OTA Financial as of Dec. 31, 2011
Portfolio Holdings for OTA Financial
OTA Financial holds 0 positions in its portfolio as reported in the December 2011 quarterly 13F filing
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE AMOUNT TYPE INVSTMT OTHER VOTE
DISCRETION MANAGERS AUTHORITY
SOLE
ADAMS EXPRESS COMPANY COM 006212104 244 25370 SH DEFINED 1 244
ADVENT CLAYMORE CONV SEC COM 00764C109 620 42095 SH DEFINED 1 620
ADVENT CLAYMORE GLOBAL CONVE INC COM BENE INTER 007639107 517 82184 SH DEFINED 1 517
AGIC EQUITY & CONVERTIBLE IN COM 00119P102 506 32451 SH DEFINED 1 506
ALLIANCEBERNSTEIN INC FUND COM 01881E101 188 23306 SH DEFINED 1 188
ALPINE GLOBAL PREMIER PROPER PPTYS COM SBI 02083A103 699 132012 SH DEFINED 1 699
AMERICA MOVIL S A DE C V SHS 02364W204 407 18106 SH DEFINED 1 407
AMR Corp COM 001765106 32 92900 SH DEFINED 2 32
APACHE CORP COM 037411105 448 4956 SH DEFINED 1 448
BANK OF AMER CRP 7.25%CNV PFD L 060505682 1353 1717 SH DEFINED 1 1353
BANK OF AMERICA CORP WT EXP 011619 *W EXP 01/16/201 060505146 63 31349 SH DEFINED 1 63
BANK OF AMERICA CORP WT EXP 102818 *W EXP 10/28/201 060505153 3 11986 SH DEFINED 1 3
BARCLAYS BANK PLC PLC ADR 2 PREF 2 06739F390 201 10986 SH DEFINED 1 201
BEAZER HOMES USA NT SUB7.5%2013 07556Q402 904 68490 SH DEFINED 1 904
BHP BILLITON LTD ADR ADR 088606108 871 12344 SH DEFINED 1 871
BIOMARIN PHARMACEUTICAL NOTE 2.500% 3/2 09061GAC5 4202 20000 SH DEFINED 1 4202
BLACKROCK CORPORATE HY FD VI COM 09255P107 589 51807 SH DEFINED 1 589
BLACKROCK ENH CAP AND INC COM 09256A109 527 42866 SH DEFINED 1 527
BLACKROCK ENHANCED EQUITY DI COM 09251A104 513 72599 SH DEFINED 1 513
BLACKROCK INCOME OPPORTUNITY COM 092475102 148 14546 SH DEFINED 1 148
BLACKROCK INTERNATIONAL GROW COM BENE INTER 092524107 683 95468 SH DEFINED 1 683
BORGWARNER INC NOTE 3.500% 4/1 099724AF3 36627 188560 SH DEFINED 1 36627
CARNIVAL PLC-ADR ADR 14365C103 378 11496 SH DEFINED 1 378
CENTRAL GOLDTRUST TR UNIT 153546106 1112 18801 SH DEFINED 1 1112
CITIGROUP INC *W EXP 01/04/201 172967226 44 153733 SH DEFINED 1 44
CITIGROUP INC *W EXP 10/28/201 172967234 8 164368 SH DEFINED 1 8
CITIGROUP INC COM 172967424 947 36010 SH DEFINED 1 2 947
CLEARBRIDGE ENERGY MLP FUND COM 184692101 1167 52033 SH DEFINED 1 1167
CLEARBRIDGE ENERGY MLP OPPOR COM 18469P100 278 14612 SH DEFINED 1 278
CLOUGH GLBL OPPORTUNITIES FD SH BEN INT 18914E106 702 66480 SH DEFINED 1 702
CLOUGH GLOBAL ALLOCATION FD FUN COM SHS BEN IN 18913Y103 519 40754 SH DEFINED 1 519
COHEN & STEERS GLOBAL INCOME COM 19248M103 510 54943 SH DEFINED 1 510
EATON VANCE ENH EQT INC II COM 278277108 525 51444 SH DEFINED 1 525
EATON VANCE ENHANCED EQ INCM COM 278274105 513 50444 SH DEFINED 1 513
EATON VANCE FLOAT RT INC TR COM 278279104 186 13106 SH DEFINED 1 186
EATON VANCE INSURED MUNI BON COM 27827X101 207 16400 SH DEFINED 1 207
EATON VANCE RISK-MANAGED DIV COM 27829G106 914 87476 SH DEFINED 1 914
EATON VANCE TAX ADV GL DVD O COM 27828U106 510 30050 SH DEFINED 1 510
EATON VANCE TAX-MANAGED DIVE COM 27828N102 568 64058 SH DEFINED 1 568
EATON VANCE TAX-MANAGED GLOB COM 27829F108 514 62306 SH DEFINED 1 514
ENBRIDGE ENERGY PARTNERS COM 29250R106 897 27039 SH DEFINED 1 897
ENERGY SELECT SECTOR SPDR SPDR TR SBI INT-ENERGY 81369Y506 396 5734 SH DEFINED 1 396
FIRST TR/FIDUCIARY ASSET COM 337318109 509 47001 SH DEFINED 1 509
FORD MOTOR CO *W EXP 01/01/201 345370134 123 51368 SH DEFINED 1 123
FORD MOTOR CO CALL 345370900 238 17000 SH DEFINED 2 238
GENERAL MOTORS CO *W EXP 07/10/201 37045V118 2214 188761 SH DEFINED 1 2214
GENERAL MOTORS CO *W EXP 07/10/201 37045V126 402 51451 SH DEFINED 1 402
H & Q LIFE SCIENCES INVSTRS SH BEN INT 404053100 184 16118 SH DEFINED 1 184
HIGHLAND CREDIT STRATEGIES F COM 43005Q107 518 83880 SH DEFINED 1 518
INDIA FUND INC COM 454089103 1187 62382 SH DEFINED 1 1187
ING GLOBAL EQUITY & PR OPPT COM 45684E107 396 45868 SH DEFINED 1 396
INGERSOLL-RAND GL HLD CO NOTE 4.500% 4/1 45687AAD4 8562 50000 SH DEFINED 1 8562
ISHARES BARCLAYS 1-3 YEAR CR TR BARCLYS 1-3YR CR 464288646 1585 15215 SH DEFINED 1 1585
ISHARES IBOXX INV GR CORP BD IBOXX INV CPBD 464287242 1089 9577 SH DEFINED 1 1089
ISHARES INC MSCI BRAZIL 464286400 535 9337 SH DEFINED 1 535
ISHARES INC MSCI TAIWAN 464286731 576 49221 SH DEFINED 1 576
ISHARES MSCI EAFE GROWTH INX TR MSCI GRW IDX 464288885 1810 34807 SH DEFINED 1 1810
ISHARES MSCI JAPAN INDEX FD MSCI JAPAN 464286848 2081 228434 SH DEFINED 1 2081
ISHARES MSCI MALAYSIA MSCI MALAYSIA 464286830 854 63749 SH DEFINED 1 854
ISHARES MSCI PACIFIC EX JPN MSCI PAC J IDX 464286665 2332 59924 SH DEFINED 1 2332
ISHARES MSCI SOUTH AFRICA IN MSCI STH AFRCA 464286780 257 4210 SH DEFINED 1 257
ISHARES MSCI SOUTH KOREA MSCI S KOREA 464286772 562 10759 SH DEFINED 1 562
ISHARES S^P EUROPE 350 TR S^P EURO PLUS 464287861 319 9458 SH DEFINED 1 319
ISHARES S^P INDIA NIFTY 50 I TR S^P INDIA 50 464289529 1715 86883 SH DEFINED 1 1715
ISHARES SILVER TRUST ISHARES 46428Q109 434 16128 SH DEFINED 1 434
JAPAN SMALLER CAPITALIZATION COM 47109U104 705 98191 SH DEFINED 1 705
JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 195 22995 SH DEFINED 1 195
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2103 24763 SH DEFINED 1 2103
LIBERTY ALL STAR EQUITY FUND FD SH BEN INT 530158104 220 52152 SH DEFINED 1 220
LIBERTY GLOBAL INC-C COM SER C 530555309 290 7357 SH DEFINED 1 290
MAXIS NIKKEI 225 INDEX FUND TR MAXIS NIKKEI 74016W106 351 26900 SH DEFINED 1 351
METLIFE INC COM 59156R108 212 6827 SH DEFINED 1 212
MORGAN STANLEY EMRG MARKETS COM 61744G107 238 18486 SH DEFINED 1 238
NEWS CORP CL B CL B 65248E203 494 27188 SH DEFINED 1 494
NUVEEN BUILD AMERICAN BOND COM 67074C103 340 16583 SH DEFINED 1 340
NUVEEN MULTI-CURRENCY SHORT- COM 67090N109 603 49875 SH DEFINED 1 603
NUVEEN MULTI-ST INC & GTH 2 SHS 67073D102 386 47962 SH DEFINED 1 386
PERITUS HIGH YIELD ETF TR PERITUS HG YLD 00768Y503 729 15354 SH DEFINED 1 729
PETROLEO BRASILEIRO S.A.-ADR ADR 71654V408 438 17637 SH DEFINED 1 438
PIMCO FLOATING RATE COM 72201J104 157 17222 SH DEFINED 1 157
POWERSHARES FNDMTL H/Y CORP ETF TRST FDM HG YLD RAFI 73936T557 352 19086 SH DEFINED 1 352
POWERSHARES FTSE RAFI EM MKT ETF TRST EMER MRKT PORT 73936T763 602 29786 SH DEFINED 1 602
REED ELSEVIER PLC-SPONS ADR ADR 758205207 207 6436 SH DEFINED 1 207
ROYAL DUTCH SHELL PLC PLC SPONS ADR A 780259206 5154 70524 SH DEFINED 1 5154
SPDR BARCLAYS CAPITAL HIGH ETF 78464A417 7855 204306 SH DEFINED 1 7855
SPDR GOLD TRUST SHS 78463V107 3932 25872 SH DEFINED 1 3932
SPDR S^P RUSSIA ETF ETF 78463X558 333 12679 SH DEFINED 1 333
SYNOVUS FINL CORP UNIT 99/99/9999 87161C204 142 10306 SH DEFINED 1 142
TORTOISE MLP FUND INC COM 89148B101 371 14416 SH DEFINED 1 371
TripAdvisor Inc COM 896945201 2059 81706 SH DEFINED 1 2059
UNILEVER PLC NEW ADR ADR 904767704 1084 32359 SH DEFINED 1 1084
VALE CAPITAL II CV 6.75%12 91912F201 4492 75000 SH DEFINED 1 4492
VANGUARD EMERG MARKETS VIPER ETF 922042858 6109 159880 SH DEFINED 1 6109
VANGUARD INTL EQTY INDX ETF 922042874 6186 149323 SH DEFINED 1 6186
VANGUARD MSCI PACIFIC ETF ETF 922042866 497 10450 SH DEFINED 1 497
VULCAN MATERIALS CO COM 929160109 253 6448 SH DEFINED 1 253
WELLS FARGO & CO *W EXP 10/28/201 949746119 103 12086 SH DEFINED 1 103
WESTERN ASSET EMERGING MARKE COM 95766A101 229 12151 SH DEFINED 1 229
WESTERN ASSET HIGH INC FD II COM 95766J102 679 70517 SH DEFINED 1 679
WESTERN ASSET MANAGED HIGH Y COM 95766L107 62 10389 SH DEFINED 1 62
WHITING PETROLEUM CORP NEW PERP PFD CONV 966387201 2268 10308 SH DEFINED 1 2268
WILLIAMS COMPANIES DEL COM 969457100 13488 408501 SH DEFINED 1 13488