PenderFund Capital Management

PenderFund Capital Management as of March 31, 2023

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 130 positions in its portfolio as reported in the March 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Majestic Silver Corp Note 0.375% 1/1 (Principal) 5.7 $18M 18M 1.04
Opko Health Note 4.500% 2/1 (Principal) 5.5 $18M 14M 1.25
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 5.0 $16M 16M 1.03
Intercept Pharmaceuticals In Note 2.000% 5/1 (Principal) 4.2 $13M 12M 1.13
PAR Technology Corporation (PAR) 4.0 $13M 278k 45.90
Sangoma Technologies Corp Com New (SANG) 3.8 $12M 2.4M 5.08
Burford Cap Ord Shs (BUR) 3.4 $11M 718k 14.95
Bandwidth Note 0.500% 4/0 (Principal) 3.3 $11M 12M 0.88
Nuveen Municipal Credit Com Sh Ben Int (NZF) 3.3 $11M 650k 16.15
Forum Energy Technologies In Note 9.000% 8/0 (Principal) 3.1 $9.8M 7.4M 1.33
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal) 3.1 $9.8M 18M 0.56
Forum Energy Technologies In (FET) 2.7 $8.6M 251k 34.37
Aberdeen Asia-Pacific Income Fund (FAX) 2.4 $7.8M 2.2M 3.59
Ssr Mining In Note 2.500% 4/0 (Principal) 2.3 $7.4M 5.0M 1.49
Kkr & Co (KKR) 2.2 $7.0M 99k 70.98
Zillow Group Cl C Cap Stk (Z) 2.1 $6.7M 111k 60.10
Docebo (DCBO) 2.0 $6.5M 118k 55.02
Western Asset Emerging Mrkts Dbt Fnd (EMD) 2.0 $6.5M 557k 11.61
Aviat Networks Com New (AVNW) 1.9 $6.0M 130k 46.57
Anterix Inc. Atex (ATEX) 1.8 $5.7M 127k 44.70
Interactive Brokers Group In Com Cl A (IBKR) 1.7 $5.5M 49k 111.57
Baidu Spon Adr Rep A (BIDU) 1.7 $5.5M 27k 203.96
Ss&c Technologies Holding (SSNC) 1.7 $5.3M 70k 76.33
Peloton Interactive Cl A Com (PTON) 1.6 $5.2M 337k 15.33
Morgan Stanley Emerging Markets Domestic (EDD) 1.5 $4.7M 762k 6.11
Bandwidth Note 0.250% 3/0 (Principal) 1.3 $4.2M 4.0M 1.06
Egain Corp Com New (EGAN) 1.2 $3.7M 365k 10.26
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.1 $3.6M 287k 12.37
Howard Hughes 1.1 $3.5M 33k 108.12
Jd.com Spon Adr Cl A (JD) 1.1 $3.4M 57k 59.30
Texas Pacific Land Corp (TPL) 1.0 $3.3M 1.4k 2299.23
Snap Note 0.125% 3/0 (Principal) 0.9 $2.9M 3.0M 0.95
Beyond Meat Note 3/1 (Principal) 0.8 $2.6M 8.0M 0.32
Block Cl A (SQ) 0.8 $2.5M 27k 92.78
Iac Com New (IAC) 0.6 $2.0M 29k 69.72
Snap Note 5/0 (Principal) 0.6 $2.0M 2.0M 0.99
Amryt Pharma Sponsored Ads 0.6 $1.9M 95k 19.70
Maxar Technologies 0.5 $1.6M 23k 68.91
Maxeon Solar Technologies Lt Note 6.500% 7/1 (Principal) 0.5 $1.6M 740k 2.14
Black Knight 0.5 $1.6M 20k 77.79
Moneygram Intl Com New 0.5 $1.5M 110k 14.07
Brookfield Corp Cl A Ltd Vt Sh (BN) 0.5 $1.5M 33k 44.03
Churchill Capital Corp Vii Com Cl A (CVII) 0.5 $1.4M 105k 13.71
Churchill Capital Corp Vi Com Cl A 0.4 $1.4M 105k 13.67
Radius Global Infrastrctre I Com Cl A 0.4 $1.4M 71k 19.83
Cvent Holding Corp Common Stock 0.4 $1.4M 123k 11.29
Sisecam Resources Com Unit Ltd 0.4 $1.2M 36k 33.94
Indus Realty Trust 0.4 $1.2M 13k 89.57
Agrofresh Solutions 0.3 $1.1M 271k 4.05
Travelcenters Of America Com New 0.3 $1.1M 9.2k 116.94
Forgerock Cl A 0.3 $1.0M 37k 27.84
Momentive Global 0.3 $1.0M 82k 12.60
Microchip Technology (MCHP) 0.3 $1.0M 9.1k 113.25
North American Const (NOA) 0.3 $1.0M 45k 22.53
Shaw Communications Cl B Conv 0.3 $972k 24k 40.45
Atlas Technical Consultants Com Cls A 0.3 $972k 59k 16.46
Kennedy-Wilson Holdings (KW) 0.3 $923k 41k 22.43
First Lt Acquisition Group I Cl A 0.3 $921k 66k 13.89
Provention Bio 0.3 $920k 28k 32.57
First Horizon National Corporation (FHN) 0.3 $836k 35k 24.02
Univar 0.3 $819k 17k 47.37
Diversey Hldgs Ord Shs 0.3 $814k 74k 10.94
Cardiovascular Systems 0.3 $814k 30k 26.84
Trean Ins Group 0.3 $799k 97k 8.27
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.3 $798k 20k 39.56
Sumo Logic Ord 0.2 $794k 49k 16.19
Spirit Airlines (SAVE) 0.2 $787k 34k 23.19
Kimball Intl CL B 0.2 $784k 47k 16.75
U S Xpress Enterprises Com Cl A 0.2 $783k 98k 8.03
Blue Safari Grp Acquisitn Class A Ord Shs 0.2 $775k 53k 14.67
Hawks Acquisition Corp Cl A 0.2 $773k 56k 13.75
Colliers Intl Group Sub Vtg Shs (CIGI) 0.2 $767k 5.4k 142.57
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.2 $754k 6.0k 125.67
Starwood Property Trust (STWD) 0.2 $751k 31k 23.92
Berkshire Grey Com Cl A 0.2 $746k 402k 1.86
Focus Finl Partners Com Cl A 0.2 $739k 11k 70.05
Starbucks Corporation (SBUX) 0.2 $736k 5.2k 140.73
Welsbach Tech Metals Acqu (WTMA) 0.2 $719k 51k 14.03
Liberty Broadband Corp Com Ser C (LBRDK) 0.2 $690k 6.3k 110.40
Altitude Acquisition Corp Com Cl A 0.2 $665k 48k 13.75
Aerojet Rocketdy 0.2 $665k 8.8k 75.91
Jounce Therapeutics 0.2 $616k 246k 2.50
Redwoods Acquisition Corp (RWOD) 0.2 $580k 42k 13.96
Warner Bros Discovery Com Ser A (WBD) 0.2 $551k 27k 20.41
Tegna (TGNA) 0.2 $532k 23k 22.85
Duet Acquisition Corp Class A Com (DUET) 0.2 $530k 38k 14.00
Firstservice Corp (FSV) 0.2 $518k 2.7k 190.44
Kensington Capital Acquisiti Shs Cl A (KCGI) 0.2 $513k 36k 14.09
Altc Acquisition Corp Com Cl A (OKLO) 0.1 $477k 35k 13.72
Northrop Grumman Corporation (NOC) 0.1 $468k 750.00 624.00
NuVasive 0.1 $419k 7.5k 55.87
Horizon Therapeutics Pub L SHS 0.1 $398k 2.7k 147.41
Seagen 0.1 $397k 1.5k 273.79
Qualtrics Intl Com Cl A 0.1 $337k 14k 24.07
Stitch Fix Com Cl A (SFIX) 0.1 $287k 42k 6.90
Arisz Acquisition Corp Common Stock 0.1 $284k 20k 13.93
Coinbase Global Com Cl A (COIN) 0.1 $265k 2.9k 91.38
Altimar Acquisition Corp Iii Shs Cl A 0.1 $263k 19k 13.63
Bluescape Opportunities Acqu SHS 0.1 $219k 16k 13.47
Apollo Strategic Grwt Cptl I Shs Cl A 0.1 $212k 15k 13.88
Banner Acquisition Corp Class A Com 0.1 $181k 13k 13.81
Elliott Opportunity Ii Corp Shs Cl A 0.0 $158k 11k 13.86
B Riley Prin 250 Merger Corp Class A Com 0.0 $158k 12k 13.75
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $158k 11k 13.81
Semler Scientific (SMLR) 0.0 $153k 4.2k 36.43
Social Cap Suvretta Hlds Cp Class A Ord Shs 0.0 $137k 9.9k 13.82
Ftac Emerald Acquisition Cor Class A Com (FLD) 0.0 $137k 9.9k 13.79
Black Mountain Acq Corp Cl A Com 0.0 $123k 8.8k 14.00
Corner Growth Acquisition Cl A Shs (COOL) 0.0 $96k 7.1k 13.60
Chembio Diagnostics Com New 0.0 $88k 148k 0.60
American Acquisition Oppt In Class A Com (RMCO) 0.0 $80k 5.8k 13.72
Edify Acquisition Corp Cl A 0.0 $69k 5.0k 13.76
Berenson Acquisition Corp I Cl A Com 0.0 $59k 4.4k 13.56
Nexgen Energy (NXE) 0.0 $59k 11k 5.22
Rmg Acquisition Corp Iii Cl A Shs (RMGCF) 0.0 $55k 4.1k 13.55
Magnachip Semiconductor Corp (MX) 0.0 $35k 2.8k 12.50
Goldenbridge Acquisition SHS 0.0 $31k 2.1k 14.55
Silverbox Corp Iii Unit 02/28/2028 (SBXC.U) 0.0 $14k 1.0k 14.00
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $12k 54k 0.22
Neoleukin Therapeutics 0.0 $6.0k 6.7k 0.89
Velo3d *w Exp 09/29/202 (VLDXW) 0.0 $3.0k 5.0k 0.60
Blueriver Acquisition Corp Cl A Ord Shs (BLUAF) 0.0 $2.0k 126.00 15.87
Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA) 0.0 $1.0k 128.00 7.81
Jaws Hurricane Acquisitn Cor *w Exp 03/26/202 0.0 $1.0k 2.5k 0.40
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS) 0.0 $1.0k 2.5k 0.40
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSM.WS) 0.0 $0 250.00 0.00
Pear Therapeutics *w Exp 12/03/202 0.0 $0 333.00 0.00
Tritium Dcfc *w Exp 01/13/202 (DCFWQ) 0.0 $0 333.00 0.00
Oxbridge Acquisition Corp Com Cl A 0.0 $0 4.00 0.00
Allego N V *w Exp 03/16/202 0.0 $0 250.00 0.00