OTA Financial

OTA Financial Group as of Sept. 30, 2022

Portfolio Holdings for OTA Financial Group

OTA Financial Group holds 105 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Occidental Petroleum Corp *w Exp 08/03/202 (OXY.WS) 17.6 $21M 518k 39.62
Sprott Physical Gold Trust Unit (PHYS) 14.7 $17M 1.3M 12.80
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEZ) 9.9 $12M 146k 78.99
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEW) 7.0 $8.2M 102k 80.17
Schwab Us Aggregate Bond Etf Us Aggregate B (SCHZ) 3.5 $4.1M 91k 45.31
South Jersey Industries Unit 04/01/2024 3.1 $3.6M 55k 66.59
Spdr Bloomberg Short Term Hi Sht Te (SJNK) 2.8 $3.3M 138k 23.78
Alphabet Inc-cl C CL C (GOOG) 2.5 $2.9M 30k 96.13
Blackrock Innov & Grow Tr Shs Ben Int (BIGZ) 2.3 $2.7M 374k 7.27
Ishares 5-10y Inv Grade Corp Ishs 5-10yr Invt (IGIB) 1.7 $2.0M 42k 48.27
Liberty Broadband-c Com Ser C (LBRDK) 1.6 $1.8M 25k 73.79
Sorrento Therapeutics Call 1.5 $1.7M 1.1M 1.57
Blackrock Health Sci Tr Ii SHS (BMEZ) 1.4 $1.6M 107k 14.93
Blackrock Esg Capital Alloc Shs Ben Int (ECAT) 1.2 $1.3M 105k 12.80
Brookfield Asset Managemen-a Cl A Exch Lt Vtg 1.0 $1.1M 27k 40.88
Adara Acquisition Corp-cl A Cl A 0.9 $1.0M 104k 9.94
Blackrock Capital Allocation Trust (BCAT) 0.9 $1.0M 75k 13.60
Clearbridge Mlp And Mids (CEM) 0.9 $1.0M 34k 29.80
Tortoise Midstream Energy M 0.8 $922k 29k 32.27
ClearBridge Energy MLP Fund (EMO) 0.7 $858k 34k 25.00
Plains Gp Holdings Lp-cl A Ltd Partnr Int A (PAGP) 0.6 $726k 67k 10.91
Global Consumer Acquisitn 0.6 $647k 64k 10.18
Tradeup Acquisition Corp 0.6 $643k 64k 10.05
Duke Realty Corporation 0.5 $598k 12k 48.14
Banner Acquisition Corp 0.5 $595k 60k 9.89
Flame Acquisition Corp -cl A Cl A 0.5 $592k 60k 9.82
Emerging Markets Horizon -a SHS 0.5 $541k 54k 9.98
Invesco Insured Municipal Income Trust (IIM) 0.4 $471k 41k 11.50
Clover Leaf Capital Corp -a Cl A (CLOE) 0.4 $451k 44k 10.33
Broadscale Acquisition -cl A Cl A 0.4 $438k 45k 9.84
First Reserve Sustainable Gw 0.4 $424k 43k 9.81
Gores Technology Partners Ii 0.4 $419k 43k 9.81
Nuveen Div. Advantage Muni. Fund (NAD) 0.4 $410k 37k 11.00
Tortoise Energy Infrastructure closed end funds (TYG) 0.4 $409k 14k 29.92
BlackRock Floating Rate Income Strat. Fn (FRA) 0.4 $409k 37k 10.99
Sportsmap Tech Acquisitin 0.3 $403k 40k 10.02
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.3 $396k 49k 8.11
Nuveen Floating Rate Income Fund (JFR) 0.3 $394k 49k 8.10
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.3 $389k 36k 10.85
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.3 $388k 43k 8.97
Dila Capital Acquisition - A Cl A 0.3 $387k 39k 9.94
Tastemaker Acquisition Cor-a Cl A 0.3 $386k 39k 9.98
Neuberger Berman Mlp Income (NML) 0.3 $374k 61k 6.11
Fast Acquisition Corp Ii-a Cl A 0.3 $373k 38k 9.80
Mana Capital Acquisition Cor Common Stock 0.3 $362k 36k 10.03
Anzu Special Acquisition -a Cl A 0.3 $356k 36k 9.81
Mission Advancement Corp-a Cl A 0.3 $355k 36k 9.80
Thunder Bridge Capital Par-a Cl A 0.3 $353k 36k 9.84
Tg Venture Acquisition Corp Class A 0.3 $352k 35k 9.95
Eg Acquisition Corp-a Cl A 0.3 $351k 36k 9.76
Clearway Energy Inc-a Cl A (CWEN.A) 0.3 $350k 12k 29.03
Hamilton Lane All-class A Cl A 0.3 $341k 35k 9.87
Pimco Income Strategy Fund II (PFN) 0.3 $337k 49k 6.89
Bite Acquisition Corp Common Stock (BITE) 0.3 $336k 34k 9.82
Western Asset High Incm Fd I (HIX) 0.3 $334k 77k 4.35
Oyster Enterprises-cl A Cl A 0.3 $333k 34k 9.86
Mdh Acquisition Corp -cl A Cl A 0.3 $326k 33k 9.84
Pimco Income Strategy Fund (PFL) 0.3 $322k 41k 7.95
Rf Acquisition Corp (RFAC) 0.3 $320k 33k 9.85
D And Z Media Acquisition-a Cl A 0.3 $319k 32k 9.84
Goldman Sachs Mlp Energy Renai Com cef 0.3 $316k 26k 11.99
Fortress Value Acquis Iv-a Cl A 0.3 $316k 32k 9.84
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.3 $310k 20k 15.27
M3-brigade Acquisition Ii-a Cl A 0.3 $304k 31k 9.79
Medtech Acquisition Corp-a Cl A 0.3 $298k 30k 9.92
Tlg Acquisition One Cor-cl A Cl A 0.3 $295k 30k 9.84
Twelve Seas Invtmnt Co Ii -a Cl A (TWLV) 0.3 $292k 30k 9.82
Larkspur Health Acquisition 0.2 $290k 29k 9.99
Fg Merger Corp Common Stock 0.2 $285k 29k 9.99
Mercury Ecom Acquisition Cor Class A (SEPA) 0.2 $284k 29k 9.94
AllianceBernstein Global Hgh Incm (AWF) 0.2 $283k 32k 8.87
Newbury Street Acquisitn Cor (NBST) 0.2 $282k 29k 9.81
Marblegate Acquisition Cor-a Cl A (GATE) 0.2 $279k 28k 9.96
Benessere Capital Acqui-cl A Cl A 0.2 $279k 27k 10.34
Colombier Acquisition Corp-a Cl A 0.2 $278k 29k 9.70
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.2 $271k 37k 7.25
Greencity Acquisition Corp (GRCYF) 0.2 $267k 25k 10.56
Barings Global Short Duration Com cef (BGH) 0.2 $264k 22k 12.22
Bannix Acquisition Corp (BNIX) 0.2 $261k 26k 9.96
Arrowroot Acquisition Corp 0.2 $253k 26k 9.78
Northern Star Investment C-a Class A (NSTB) 0.2 $248k 25k 9.85
Under Armour Inc-class A Cl A (UAA) 0.2 $244k 37k 6.65
Class Acceleration Corp 0.2 $241k 24k 9.86
Velocity Acquisition Corp-a Cl A 0.2 $241k 25k 9.80
Belong Acquisition Corp Class A 0.2 $239k 24k 9.85
Diamondhead Holdings Corp-a Cl A 0.2 $235k 24k 9.85
BlackRock Enhanced Capital and Income (CII) 0.2 $233k 14k 16.41
Atlantic Coastal Acquistn 0.2 $232k 24k 9.80
B Riley Principal 250 Merger Corp 0.2 $230k 24k 9.75
Nuveen Dow30 Dyn Overwrt SHS (DIAX) 0.2 $229k 17k 13.45
Welsbach Tech Metals Acqu (WTMA) 0.2 $227k 23k 9.97
BlackRock Corporate High Yield Fund VI (HYT) 0.2 $226k 27k 8.53
Sandbridge X2 Corp-a Class A 0.2 $225k 23k 9.81
Longview Acquisition Corp -a Cl A 0.2 $223k 23k 9.79
Eaton Vance Floating-Rate Income Trust (EFT) 0.2 $222k 20k 11.35
Nuveen Insd Dividend Advantage (NVG) 0.2 $221k 19k 11.66
Templeton Dragon Fund (TDF) 0.2 $216k 23k 9.30
Clarim Acquisition Corp-cl A Cl A 0.2 $215k 22k 9.88
BlackRock Floating Rate Income Trust (BGT) 0.2 $215k 20k 10.86
Blackrock Mun Inc Tr Sbi Sh Ben Int (BFK) 0.2 $213k 22k 9.50
Goal Acquisitions Corp (PUCK) 0.2 $212k 22k 9.81
Property Solutions Acquisi-a Cl A 0.2 $212k 22k 9.80
Kadem Sustainable Impact Corp 0.2 $211k 22k 9.79
Winvest Acquisition Corp Common Stock (WINV) 0.2 $204k 21k 9.97
Achari Ventures Hldgs Corp I (AVHI) 0.2 $201k 20k 10.04