OTA Financial

OTA Financial as of Dec. 31, 2012

Portfolio Holdings for OTA Financial

OTA Financial holds 0 positions in its portfolio as reported in the December 2012 quarterly 13F filing

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NAME OF ISSUER                     TITLE OF CLASS            CUSIP       VALUE     AMOUNT   TYPE     INVSTMT   OTHER         VOTE
                                                                                                   DISCRETION MANAGERS   AUTHORITY
                                                                                                                              SOLE
ABBOTT LABORATORIES                COM                       002824100     5345      81615   SH    DEFINED        1            5345
ABERDEEN ASIA PAC INC FD           COM                       003009107      101      13163   SH    DEFINED        1             101
AETNA INC                          COM                       00817Y108      315       6821   SH    DEFINED        1             315
ALLIANCE DATA SYSTEMS CO           NOTE 4.750% 5/1           018581AC2    45913     149890   SH    DEFINED        1           45913
AMERICA MOVIL S A DE C V           SHS                       02364W204     1256      54281   SH    DEFINED        1            1256
AMERICAN REALTY CAPITAL TRUS       COM                       02917L101      429      37193   SH    DEFINED        1             429
APACHE CORP                        COM                       037411105      268       3422   SH    DEFINED        1             268
BANK OF AMERICA CORP               COM                       060505104      467      40312   SH    DEFINED        1             467
BANK OF AMERICA CORPORATION        *W EXP 10/28/201          060505153       32      42260   SH    DEFINED        1              32
BHP BILLITON LTD     ADR           ADR                       088606108      779       9942   SH    DEFINED        1             779
BLACKROCK GLOBAL OPP EQTY TR       COM                       092501105      198      15000   SH    DEFINED        1             198
BLACKROCK INCOME OPPORTUNITY       COM                       092475102      184      16273   SH    DEFINED        1             184
CARNIVAL CORP                      PAIRED CTF                143658300      234       6382   SH    DEFINED        1             234
CBS CORP-CLASS A VOTING            CL A                      124857103      251       6609   SH    DEFINED        1             251
CELSION CORP                       COM                       15117N305      118      14420   SH    DEFINED     1     2          118
CENTRAL FUND CANADA LTD-A          CL A                      153501101      651      30978   SH    DEFINED        1             651
CITIGROUP INC                      *W EXP 01/04/201          172967226       24      58870   SH    DEFINED        1              24
CITIZENS REPUBLIC BANCORP IN       COM                       174420307      400      21124   SH    DEFINED        1             400
EATON VANCE INSURED MUNI BON       COM                       27827X101      984      70389   SH    DEFINED        1             984
EATON VANCE LIMITED                COM                       27828H105      599      35967   SH    DEFINED        1             599
EATON VANCE RISK-MANAGED DIV       COM                       27829G106      123      11804   SH    DEFINED        1             123
EATON VANCE SR FLOATING            COM                       27828Q105      374      23424   SH    DEFINED        1             374
EATON VANCE T/A GL DVD INCM        COM                       27828S101      333      24523   SH    DEFINED        1             333
EATON VANCE TAX ADVANTAGE          COM                       27828G107      339      20563   SH    DEFINED        1             339
EATON VANCE TAX-MANAGED GLOB       COM                       27829F108      109      12384   SH    DEFINED        1             109
FIRST CALIFORNIA FINANCIAL G       COM                       319395109      140      18230   SH    DEFINED        1             140
FORD MOTOR CO                      *W EXP 01/01/201          345370134     4405    1141328   SH    DEFINED        1            4405
FREEPORT MCMORAN COPPER & GO       COM                       35671D857     2047      59860   SH    DEFINED        1            2047
GENERAL MOTORS CO                  PFD CNV SRB               37045V209      317       7190   SH    DEFINED        1             317
GENERAL MOTORS CO                  *W EXP 07/10/201          37045V118    25183    1291449   SH    DEFINED        1           25183
GENERAL MOTORS CO                  *W EXP 07/10/201          37045V126     8763     701623   SH    DEFINED        1            8763
HARTFORD FINL SVCS GRP             DEP CONV PFD              416515708     1889      91514   SH    DEFINED        1            1889
HEALTH CARE REIT INC               COM                       42217K106      617      10070   SH    DEFINED        1             617
INTL BUSINESS MACHINES             COM                       459200101      880       4599   SH    DEFINED        1             880
INVESCO DYNAMIC CREDIT OPPO        COM                       46132R104      694      55623   SH    DEFINED        1             694
INVESCO MUNICIPAL TRUST            COM                       46131J103      443      30832   SH    DEFINED        1             443
INVESCO QUALITY MUNI INC TR        COM                       46133G107      472      34520   SH    DEFINED        1             472
ISHA MSCI EMERG MKT MIN VOL        EM MKT MIN VOL            464286533      806      13323   SH    DEFINED        1             806
ISHARES CORE TOTAL US BOND M       ETF                       464287226     1176      10589   SH    DEFINED        1            1176
ISHARES INC                        MSCI TAIWAN               464286731      385      28291   SH    DEFINED        1             385
ISHARES INC                        MSCI BRAZIL               464286400      367       6554   SH    DEFINED        1             367
ISHARES MSCI EAFE GROWTH INX       MSCI GRW IDX              464288885     2021      33674   SH    DEFINED        1            2021
ISHARES MSCI EAFE VALUE INX        MSCI VAL IDX              464288877     1578      32451   SH    DEFINED        1            1578
ISHARES MSCI HONG KONG INDEX       MSCI HONG KONG            464286871      765      39432   SH    DEFINED        1             765
ISHARES MSCI INDONESIA INVES       INDONE INVS MRKT          46429B309      295       9761   SH    DEFINED        1             295
ISHARES MSCI MALAYSIA              MSCI MALAYSIA             464286830      661      43732   SH    DEFINED        1             661
ISHARES MSCI SOUTH AFRICA          MSCI STH AFRCA            464286780      224       3139   SH    DEFINED        1             224
ISHARES MSCI SOUTH KOREA           MSCI S KOREA              464286772      491       7752   SH    DEFINED        1             491
JOHN HAN PREMIUM DIVIDEND FD       DIV FD COM SH BEN INT     41013T105      214      15810   SH    DEFINED        1             214
KAYNE ANDERSON ENERGY TOT RT       COM                       48660P104      515      20950   SH    DEFINED        1             515
KINDER MORGAN ENERGY PARTNER       UT LTD PARTNER            494550106     1084      13595   SH    DEFINED        1            1084
LENNAR CORP         CL B           CL B                      526057302     2612      85529   SH    DEFINED        1            2612
LEUCADIA NATIONAL CORP             COM                       527288104      312      13154   SH    DEFINED        1             312
LIBERTY GLOBAL INC-C               COM SER C                 530555309      370       6309   SH    DEFINED        1             370
MAXIS NIKKEI 225 INDEX FUND        TR MAXIS NIKKEI           74016W106      551      38194   SH    DEFINED        1             551
MECHEL-PREF SPON ADR               SPON ADR PFD              583840509       19      10307   SH    DEFINED        1              19
MFS CHARTER INCOME TRUST           TR SH BEN INT             552727109      190      18864   SH    DEFINED        1             190
NUVEEN EQTY PREM INCM FD           COM                       6706ER101      157      13306   SH    DEFINED        1             157
NUVEEN PERF PLS MUNI               COM                       67062P108      192      11926   SH    DEFINED        1             192
NUVEEN QUAL INC MUNI               COM                       670977107      260      17042   SH    DEFINED        1             260
NUVEEN QUALITY PFD INCM FD         COM                       67071S101      174      20153   SH    DEFINED        1             174
NYSE EURONEXT                      COM                       629491101      944      29954   SH    DEFINED        1             944
OI SA-ADR                          ADR                       670851104       55      12917   SH    DEFINED        1              55
ONCOTHYREON INC                    PUT                       682324958       36      17900   PUT   DEFINED        2              36
P P G INDUSTRIES INC               COM                       693506107      473       3499   SH    DEFINED        1             473
PETROLEO BRASILEIRO S.A.-ADR       ADR                       71654V408     1260      64759   SH    DEFINED        1            1260
POWERSHARES SENIOR LOAN            TRUST II SENIOR LN PORT   73936Q769      208       8345   SH    DEFINED        1             208
PPL CORPORATION                    UNIT 99/99/9999           69351T601     2120      40544   SH    DEFINED        1            2120
PVH CORP                           COM                       693656100      342       3081   SH    DEFINED        1             342
ROYAL DUTCH SHELL PLC              PLC SPONS ADR A           780259206     3548      51463   SH    DEFINED        1            3548
SPDR BARCLAYS SHORT-TERM HIG       SHT TRM HGH YLD           78468R408      221       7251   SH    DEFINED        1             221
SPDR S^P INTL SMALL CAP            FDS S^P INTL SMLCP        78463X871      219       7730   SH    DEFINED        1             219
SPDR S^P RUSSIA ETF                ETF                       78463X558      318      10951   SH    DEFINED        1             318
SPROTT PHYSICAL GOLD TRUST         TRUST UNIT                85207H104     3821     268951   SH    DEFINED        1            3821
SPROTT PHYSICAL SILVER TRUST       TR TR UNIT                85207K107     2812     233576   SH    DEFINED        1            2812
SYNOVUS FINANCIAL CORP             UNIT 99/99/9999           87161C204      734      33380   SH    DEFINED        1             734
TERASDYNE INC                      NOTE 4.500% 3/1           880770AE2    15500      50000   SH    DEFINED        1           15500
UNILEVER PLC NEW     ADR           ADR                       904767704      894      23103   SH    DEFINED        1             894
VALE SA-SP PREF ADR                ADR REPSTG PFD            91912E204      635      31309   SH    DEFINED        1             635
VANGUARD MSCI EAFE ETF             ETF                       921943858      949      26956   SH    DEFINED        1             949
VANGUARD MSCI PACIFIC ETF          ETF                       922042866     1252      23468   SH    DEFINED        1            1252
VERINT SYSTEMS INC                 COM                       92343X100      438      14936   SH    DEFINED        1             438
WESTERN ASSET EMERGING MARKE       COM                       95766E103      340      22248   SH    DEFINED        1             340
WESTERN ASSET HIGH INC FD II       COM                       95766J102      608      63037   SH    DEFINED        1             608
WESTERN ASSET HIGH YIELD DEF       COM                       95768B107      310      16965   SH    DEFINED        1             310
WESTERN ASSET MANAGED HIGH Y       COM                       95766L107      130      21216   SH    DEFINED        1             130
WHITING PETROLEUM CORP             CORP NEW PERP PFD CONV    966387201     7675      38422   SH    DEFINED        1            7675
WISDOMTREE INDIA EARNINGS          INDIA ERNGS FD            97717W422      548      28315   SH    DEFINED        1             548