OTA Financial

OTA Financial Group as of Dec. 31, 2021

Portfolio Holdings for OTA Financial Group

OTA Financial Group holds 82 positions in its portfolio as reported in the December 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Avantor PFD CNV SR 22.1 $32M 250k 129.21
Chesapeake Energy Corp *w Exp 99/99/999 (CHKEW) 7.5 $11M 276k 39.96
Sprott Physical Silver Trust Unit (PSLV) 7.0 $10M 1.3M 8.02
Nextera Energy Unit 09/01/2022s 5.3 $7.8M 114k 68.08
Sprott Physical Gold Trust Unit (PHYS) 5.2 $7.6M 532k 14.36
Ishares Core U.s. Aggregate Core Us Aggbd Et (AGG) 4.8 $7.0M 62k 114.06
Vanguard Int-term Corporate Int-term Corp (VCIT) 4.1 $6.0M 65k 92.75
Thryv Holdings Call 4.0 $5.9M 144k 41.13
Occidental Petroleum Corp *w Exp 08/03/202 (OXY.WS) 3.2 $4.8M 377k 12.61
Ishares Iboxx High Yld Corp Etf (HYG) 2.9 $4.3M 49k 87.01
Vanguard S/t Corp Bond Etf Shrt Trm Corp Bd (VCSH) 2.3 $3.4M 41k 81.25
Chesapeake Energy Corp *w Exp 99/99/999 (CHKEZ) 1.8 $2.6M 72k 35.90
Riot Blockchain (RIOT) 1.7 $2.5M 110k 22.33
Pershing Square Tontine -a Cl A 1.5 $2.3M 115k 19.71
Vanguard Total Bond Market MRKT (BND) 1.5 $2.2M 27k 84.73
Kayne Anderson MLP Investment (KYN) 1.4 $2.1M 266k 7.79
Mudrick Capital Acquisitio-a Cl A 1.3 $1.9M 189k 9.94
Yellowstone Acquisit Co-cl A Cl A 1.1 $1.6M 160k 10.17
Sprott Physical Gold And Sil Unit (CEF) 1.0 $1.5M 86k 17.74
Chesapeake Energy Corp *w Exp 09/02/202 (CHKEL) 0.9 $1.3M 41k 32.38
Citic Capital Acquisition-a Cl A 0.9 $1.3M 127k 10.01
Neuberger Berman Mlp Income (NML) 0.8 $1.2M 223k 5.24
Plains All Amer Pipeline Unit Ltd Partn (PAA) 0.8 $1.1M 122k 9.34
Tortoise Midstream Energy M (NTG) 0.7 $1.1M 35k 30.49
Zillow Group Inc - A Cl A (ZG) 0.7 $1.0M 17k 62.19
Burgundy Technology Acquisitio Cl A 0.7 $1.0M 101k 10.01
Zanite Acquisition Corp-cl A Cl A 0.6 $947k 93k 10.17
Benessere Capital Acqui-cl A Cl A 0.6 $888k 88k 10.13
Ventoux Ccm Acquisition Corp 0.6 $831k 83k 10.00
Cohn Robbins Holdings-cl A Cl A 0.5 $760k 77k 9.83
Tortoise Energy Infrastructure closed end funds (TYG) 0.5 $756k 27k 27.89
Better World Acquisition Unt 0.5 $661k 65k 10.17
Tailwind Acquisition Corp-a Cl A 0.4 $596k 61k 9.82
Agrico Acquisition Corp-a SHS 0.4 $590k 59k 10.03
Scvx Corp Class A 0.4 $551k 55k 9.98
Goldman Sachs Mlp Energy Renai Com cef 0.4 $523k 51k 10.28
Model Performance Acquisit-a SHS 0.4 $517k 52k 9.98
Northern Star Investment C-a Class A (NSTB) 0.4 $516k 53k 9.69
Invitae (NVTAQ) 0.3 $497k 33k 15.25
Vy Global Growth-cl A Cl A 0.3 $493k 50k 9.79
Ishares 0-5 Yr Hy Corp Bond 0-5yr Hi Yl Cp (SHYG) 0.3 $481k 11k 45.28
Global Consumer Acquisitn 0.3 $477k 48k 9.92
Alberton Acquisition Corp SHS 0.3 $471k 40k 11.69
Tradeup Acquisition Corp 0.3 $425k 43k 9.90
Cushing Mlp & Infrastruct Com New cef (SRV) 0.3 $425k 14k 30.47
First Tr Inter Duration Pfd & Income (FPF) 0.3 $409k 17k 24.50
Hennessy Capital Investmen-a Cl A 0.3 $386k 40k 9.73
Pathfinder Acquisition Corp Cl A 0.3 $379k 39k 9.70
Humanco Acquisition Cor-cl A Cl A 0.2 $363k 37k 9.76
Austerlitz Acquisition Cor-a Cl A 0.2 $359k 37k 9.70
Tortoise Pipeline & Energy F (TTP) 0.2 $334k 15k 22.78
East Resources Acquisition-a Cl A 0.2 $319k 32k 9.86
Nuveen Muni Value Fund (NUV) 0.2 $313k 30k 10.36
Healthcare Services Acqui-a Cl A 0.2 $309k 32k 9.74
Leo Holdings Corp Ii-class A Cl A 0.2 $298k 31k 9.74
Vpc Impact Acquisition Hol-a Cl A 0.2 $286k 28k 10.23
Oceantech Acquisitions I Cor Class A 0.2 $284k 29k 9.96
Discovery Inc - A Com Ser A 0.2 $282k 12k 23.51
Indie Semiconductor Inc-a *w Exp 06/15/202 0.2 $282k 81k 3.50
Bannix Acquisition Corp (BNIX) 0.2 $277k 28k 9.79
Sterling Bancorp 0.2 $271k 11k 25.75
Aries I Acquisition Corp -a SHS 0.2 $257k 26k 10.00
Senior Connect Acquisition-a Cl A 0.2 $250k 26k 9.70
Chardan Nextech Acquisition 0.2 $248k 25k 9.90
Crucible Acquisition Corp-a Cl A 0.2 $247k 25k 9.73
Aberdeen Glbl Prem Prop Sh Ben Int (AWP) 0.2 $246k 36k 6.83
International Media Acquisit (IMAQ) 0.2 $230k 24k 9.79
Chp Merger Corp-class A Cl A 0.2 $226k 22k 10.09
Cascade Acquisition Cor-cl A Cl A 0.2 $225k 23k 9.92
Eaton Vance Risk Managed Diversified (ETJ) 0.2 $224k 21k 10.67
Blackrock Multi-sector Incom other (BIT) 0.1 $218k 12k 18.12
Stoneco Ltd-a Cl A (STNE) 0.1 $217k 13k 16.80
Yatsen Holding Ltd- Ads 0.1 $215k 100k 2.14
Lionheart Acquisition Corp-a Cl A 0.1 $211k 21k 9.92
Global Partner Acquisition-a SHS (GPAC) 0.1 $210k 22k 9.68
Oyster Enterprises-cl A Cl A 0.1 $209k 21k 9.75
Stitch Fix Inc-class A Cl A (SFIX) 0.1 $207k 11k 18.90
Dtrt Health Acq Corp-a Cl A 0.1 $206k 21k 9.93
Ast Spacemobile *w Exp 04/06/202 (ASTSW) 0.1 $203k 70k 2.90
Khosla Ventures Acquisition Cl A 0.1 $203k 21k 9.66
Doubleline Income Solutions (DSL) 0.1 $203k 13k 16.11
Kingswood Acquisition Corp-a Cl A 0.1 $202k 20k 10.10