OTA Financial

OTA Financial Group as of Sept. 30, 2018

Portfolio Holdings for OTA Financial Group

OTA Financial Group holds 56 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Bank Of America Corporation warrant 52.5 $127M 7.8M 16.32
Jpmorgan Chase & Co. w exp 10/201 7.8 $19M 296k 63.43
Sprott Physical Silver Tr tr unit (PSLV) 3.9 $9.4M 1.6M 5.87
Sprott Physical Gold & S (CEF) 3.7 $9.0M 716k 12.53
Liberty Broadband Cl C (LBRDK) 3.2 $7.8M 104k 75.71
Liberty Media Corp Delaware Com A Siriusxm 2.9 $7.0M 155k 45.05
Zions Bancorporation *w exp 05/22/202 2.0 $4.7M 234k 20.30
Sprott Physical Gold Trust (PHYS) 1.9 $4.5M 440k 10.18
Liberty Media Corp Delaware Com C Siriusxm 1.6 $4.0M 88k 45.35
Fox News 1.4 $3.5M 71k 49.26
Zillow Group Inc Cl C Cap Stk (Z) 1.4 $3.4M 58k 59.06
Cadence Bancorporation cl a 1.2 $2.9M 102k 28.86
Altaba 1.0 $2.5M 34k 73.21
Lennar Corporation (LEN.B) 1.0 $2.3M 55k 42.67
Wts/the Pnc Financial Services Grp wts 0.9 $2.2M 32k 68.91
Pinnacle Foods Inc De 0.9 $2.2M 33k 65.04
MB Financial 0.8 $1.9M 41k 46.69
Guaranty Bancorp Del 0.8 $1.9M 64k 29.79
Wts Wells Fargo & Co. 0.8 $1.8M 82k 22.01
Tripadvisor (TRIP) 0.7 $1.7M 31k 55.69
Convergys Corporation 0.7 $1.7M 70k 24.44
Spectra Energy Partners 0.6 $1.5M 43k 35.42
TCF Financial Corporation 0.5 $1.2M 50k 24.60
Nuveen Quality Pref. Inc. Fund II 0.5 $1.2M 136k 8.81
Sprint 0.5 $1.1M 207k 5.44
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.4 $1.1M 185k 5.74
SPDR Barclays Capital High Yield B 0.4 $934k 26k 35.45
Nuveen Insd Dividend Advantage (NVG) 0.4 $950k 65k 14.59
American International (AIG) 0.3 $848k 16k 53.00
Allianzgi Nfj Divid Int Prem S cefs 0.3 $832k 66k 12.61
BHP Billiton 0.3 $742k 17k 44.94
Calamos Strategic Total Return Fund (CSQ) 0.3 $707k 56k 12.67
Gores Hldin-cw20 equity wrt 0.3 $711k 418k 1.70
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.3 $655k 14k 47.92
Liberty Expedia Holdings ser a 0.3 $660k 15k 43.92
Pgim Global Short Duration H (GHY) 0.3 $644k 47k 13.64
Carnival (CUK) 0.2 $611k 11k 57.61
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.2 $574k 40k 14.32
MSCI Indonesia Investable Market Ind (EIDO) 0.2 $558k 24k 22.93
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $550k 129k 4.28
Ramco-gershenson Pptys Tr perp pfd-d cv 0.2 $558k 11k 53.12
Spdr Short-term High Yield mf (SJNK) 0.2 $562k 21k 27.26
iShares MSCI Emerging Markets Indx (EEM) 0.2 $446k 10k 43.30
Liberty All-Star Equity Fund (USA) 0.2 $417k 65k 6.40
PIMCO Corporate Opportunity Fund (PTY) 0.2 $420k 24k 17.47
Eaton Vance Floating-Rate Income Trust (EFT) 0.2 $407k 28k 14.49
Abeona Therapeutics Inc *w exp 12/19/201 0.1 $360k 35k 10.16
Discovery Communications 0.1 $289k 11k 25.46
Tri-Continental Corporation (TY) 0.1 $272k 10k 26.44
First Tr Mlp & Energy Income 0.1 $258k 20k 12.98
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.1 $265k 30k 8.74
Royce Value Trust (RVT) 0.1 $224k 14k 15.78
MFS Intermediate High Income Fund (CIF) 0.1 $215k 86k 2.52
Tcf Finl Corp *w exp 11/14/201 0.1 $225k 29k 7.90
Dividend & Income Fund (BXSY) 0.1 $221k 18k 12.28
Goldman Sachs Mlp Energy Ren 0.1 $208k 34k 6.13