OTA Financial as of March 31, 2012
Portfolio Holdings for OTA Financial
OTA Financial holds 0 positions in its portfolio as reported in the March 2012 quarterly 13F filing
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE AMOUNT TYPE INVSTMT OTHER VOTE
DISCRETION MANAGERS AUTHORITY
SOLE
ABERDEEN ASIA PAC INC FD COM 003009107 180 24827 SH DEFINED 1 180
ADVENT CLAYMORE CONV SEC COM 00764C109 168 10340 SH DEFINED 1 168
ALEXZA PHARMACEUTICALS INC CALL 015384900 10 17000 SH DEFINED 2 10
ALLIANCEBERNSTEIN INC FUND COM 01881E101 231 28234 SH DEFINED 1 231
AMERICA MOVIL S A DE C V SHS 02364W204 318 12947 SH DEFINED 1 318
AMERICAN INTERNATIONAL GROUP COM 026874784 200 6515 SH DEFINED 1 200
BANK OF AMERICA CORPORATION WT *W EXP 01/16/2019 060505146 115 24872 SH DEFINED 1 115
BANK OF AMERICA CORPORATION WT *W EXP 10/28/2018 060505153 18 17666 SH DEFINED 1 18
BLACKROCK CORPORATE HY FD 5 COM 09255N102 226 18033 SH DEFINED 1 226
BLACKROCK INCOME OPPORTUNITY COM 092475102 109 10439 SH DEFINED 1 109
BLACKROCK MUNIYIELD QUALITY COM 09254E103 361 25462 SH DEFINED 1 361
BOISE INC COM 09746Y105 2754 335469 SH DEFINED 1 2754
BORG-WARNER AUTO NOTE 3.500% 4/1 099724AF3 48459 188560 SH DEFINED 1 48459
BUD MINERALS LTD NOTE 2.500% 3/2 09061GAC5 4210 20000 SH DEFINED 1 4210
CARNIVAL CORP PAIRED CTF 143658300 206 6423 SH DEFINED 1 206
CHINA XD PLASTICS CO LTD PUT 16948F957 156 28100 SH DEFINED 2 156
CITIGROUP INC *W EXP 01/04/201 172967226 8 20799 SH DEFINED 1 8
CITIGROUP INC *W EXP 10/28/201 172967234 5 64394 SH DEFINED 1 5
CITIGROUP INC UNIT 99/99/9999 172967416 2486 24022 SH DEFINED 1 2486
CLEARBRIDGE ENERGY MLP FUND COM 184692101 431 18298 SH DEFINED 1 431
EATON VANCE RISK-MANAGED DIV COM 27829G106 146 13849 SH DEFINED 1 146
EATON VANCE SR FLOATING COM 27828Q105 614 40347 SH DEFINED 1 614
EATON VANCE TAX-MANAGED GLOB COM 27829F108 279 31353 SH DEFINED 1 279
FORD MOTOR CO *W EXP 01/01/201 345370134 10068 2893343 SH DEFINED 1 2 10068
FORD MOTOR CO PUT 345370950 247 19600 SH DEFINED 2 247
GENERAL MOTORS CO *W EXP 07/10/201 37045V126 1828 163284 SH DEFINED 1 1828
GENERAL MOTORS CO *W EXP 07/10/201 37045V118 8533 513118 SH DEFINED 1 8533
GENERAL MOTORS CO JR PFD CNV SRB 37045V209 562 13439 SH DEFINED 1 562
GOODYEAR TIRE & RUBBER CO COM 382550101 112 10071 SH DEFINED 1 112
HARTFORD FINL SVCS GRP DEP CONV PFD 416515708 452 21099 SH DEFINED 1 452
INGERSOLL-RAND GL HLD CO NOTE 4.500% 4/1 45687AAD4 11581 50000 SH DEFINED 1 11581
INVESCO VAN KAMPEN DYNAMIC C COM 46132R104 722 61888 SH DEFINED 1 722
ISHARES BARCLAYS CREDIT BOND CR BD 464288620 396 3616 SH DEFINED 1 396
ISHARES INC MSCI TAIWAN 464286731 267 19953 SH DEFINED 1 267
ISHARES MSCI EAFE INDEX FUND MSCI EAFE INDEX 464287465 5977 108881 SH DEFINED 1 5977
ISHARES MSCI EMERGING MKT MSCI EMERG MKT 464287234 3316 77241 SH DEFINED 1 3316
ISHARES MSCI HONG KONG INDEX MSCI HONG KONG 464286871 541 31062 SH DEFINED 1 541
ISHARES MSCI SOUTH KOREA MSCI S KOREA 464286772 380 6390 SH DEFINED 1 380
ISHARES MSCI THAILAND INVSTB MSCI THAILAND 464286624 241 3320 SH DEFINED 1 241
ISHARES S^P EUROPE 350 EURO PLUS 464287861 544 14588 SH DEFINED 1 544
ISHARES S^P NA NAT RES S I F NA NAT RES 464287374 433 10993 SH DEFINED 1 433
JPMORGAN ALERIAN MLP INDEX ALERIAN ML ETN 46625H365 791 20219 SH DEFINED 1 791
JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 233 17478 SH DEFINED 1 233
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 705 9453 SH DEFINED 1 705
MARKET VECTORS INDONESIA IND ETF 57060U753 205 6888 SH DEFINED 1 205
MARKET VECTORS RUSSIA ETF ETF 57060U506 293 9493 SH DEFINED 1 293
MINEFINDERS CORP COM 602900102 529 38119 SH DEFINED 1 529
MOLYCORP INC PFD CONV SER A 608753208 691 9646 SH DEFINED 1 691
NEUBERGER BERMAN REAL COM 64190A103 102 23845 SH DEFINED 1 102
NEWS CORP CL B CL B 65248E203 333 16668 SH DEFINED 1 333
NUVEEN CREDIT STRATEGIES INC SHS 67073D102 126 14083 SH DEFINED 1 126
NUVEEN INS MUNI OPPTY COM 670984103 230 15769 SH DEFINED 1 230
OCLARO INC COM 67555N206 57 14485 SH DEFINED 1 57
PETROLEO BRASILEIRO S.A.-ADR ADR 71654V408 451 17003 SH DEFINED 1 451
PIMCO MUNI INCOME FD II COM 72200W106 322 26444 SH DEFINED 1 322
POWERSHARES FTSE RAFI EM MKT EMER MRKT PORT 73936T763 241 10536 SH DEFINED 1 241
POWERSHARES SENIOR LOAN PORT SENIOR LN PORT 73936Q769 476 19402 SH DEFINED 1 476
REED ELSEVIER PLC-SPONS ADR ADR 758205207 309 8736 SH DEFINED 1 309
ROYAL DUTCH SHELL PLC-ADR PLC SPON ADR B 780259107 701 9939 SH DEFINED 1 701
SPDR BARCLAYS CAPITAL HIGH ETF 78464A417 6661 169204 SH DEFINED 1 6661
SPROTT PHYSICAL GOLD TRUST GOLD TRUST UNIT 85207H104 858 59440 SH DEFINED 1 858
SPROTT PHYSICAL SILVER TRUST TR UNIT 85207K107 358 26305 SH DEFINED 1 358
SYNOVUS FINANCIAL CORP UNIT 99/99/9999 87161C204 1373 71738 SH DEFINED 1 1373
TELECOM ITALIA SPA-SPON ADR ORD 87927Y102 160 13517 SH DEFINED 1 160
TRI CONTL CORP COM 895436103 180 11343 SH DEFINED 1 180
UNILEVER PLC NEW ADR ADR 904767704 273 8263 SH DEFINED 1 273
VALE CAPITAL II CV 6.75%12 91912F201 4756 75000 SH DEFINED 1 4756
VANGUARD FTSE ALL-WORLD EX-U F ALLWRLD EX US 922042775 227 5140 SH DEFINED 1 227
VANGUARD MSCI PACIFIC ETF ETF 922042866 1027 19337 SH DEFINED 1 1027
VANGUARD S/T CORP BOND ETF SHRT-TERM CORP 92206C409 586 7415 SH DEFINED 1 586
VULCAN MATERIALS CO COM 929160109 547 12821 SH DEFINED 1 547
WELLS FARGO ADVANTAGE INCOME SHS 94987B105 240 23506 SH DEFINED 1 240
WESTERN ASSET HIGH INC FD II COM 95766J102 165 16600 SH DEFINED 1 165
WESTERN ASSET MANAGED HIGH Y COM 95766L107 257 41997 SH DEFINED 1 257
WHITING PETROLEUM CORP NEW PERP PFD CONV 966387201 7148 28200 SH DEFINED 1 7148
WISDOMTREE INDIA EARNINGS INDIA ERNGS FD 97717W422 667 34612 SH DEFINED 1 667