OTA Financial

OTA Financial Group as of Sept. 30, 2021

Portfolio Holdings for OTA Financial Group

OTA Financial Group holds 70 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Bond Market BND MRKT (BND) 16.4 $14M 160k 85.45
Occidental Petroleum Corp *w Exp 08/03/202 (OXY.WS) 15.8 $13M 1.1M 11.85
Sprott Physical Silver Trust Tr Tr Unit (PSLV) 7.2 $6.0M 783k 7.68
Sprott Physical Gold Trust Tr Unit (PHYS) 5.6 $4.7M 338k 13.80
Riot Blockchain (RIOT) 4.8 $4.0M 154k 25.70
Chesapeake Energy Corp *w Exp 99/99/999 (EXEEZ) 4.2 $3.5M 111k 31.86
Plains All Amer Pipeline Unit Ltd Partn (PAA) 3.0 $2.5M 245k 10.17
Pershing Square Tontine -a Cl A 2.1 $1.7M 87k 19.69
Ishares Core Total Bond Etf Total Usd (IUSB) 2.0 $1.6M 31k 53.24
Ishares Iboxx High Yld Corp Etf (HYG) 2.0 $1.6M 19k 87.45
Great Wastern Ban 1.9 $1.5M 47k 32.72
Schwab Us Aggregate Bond Etf Tr Us Aggregate B (SCHZ) 1.8 $1.5M 28k 54.23
Hostess Brands *w Exp 11/04/202 1.6 $1.3M 451k 2.98
Chesapeake Energy Corp *w Exp 99/99/999 (EXEEW) 1.6 $1.3M 36k 36.20
Neuberger Berman Mlp Income (NML) 1.3 $1.1M 223k 4.93
Spring Valley Acquis-class A Cl A 1.2 $1.0M 118k 8.68
Tortoise Midstream Energy M 1.2 $1.0M 35k 28.86
Greensky Inc-class A Cl A 1.2 $961k 86k 11.17
Invitae (NVTAQ) 1.1 $926k 33k 28.40
Clearway Energy Inc-a Cl A (CWEN.A) 1.1 $879k 31k 28.17
Nextera Energy Unit 09/01/2022s 1.0 $870k 15k 58.56
Discovery Inc-c Com Ser C 0.9 $732k 30k 24.27
Tortoise Energy Infrastructure closed end funds (TYG) 0.9 $730k 27k 27.08
Sciplay Corp-class A Cl A 0.8 $631k 31k 20.67
Ast Spacemobile *w Exp 04/06/202 0.8 $626k 160k 3.92
Fox Corporation (FOX) 0.7 $591k 16k 37.10
International Media Acquisit (IMAQ) 0.7 $568k 58k 9.80
Agrico Acquisition Corp-a SHS 0.7 $551k 55k 10.00
Goldman Sachs Mlp Energy Renai Com cef 0.7 $547k 51k 10.75
Desktop Metal Inc-a Cl A 0.7 $541k 76k 7.16
Aberdeen Glbl Prem Prop Com Sh Ben Int (AWP) 0.6 $491k 81k 6.05
Pimco Income Strategy Fund (PFL) 0.5 $453k 39k 11.61
Far Peak Acquisition Corp-a Cl A 0.5 $453k 46k 9.93
Cushing Mlp & Infrastruct Com New cef (SRV) 0.5 $443k 14k 31.76
Lucid Group *w Exp 07/23/202 0.5 $434k 38k 11.29
Chesapeake Energy Corp *w Exp 09/02/202 (EXEEL) 0.5 $433k 15k 29.21
Cadence Bancorp Cl A 0.5 $420k 19k 21.95
Golden Path Acquisition Corp Ordinary Shares 0.5 $415k 42k 9.89
Burgundy Technology Acquis-a Cl A 0.5 $412k 42k 9.93
Zanite Acquisition Corp-cl A Cl A 0.5 $397k 39k 10.09
Mudrick Capital Acquisitio-a Cl A 0.5 $395k 40k 9.93
Investors Ban 0.4 $371k 25k 15.09
Amerant Bancorp Inc - B CL B 0.4 $358k 15k 23.20
Tortoise Pipeline & Energy F 0.4 $351k 15k 23.94
Better World Acquisition Unt 0.4 $337k 34k 10.06
Global Consumer Acquisitn 0.4 $324k 33k 9.86
Kayne Anderson MLP Investment (KYN) 0.4 $320k 40k 8.00
Clover Leaf Capital Corp -a Cl A (CLOE) 0.4 $313k 31k 9.96
Adams Express Company (ADX) 0.4 $309k 16k 19.78
Liberty Tripadvisor Hdg-a Com Ser A (LTRPA) 0.4 $308k 100k 3.09
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.4 $307k 60k 5.12
Global Synergy Acquisition-a SHS 0.4 $302k 31k 9.78
Merida Merger Corp I 0.4 $297k 30k 9.96
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.3 $286k 29k 9.98
Golden Nugget Online Gaming Cl A 0.3 $284k 16k 17.31
East Stone Acquisition Corp SHS 0.3 $284k 28k 10.18
Yellowstone Acquisit Co-cl A Cl A 0.3 $271k 27k 10.13
Pontem Corp-class A Cl A 0.3 $263k 27k 9.70
GigInternational1 0.3 $260k 26k 9.85
Invesco Van Kampen Dyn Cr Opp Fund 0.3 $247k 21k 11.67
Oceantech Acquisitions I Cor Class A (OTAC) 0.3 $234k 24k 9.86
Eaton Vance Floating-Rate Income Trust (EFT) 0.3 $218k 15k 14.52
Pimco Income Strategy Fund II (PFN) 0.3 $218k 22k 10.11
Brookfield Real Assets Incom Com Shs Ben Int (RA) 0.3 $214k 10k 20.83
Datchat *w Exp 08/13/202 (DATSW) 0.2 $206k 24k 8.59
Blue Safari Group Acquisit-a SHS 0.2 $204k 21k 9.86
BlackRock Enhanced Capital and Income (CII) 0.2 $203k 10k 20.15
Nuveen Equity Premium and Growth Fund (SPXX) 0.2 $201k 12k 17.07
Apollo Strategic Growth-cl A Cl A 0.2 $200k 21k 9.75
Putnam Mun Opptys Tr Sbi Tr Sh Ben Int (PMO) 0.2 $200k 15k 13.66