OTA Financial

Latest statistics and disclosures from OTA Financial Group's latest quarterly 13F-HR filing:

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Portfolio Holdings for OTA Financial Group

Companies in the OTA Financial Group portfolio as of the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Bond Market BND MRKT (BND) 16.4 $14M +152% 160k 85.45
Occidental Petroleum Corp *w Exp 08/03/202 (OXY.WS) 15.8 $13M +75% 1.1M 11.85
Sprott Physical Silver Trust Tr Tr Unit (PSLV) 7.2 $6.0M +1341% 783k 7.68
Sprott Physical Gold Trust Tr Unit (PHYS) 5.6 $4.7M +53% 338k 13.80
Riot Blockchain (RIOT) 4.8 $4.0M -6% 154k 25.70
Chesapeake Energy Corp *w Exp 99/99/999 (CHKEZ) 4.2 $3.5M NEW 111k 31.86
Plains All Amer Pipeline Unit Ltd Partn (PAA) 3.0 $2.5M +31% 245k 10.17
Pershing Square Tontine -a Cl A (PSTH) 2.1 $1.7M NEW 87k 19.69
Ishares Core Total Bond Etf Total Usd (IUSB) 2.0 $1.6M +135% 31k 53.24
Ishares Iboxx High Yld Corp Etf (HYG) 2.0 $1.6M NEW 19k 87.45
Great Wastern Ban (GWB) 1.9 $1.5M NEW 47k 32.72
Schwab Us Aggregate Bond Etf Tr Us Aggregate B (SCHZ) 1.8 $1.5M NEW 28k 54.23
Hostess Brands *w Exp 11/04/202 1.6 $1.3M +46% 451k 2.98
Chesapeake Energy Corp *w Exp 99/99/999 (CHKEW) 1.6 $1.3M NEW 36k 36.20
Neuberger Berman Mlp Income (NML) 1.3 $1.1M -9% 223k 4.93
Spring Valley Acquis-class A Cl A (SV) 1.2 $1.0M NEW 118k 8.68
Tortoise Midstream Energy M (NTG) 1.2 $1.0M -8% 35k 28.86
Greensky Inc-class A Cl A (GSKY) 1.2 $961k NEW 86k 11.17
Invitae (NVTA) 1.1 $926k 33k 28.40
Clearway Energy Inc-a Cl A (CWEN.A) 1.1 $879k NEW 31k 28.17
Nextera Energy Unit 09/01/2022s (NEE.PO) 1.0 $870k NEW 15k 58.56
Discovery Inc-c Com Ser C (DISCK) 0.9 $732k +152% 30k 24.27
Tortoise Energy Infrastructure closed end funds (TYG) 0.9 $730k -10% 27k 27.08
Sciplay Corp-class A Cl A (SCPL) 0.8 $631k NEW 31k 20.67
Ast Spacemobile *w Exp 04/06/202 (ASTSW) 0.8 $626k +191% 160k 3.92
Fox Corporation (FOX) 0.7 $591k NEW 16k 37.10
International Media Acquisit 0.7 $568k NEW 58k 9.80
Agrico Acquisition Corp-a SHS 0.7 $551k NEW 55k 10.00
Goldman Sachs Mlp Energy Renai Com cef (GER) 0.7 $547k -9% 51k 10.75
Desktop Metal Inc-a Cl A (DM) 0.7 $541k NEW 76k 7.16
Aberdeen Glbl Prem Prop Com Sh Ben Int (AWP) 0.6 $491k -16% 81k 6.05
Pimco Income Strategy Fund (PFL) 0.5 $453k NEW 39k 11.61
Far Peak Acquisition Corp-a Cl A (FPAC) 0.5 $453k -27% 46k 9.93
Cushing Mlp & Infrastruct Com New cef (SRV) 0.5 $443k -9% 14k 31.76
Lucid Group *w Exp 07/23/202 (LCIDW) 0.5 $434k NEW 38k 11.29
Chesapeake Energy Corp *w Exp 09/02/202 (CHKEL) 0.5 $433k +19% 15k 29.21
Cadence Bancorp Cl A 0.5 $420k +64% 19k 21.95
Golden Path Acquisition Corp Ordinary Shares 0.5 $415k NEW 42k 9.89
Burgundy Technology Acquis-a Cl A (BTAQ) 0.5 $412k NEW 42k 9.93
Zanite Acquisition Corp-cl A Cl A (ZNTE) 0.5 $397k NEW 39k 10.09
Mudrick Capital Acquisitio-a Cl A (MUDS) 0.5 $395k NEW 40k 9.93
Investors Ban (ISBC) 0.4 $371k NEW 25k 15.09
Amerant Bancorp Inc - B CL B 0.4 $358k NEW 15k 23.20
Tortoise Pipeline & Energy F (TTP) 0.4 $351k -9% 15k 23.94
Better World Acquisition Unt (BWAC) 0.4 $337k NEW 34k 10.06
Global Consumer Acquisitn 0.4 $324k NEW 33k 9.86
Kayne Anderson MLP Investment (KYN) 0.4 $320k NEW 40k 8.00
Clover Leaf Capital Corp -a Cl A 0.4 $313k NEW 31k 9.96
Adams Express Company (ADX) 0.4 $309k -13% 16k 19.78
Liberty Tripadvisor Hdg-a Com Ser A (LTRPA) 0.4 $308k -20% 100k 3.09
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.4 $307k NEW 60k 5.12
Global Synergy Acquisition-a SHS (GSAQ) 0.4 $302k NEW 31k 9.78
Merida Merger Corp I (MCMJ) 0.4 $297k NEW 30k 9.96
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.3 $286k NEW 29k 9.98
Golden Nugget Online Gaming Cl A (GNOG) 0.3 $284k NEW 16k 17.31
East Stone Acquisition Corp SHS (ESSC) 0.3 $284k -30% 28k 10.18
Yellowstone Acquisit Co-cl A Cl A (YSAC) 0.3 $271k NEW 27k 10.13
Pontem Corp-class A Cl A (PNTM) 0.3 $263k NEW 27k 9.70
GigInternational1 0.3 $260k NEW 26k 9.85
Invesco Van Kampen Dyn Cr Opp Fund 0.3 $247k NEW 21k 11.67
Oceantech Acquisitions I Cor Class A 0.3 $234k NEW 24k 9.86
Eaton Vance Floating-Rate Income Trust (EFT) 0.3 $218k NEW 15k 14.52
Pimco Income Strategy Fund II (PFN) 0.3 $218k NEW 22k 10.11
Brookfield Real Assets Incom Com Shs Ben Int (RA) 0.3 $214k NEW 10k 20.83
Datchat *w Exp 08/13/202 0.2 $206k NEW 24k 8.59
Blue Safari Group Acquisit-a SHS 0.2 $204k NEW 21k 9.86
BlackRock Enhanced Capital and Income (CII) 0.2 $203k NEW 10k 20.15
Nuveen Equity Premium and Growth Fund (SPXX) 0.2 $201k NEW 12k 17.07
Apollo Strategic Growth-cl A Cl A (APSG) 0.2 $200k NEW 21k 9.75
Putnam Mun Opptys Tr Sbi Tr Sh Ben Int (PMO) 0.2 $200k NEW 15k 13.66

Past Filings by OTA Financial Group

SEC 13F filings are viewable for OTA Financial Group going back to 2011

View all past filings