OTA Financial as of June 30, 2012
Portfolio Holdings for OTA Financial
OTA Financial holds 0 positions in its portfolio as reported in the June 2012 quarterly 13F filing
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE AMOUNT TYPE INVSTMT OTHER VOTE
DISCRETION MANAGERS AUTHORITY
SOLE
ADAMS EXPRESS COMPANY COM 006212104 139 13223 SH DEFINED 1 139
ALERIAN MLP ETF ALERIAN MLP 00162Q866 552 34557 SH DEFINED 1 552
ALLIANCE DATA SYSTEMS CO NOTE 4.750% 5/1 018581AC2 30714 107020 SH DEFINED 1 30714
AMERICA MOVIL S A DE C V SHS 02364W204 421 16154 SH DEFINED 1 421
BANK OF AMERICA CORP WT EXP 011619 *W EXP 01/16/201 060505146 70 19962 SH DEFINED 1 70
BANK OF AMERICA CORP WT EXP 102818 *W EXP 10/28/201 060505153 15 19577 SH DEFINED 1 15
BHP BILLITON LTD ADR ADR 088606108 1073 16434 SH DEFINED 1 1073
BIOMARIN PHARMACEUTICAL NOTE 2.500% 3/2 09061GAC5 4847 20000 SH DEFINED 1 4847
BLACKROCK BUILD AMERICA BOND SHS 09248X100 221 9619 SH DEFINED 1 221
BLACKROCK CORPORATE HY FD 5 COM 09255N102 402 31652 SH DEFINED 1 402
BLACKROCK CORPORATE HY FD VI COM 09255P107 280 22564 SH DEFINED 1 280
BLACKROCK GLOBAL OPP EQTY TR COM 092501105 265 20063 SH DEFINED 1 265
BLACKROCK MUNI INTERM DURATI COM 09253X102 308 18817 SH DEFINED 1 308
BLACKROCK REAL ASSET EQUITY COM 09254B109 154 15125 SH DEFINED 1 154
CARNIVAL PLC-ADR ADR 14365C103 261 7619 SH DEFINED 1 261
CHINA XD PLASTICS CO LTD PUT 16948F957 83 18100 PUT DEFINED 2 83
CITIGROUP INC COM 172967424 2981 108756 SH DEFINED 1 2981
EATON CORP COM 278058102 599 15129 SH DEFINED 1 599
EATON VANCE TAX-MANAGED GLOB COM 27829F108 197 23754 SH DEFINED 1 197
ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 769 24055 SH DEFINED 1 769
FORD MOTOR CO *W EXP 01/01/201 345370134 3743 3342288 SH DEFINED 1 2 3743
FORD MOTOR CO PUT 345370950 199 21200 PUT DEFINED 2 199
GAMCO GLOBAL GOLD NATURAL RE COM SH BEN INT 36465A109 579 43211 SH DEFINED 1 579
GENERAL MOTORS CO *W EXP 07/10/201 37045V118 7602 689837 SH DEFINED 1 7602
GENERAL MOTORS CO *W EXP 07/10/201 37045V126 288 42500 SH DEFINED 1 288
GENERAL MOTORS CO PFD CNV SRB 37045V209 560 16895 SH DEFINED 1 560
HARTFORD FINL SVCS GRP DEP CONV PFD 416515708 298 15958 SH DEFINED 1 298
INVESCO VAN KAMPEN DYNAMIC C COM 46132R104 131 11211 SH DEFINED 1 131
IPATH MSCI INDIA INDEX ETN IPMS INDIA ETN 06739F291 415 8054 SH DEFINED 1 415
ISHARES BARCLAYS 1-3 YEAR CR BARCLYS 1-3YR CR 464288646 596 5694 SH DEFINED 1 596
ISHARES BARCLAYS AGGREGATE BARCLY USAGG B 464287226 1664 14958 SH DEFINED 1 1664
ISHARES BARCLAYS CREDIT BOND BARCLYS CR BD 464288620 3630 32707 SH DEFINED 1 3630
ISHARES IBOXX H/Y CORP BOND HIGH YLD CORP 464288513 981 10764 SH DEFINED 1 981
ISHARES INC MSCI BRAZIL 464286400 263 5092 SH DEFINED 1 263
ISHARES INC MSCI TAIWAN 464286731 251 20569 SH DEFINED 1 251
ISHARES MSCI ASIA EX-JAPAN MSCI ACJPN IDX 464288182 297 5657 SH DEFINED 1 297
ISHARES MSCI EAFE INDEX FUND MSCI EAFE INDEX 464287465 511 10245 SH DEFINED 1 511
ISHARES MSCI HONG KONG INDEX MSCI HONG KONG 464286871 673 41093 SH DEFINED 1 673
ISHARES MSCI INDONESIA INVES INDONE INVS MRKT 46429B309 396 13819 SH DEFINED 1 396
ISHARES MSCI JAPAN INDEX FD MSCI JAPAN 464286848 657 69871 SH DEFINED 1 657
ISHARES MSCI PACIFIC EX JPN MSCI PAC J IDX 464286665 505 12394 SH DEFINED 1 505
ISHARES MSCI SINGAPORE MSCI SINGAPORE 464286673 243 19725 SH DEFINED 1 243
ISHARES MSCI SOUTH KOREA MSCI S KOREA 464286772 358 6546 SH DEFINED 1 358
JOHN HANCOCK PFD INCOME II COM 41013X106 214 9719 SH DEFINED 1 214
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 4298 54703 SH DEFINED 1 4298
KINDER MORGAN INC COM 49456B101 209 6513 SH DEFINED 1 209
LENNAR CORP CL B CL B 526057302 599 24928 SH DEFINED 1 599
LIBERTY ALL STAR EQUITY FUND FD SH BEN INT 530158104 113 25147 SH DEFINED 1 113
LIBERTY GLOBAL INC-C COM SER C 530555309 606 12696 SH DEFINED 1 606
MAXIS NIKKEI 225 INDEX FUND MAXIS NIKKEI 74016W106 166 12280 SH DEFINED 1 166
METLIFE INC COM 59156R108 386 12542 SH DEFINED 1 386
NUVEEN MULTI-CURRENCY SHORT- COM 67090N109 155 12564 SH DEFINED 1 155
NUVEEN QUALITY PFD INCM FD COM 67071S101 402 48401 SH DEFINED 1 402
OI SA-ADR ADR 670851104 53 11517 SH DEFINED 1 53
PETROLEO BRASILEIRO S.A.-ADR ADR 71654V408 189 10095 SH DEFINED 1 189
PFIZER INC COM 717081103 496 21600 SH DEFINED 2 496
POWERSHARES SENIOR LOAN SENIOR LN PORT 73936Q769 435 17852 SH DEFINED 1 435
PUTNAM MANAGED MUNI INCM TRS COM 746823103 144 18078 SH DEFINED 1 144
ROYAL DUTCH SHELL PLC PLC SPONS ADR A 780259206 3025 44867 SH DEFINED 1 3025
SPROTT PHYSICAL GOLD TRUST GOLD TRUST UNIT 85207H104 1408 102144 SH DEFINED 1 1408
SYNOVUS FINANCIAL CORP UNIT 99/99/9999 87161C204 1086 58799 SH DEFINED 1 1086
THRESHOLD PHARMACEUTICALS COM 885807206 212 28676 SH DEFINED 2 212
UNILEVER N V -NY SHARES SHS 904784709 4170 125052 SH DEFINED 1 4170
UNITED TECHNOLOGIES CORP COM 913017109 536 7106 SH DEFINED 1 536
VANGUARD FTSE ALL-WORLD EX-U INDEX F ALLWRLD EX US 922042775 329 8050 SH DEFINED 1 329
WELLS FARGO ADVANTAGE MULTI SHS 94987D101 182 11952 SH DEFINED 1 182
WESTERN ASSET EMERGING MARKE COM 95766E103 182 12483 SH DEFINED 1 182
WESTERN ASSET HIGH INC FD II COM 95766J102 237 23698 SH DEFINED 1 237
WESTERN ASSET MANAGED HIGH Y COM 95766L107 84 13349 SH DEFINED 1 84
WHITING PETROLEUM CORP PERP PFD CONV 966387201 6221 32801 SH DEFINED 1 6221
WISDOMTREE INDIA EARNINGS INDIA ERNGS FD 97717W422 274 15903 SH DEFINED 1 274