OTA Financial

OTA Financial as of June 30, 2012

Portfolio Holdings for OTA Financial

OTA Financial holds 0 positions in its portfolio as reported in the June 2012 quarterly 13F filing

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NAME OF ISSUER                         TITLE OF CLASS          CUSIP      VALUE   AMOUNT  TYPE    INVSTMT    OTHER        VOTE
                                                                                                 DISCRETION MANAGERS  AUTHORITY
                                                                                                                           SOLE
ADAMS EXPRESS COMPANY                  COM                     006212104     139    13223  SH   DEFINED        1             139
ALERIAN MLP ETF                        ALERIAN MLP             00162Q866     552    34557  SH   DEFINED        1             552
ALLIANCE DATA SYSTEMS CO               NOTE 4.750% 5/1         018581AC2   30714   107020  SH   DEFINED        1           30714
AMERICA MOVIL S A DE C V               SHS                     02364W204     421    16154  SH   DEFINED        1             421
BANK OF AMERICA CORP WT EXP 011619     *W EXP 01/16/201        060505146      70    19962  SH   DEFINED        1              70
BANK OF AMERICA CORP WT EXP 102818     *W EXP 10/28/201        060505153      15    19577  SH   DEFINED        1              15
BHP BILLITON LTD     ADR               ADR                     088606108    1073    16434  SH   DEFINED        1            1073
BIOMARIN PHARMACEUTICAL                NOTE 2.500% 3/2         09061GAC5    4847    20000  SH   DEFINED        1            4847
BLACKROCK BUILD AMERICA BOND           SHS                     09248X100     221     9619  SH   DEFINED        1             221
BLACKROCK CORPORATE HY FD 5            COM                     09255N102     402    31652  SH   DEFINED        1             402
BLACKROCK CORPORATE HY FD VI           COM                     09255P107     280    22564  SH   DEFINED        1             280
BLACKROCK GLOBAL OPP EQTY TR           COM                     092501105     265    20063  SH   DEFINED        1             265
BLACKROCK MUNI INTERM DURATI           COM                     09253X102     308    18817  SH   DEFINED        1             308
BLACKROCK REAL ASSET EQUITY            COM                     09254B109     154    15125  SH   DEFINED        1             154
CARNIVAL PLC-ADR                       ADR                     14365C103     261     7619  SH   DEFINED        1             261
CHINA XD PLASTICS CO LTD               PUT                     16948F957      83    18100  PUT  DEFINED        2              83
CITIGROUP INC                          COM                     172967424    2981   108756  SH   DEFINED        1            2981
EATON CORP                             COM                     278058102     599    15129  SH   DEFINED        1             599
EATON VANCE TAX-MANAGED GLOB           COM                     27829F108     197    23754  SH   DEFINED        1             197
ENBRIDGE ENERGY MANAGEMENT L           SHS UNITS LLI           29250X103     769    24055  SH   DEFINED        1             769
FORD MOTOR CO                          *W EXP 01/01/201        345370134    3743  3342288  SH   DEFINED     1     2         3743
FORD MOTOR CO                          PUT                     345370950     199    21200  PUT  DEFINED        2             199
GAMCO GLOBAL GOLD NATURAL RE           COM SH BEN INT          36465A109     579    43211  SH   DEFINED        1             579
GENERAL MOTORS CO                      *W EXP 07/10/201        37045V118    7602   689837  SH   DEFINED        1            7602
GENERAL MOTORS CO                      *W EXP 07/10/201        37045V126     288    42500  SH   DEFINED        1             288
GENERAL MOTORS CO                      PFD CNV SRB             37045V209     560    16895  SH   DEFINED        1             560
HARTFORD FINL SVCS GRP                 DEP CONV PFD            416515708     298    15958  SH   DEFINED        1             298
INVESCO VAN KAMPEN DYNAMIC C           COM                     46132R104     131    11211  SH   DEFINED        1             131
IPATH MSCI INDIA INDEX ETN             IPMS INDIA ETN          06739F291     415     8054  SH   DEFINED        1             415
ISHARES BARCLAYS 1-3 YEAR CR           BARCLYS 1-3YR CR        464288646     596     5694  SH   DEFINED        1             596
ISHARES BARCLAYS AGGREGATE             BARCLY USAGG B          464287226    1664    14958  SH   DEFINED        1            1664
ISHARES BARCLAYS CREDIT BOND           BARCLYS CR BD           464288620    3630    32707  SH   DEFINED        1            3630
ISHARES IBOXX H/Y CORP BOND            HIGH YLD CORP           464288513     981    10764  SH   DEFINED        1             981
ISHARES INC                            MSCI BRAZIL             464286400     263     5092  SH   DEFINED        1             263
ISHARES INC                            MSCI TAIWAN             464286731     251    20569  SH   DEFINED        1             251
ISHARES MSCI ASIA EX-JAPAN             MSCI ACJPN IDX          464288182     297     5657  SH   DEFINED        1             297
ISHARES MSCI EAFE INDEX FUND           MSCI EAFE INDEX         464287465     511    10245  SH   DEFINED        1             511
ISHARES MSCI HONG KONG INDEX           MSCI HONG KONG          464286871     673    41093  SH   DEFINED        1             673
ISHARES MSCI INDONESIA INVES           INDONE INVS MRKT        46429B309     396    13819  SH   DEFINED        1             396
ISHARES MSCI JAPAN INDEX FD            MSCI JAPAN              464286848     657    69871  SH   DEFINED        1             657
ISHARES MSCI PACIFIC EX JPN            MSCI PAC J IDX          464286665     505    12394  SH   DEFINED        1             505
ISHARES MSCI SINGAPORE                 MSCI SINGAPORE          464286673     243    19725  SH   DEFINED        1             243
ISHARES MSCI SOUTH KOREA               MSCI S KOREA            464286772     358     6546  SH   DEFINED        1             358
JOHN HANCOCK PFD INCOME II             COM                     41013X106     214     9719  SH   DEFINED        1             214
KINDER MORGAN ENERGY PARTNER           UT LTD PARTNER          494550106    4298    54703  SH   DEFINED        1            4298
KINDER MORGAN INC                      COM                     49456B101     209     6513  SH   DEFINED        1             209
LENNAR CORP         CL B               CL B                    526057302     599    24928  SH   DEFINED        1             599
LIBERTY ALL STAR EQUITY FUND           FD SH BEN INT           530158104     113    25147  SH   DEFINED        1             113
LIBERTY GLOBAL INC-C                   COM SER C               530555309     606    12696  SH   DEFINED        1             606
MAXIS NIKKEI 225 INDEX FUND            MAXIS NIKKEI            74016W106     166    12280  SH   DEFINED        1             166
METLIFE INC                            COM                     59156R108     386    12542  SH   DEFINED        1             386
NUVEEN MULTI-CURRENCY SHORT-           COM                     67090N109     155    12564  SH   DEFINED        1             155
NUVEEN QUALITY PFD INCM FD             COM                     67071S101     402    48401  SH   DEFINED        1             402
OI SA-ADR                              ADR                     670851104      53    11517  SH   DEFINED        1              53
PETROLEO BRASILEIRO S.A.-ADR           ADR                     71654V408     189    10095  SH   DEFINED        1             189
PFIZER INC                             COM                     717081103     496    21600  SH   DEFINED        2             496
POWERSHARES SENIOR LOAN                SENIOR LN PORT          73936Q769     435    17852  SH   DEFINED        1             435
PUTNAM MANAGED MUNI INCM TRS           COM                     746823103     144    18078  SH   DEFINED        1             144
ROYAL DUTCH SHELL PLC                  PLC SPONS ADR A         780259206    3025    44867  SH   DEFINED        1            3025
SPROTT PHYSICAL GOLD TRUST             GOLD TRUST UNIT         85207H104    1408   102144  SH   DEFINED        1            1408
SYNOVUS FINANCIAL CORP                 UNIT 99/99/9999         87161C204    1086    58799  SH   DEFINED        1            1086
THRESHOLD PHARMACEUTICALS              COM                     885807206     212    28676  SH   DEFINED        2             212
UNILEVER N V  -NY SHARES               SHS                     904784709    4170   125052  SH   DEFINED        1            4170
UNITED TECHNOLOGIES CORP               COM                     913017109     536     7106  SH   DEFINED        1             536
VANGUARD FTSE ALL-WORLD EX-U           INDEX F ALLWRLD EX US   922042775     329     8050  SH   DEFINED        1             329
WELLS FARGO ADVANTAGE MULTI            SHS                     94987D101     182    11952  SH   DEFINED        1             182
WESTERN ASSET EMERGING MARKE           COM                     95766E103     182    12483  SH   DEFINED        1             182
WESTERN ASSET HIGH INC FD II           COM                     95766J102     237    23698  SH   DEFINED        1             237
WESTERN ASSET MANAGED HIGH Y           COM                     95766L107      84    13349  SH   DEFINED        1              84
WHITING PETROLEUM CORP                 PERP PFD CONV           966387201    6221    32801  SH   DEFINED        1            6221
WISDOMTREE INDIA EARNINGS              INDIA ERNGS FD          97717W422     274    15903  SH   DEFINED        1             274