k | 23.84 | |
| Homestreet (HMST) | 0.0 | $2.4M | 139k | 17.09 | |
| Tcp Capital | 0.0 | $2.8M | 172k | 16.07 | |
| Hannon Armstrong (HASI) | 0.0 | $3.2M | 230k | 13.82 | |
| Boston Private Financial 6.95% | 0.0 | $2.7M | 108k | 24.87 | |
| Vodafone Group New Adr F (VOD) | 0.0 | $2.6M | 78k | 32.89 | |
| Procter & Gamble Company (PG) | 0.0 | $2.3M | 27k | 83.74 | |
| UnitedHealth (UNH) | 0.0 | $2.1M | 25k | 86.25 | |
| Compass Diversified Holdings (CODI) | 0.0 | $1.4M | 79k | 17.51 | |
| Energy Transfer Equity (ET) | 0.0 | $1.6M | 25k | 61.67 | |
| iShares Lehman Aggregate Bond (AGG) | 0.0 | $1.5M | 14k | 109.13 | |
| Retail Opportunity Investments (ROIC) | 0.0 | $1.8M | 125k | 14.70 | |
| AllianceBernstein Global Hgh Incm (AWF) | 0.0 | $1.5M | 113k | 13.60 | |
| Sandridge Permian Tr | 0.0 | $1.4M | 141k | 9.71 | |
| Pennymac Financial Service A | 0.0 | $1.6M | 108k | 14.65 | |
| Abengoa Yield | 0.0 | $1.6M | 52k | 30.79 | |
| Barrick Gold Corp (GOLD) | 0.0 | $909k | 62k | 14.66 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $647k | 6.9k | 94.11 | |
| Waste Management (WM) | 0.0 | $944k | 20k | 47.54 | |
| Weyerhaeuser Company (WY) | 0.0 | $781k | 25k | 31.85 | |
| Aurico Gold | 0.0 | $1.4M | 388k | 3.49 | |
| Umh Mobile Homes 8.25% Pfd A p | 0.0 | $1.2M | 44k | 26.33 | |
| Sunstone Hotel Invs Inc New cv 8% cum pfd-d | 0.0 | $540k | 20k | 26.73 | |
| Exchange Traded Concepts Tr york hiinc m | 0.0 | $1.4M | 76k | 17.73 | |
| Eaton (ETN) | 0.0 | $928k | 15k | 63.34 | |
| Navios Maritime Hdgs 8.75% Adr pfd stk (NMPGY) | 0.0 | $909k | 36k | 25.34 | |
| Intelsat S A man conv jr p | 0.0 | $2.9k | 59k | 0.05 | |
| Eqc 7 1/4 12/31/49 | 0.0 | $323k | 13k | 25.72 |
