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PenderFund Capital Management

Latest statistics and disclosures from PenderFund Capital Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are Esperion Therapeutics Inc Ne, First Majestic Silver Corp, SSR MNG, Opko Health Inc convertible security, Bandwidth, and represent 36.74% of PenderFund Capital Management's stock portfolio.
Added to shares of these 10 stocks: NVG (+$6.4M), SSR MNG (+$5.8M), Bandwidth, Accelerate Diagnostic, NWLI, ImmunoGen, VERY, Chico's FAS, Alteryx, SANG.
Started 49 new stock positions in GAN, SP, Orchard Therapeutics, BANC, FIAC, MSSA, Karuna Therapeutics Ord, TARO, Alteryx, NVAC.
Reduced shares in these 10 stocks: Intercept Pharmaceuticals In Note 2.000 5/1 bnd (-$13M), ATEX (-$5.4M), CEF, BIDU, JD, FAX, IAC, , Greenhill & Co, KKR.
Sold out of its positions in Abcam Plc Ads, FAX, Activision Blizzard, Alset Capital Acquisition, ALCC, Arlington Asset Investment, Avid Technology, BACA, Berkeley Lts, Beyond Meat.
PenderFund Capital Management was a net seller of stock by $-38M.
PenderFund Capital Management has $307M in assets under management (AUM), dropping by -8.07%.
Central Index Key (CIK): 0001706164

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Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 105 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal)	10.6	$33M		41M	0.79	View chart
First Majestic Silver Corp Note 0.375% 1/1 (Principal)	8.0	$24M	+2%	24M	1.04	View chart
Ssr Mining In Note 2.500% 4/0 (Principal)	6.1	$19M	+44%	15M	1.28	View chart
Opko Health Note 4.500% 2/1 (Principal)	6.0	$19M		14M	1.32	View chart
Bandwidth Note 0.500% 4/0 (Principal)	6.0	$18M	+11%	22M	0.85	View chart
PAR Technology Corporation (PAR)	5.5	$17M		292k	57.69	View chart
Burford Cap Ord Shs (BUR)	5.5	$17M	-4%	810k	20.67	View chart
Sangoma Technologies Corp Com New (SANG)	4.6	$14M	+6%	3.3M	4.24	View chart
Nuveen Insured Tax-Free Adv Munici (NEA)	4.3	$13M	+7%	910k	14.58	View chart
Nuveen Div. Advantage Muni. Fund (NAD)	4.2	$13M		850k	15.17	View chart
Nuveen Municipal Credit Com Sh Ben Int (NZF)	3.9	$12M		757k	15.66	View chart
Nuveen Insd Dividend Advantage (NVG)	2.6	$8.0M	+408%	509k	15.66	View chart
Docebo (DCBO)	2.5	$7.5M		118k	63.99	View chart
Kkr & Co (KKR)	2.0	$6.3M	-19%	57k	109.78	View chart
Morgan Stanley Emerging Markets Domestic (EDD)	2.0	$6.1M	+2%	988k	6.17	View chart
Forum Energy Technologies In (FET)	1.9	$5.8M		199k	29.38	View chart
Aviat Networks Com New (AVNW)	1.8	$5.6M		130k	43.28	View chart
Zillow Group Cl C Cap Stk (Z)	1.7	$5.4M		70k	76.67	View chart
Western Asset Emerging Mrkts Dbt Fnd (EMD)	1.7	$5.1M	+2%	419k	12.20	View chart
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW)	1.6	$4.8M		422k	11.49	View chart
Interactive Brokers Group In Com Cl A (IBKR)	1.4	$4.2M		38k	109.85	View chart
Texas Pacific Land Corp (TPL)	1.3	$4.0M		1.9k	2083.57	View chart
Ss&c Technologies Holding (SSNC)	1.2	$3.7M	+4%	46k	80.97	View chart
Peloton Interactive Cl A Com (PTON)	0.9	$2.7M		337k	8.07	View chart
Egain Corp Com New (EGAN)	0.8	$2.6M	-31%	232k	11.04	View chart
Magnite Note 0.250% 3/1 (Principal)	0.7	$2.3M		2.0M	1.14	View chart
Accelerate Diagnostics Note 5.000%12/1 (Principal)	0.6	$1.8M	NEW	2.0M	0.88	View chart
Brookfield Corp Cl A Ltd Vt Sh (BN)	0.4	$1.3M	-41%	24k	53.15	View chart
American Equity Investment Life Holding (AEL)	0.4	$1.2M		16k	73.94	View chart
National Westn Life Group In Cl A (NWLI)	0.4	$1.2M	NEW	1.8k	640.03	View chart
Kennedy-Wilson Holdings (KW)	0.4	$1.1M	+69%	70k	16.40	View chart
Neogames S A SHS (NGMS)	0.4	$1.1M		30k	37.94	View chart
ImmunoGen	0.4	$1.1M	NEW	28k	39.29	View chart
Vericity (VERY)	0.3	$1.0M	NEW	70k	14.81	View chart
Chico's FAS	0.3	$1.0M	NEW	103k	10.04	View chart
Alteryx Com Cl A	0.3	$900k	NEW	14k	62.49	View chart
Microchip Technology (MCHP)	0.3	$856k	-20%	7.2k	119.49	View chart
Karuna Therapeutics Ord	0.3	$797k	NEW	1.9k	419.39	View chart
Hollysys Automation Tchngy L SHS (HOLI)	0.3	$796k	NEW	23k	34.92	View chart
Sovos Brands	0.3	$783k		27k	29.19	View chart
Baidu Spon Adr Rep A (BIDU)	0.3	$773k	-79%	4.9k	157.80	View chart
Stratasys SHS (SSYS)	0.3	$773k		41k	18.92	View chart
American National BankShares (AMNB)	0.2	$760k	+13%	12k	64.60	View chart
Rover Group Com Cl A	0.2	$748k	NEW	52k	14.42	View chart
North American Const (NOA)	0.2	$674k	+22%	24k	27.65	View chart
Starbucks Corporation (SBUX)	0.2	$665k		5.2k	127.22	View chart
Battalion Oil Corp (BATL)	0.2	$656k	NEW	52k	12.73	View chart
Gan SHS (GAN)	0.2	$639k	NEW	305k	2.09	View chart
Sp Plus (SP)	0.2	$632k	NEW	9.3k	67.91	View chart
Firstservice Corp (FSV)	0.2	$584k		2.7k	214.65	View chart
stock	0.2	$577k	+410%	2.9k	201.87	View chart
Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA)	0.2	$556k	+8%	52k	10.76	View chart
Capstar Finl Hldgs (CSTR)	0.2	$549k	NEW	22k	24.83	View chart
Cerevel Therapeutics Hldng I (CERE)	0.2	$528k	NEW	9.4k	56.18	View chart
Olink Hldg Ab Sponsored Ads (OLK)	0.2	$521k	NEW	16k	33.33	View chart
Consolidated Comm Hldgs Cl A Ltd Vt Sh (CNSL)	0.2	$514k	NEW	89k	5.76	View chart
Orchard Therapeutics Spon Ads New	0.2	$514k	NEW	24k	21.80	View chart
Mirati Therapeutics	0.2	$512k	NEW	6.6k	77.85	View chart
Freeline Therapeutics Hldgs Sponsored Ads	0.2	$509k	NEW	60k	8.43	View chart
Capri Holdings SHS (CPRI)	0.2	$502k	-39%	7.5k	66.57	View chart
Dmy Squared Technology Group Cl A Com (DMYY)	0.2	$490k	NEW	35k	14.05	View chart
Northrop Grumman Corporation (NOC)	0.2	$465k		750.00	620.31	View chart
Starwood Property Trust (STWD)	0.2	$465k	-46%	17k	27.85	View chart
Daseke (DSKE)	0.2	$463k	NEW	43k	10.73	View chart
3M Company (MMM)	0.1	$455k		3.1k	144.85	View chart
Engagesmart Common Stock	0.1	$430k	NEW	14k	30.34	View chart
Dollar General (DG)	0.1	$407k	-26%	2.3k	180.14	View chart
Focus Impact Acquisition Cor Class A Com (FIAC)	0.1	$364k	NEW	25k	14.50	View chart
Gores Holdings Ix Class A Com (GHIX)	0.1	$359k	NEW	26k	13.91	View chart
Inflection Pt Acquisitn Crp Cl A Ord Shs (IPXX)	0.1	$342k		25k	13.69	View chart
Gracell Biotechnologies Sponsored Ads	0.1	$300k	NEW	23k	13.30	View chart
Icosavax	0.1	$280k	NEW	13k	20.88	View chart
Colombier Acquisition Corp I Unit 99/99/9999 (CLBR.U)	0.1	$267k	NEW	20k	13.36	View chart
Northview Acquisition Corp (NVAC)	0.1	$246k	NEW	17k	14.81	View chart
Metal Sky Star Acquisition C Ordinary Shares (MSSA)	0.1	$239k	NEW	17k	14.50	View chart
Eagle Bulk Shipping (EGLE)	0.1	$213k	NEW	2.9k	73.41	View chart
Textainer Group Holdings SHS	0.1	$182k	NEW	2.8k	65.19	View chart
Csi Compressco Com Unit (CCLP)	0.1	$179k	NEW	83k	2.16	View chart
Iclick Interactive Asia Grou Spon Ads New (ICLK)	0.1	$158k	NEW	31k	5.07	View chart
Rayzebio	0.0	$148k	NEW	1.8k	82.38	View chart
PGT	0.0	$129k	NEW	2.4k	53.93	View chart
Taro Pharmaceutical Inds SHS (TARO)	0.0	$122k	NEW	2.2k	55.36	View chart
International Media Acquisit Class A Com (IMAQ)	0.0	$112k	NEW	7.4k	14.99	View chart
Anterix Inc. Atex (ATEX)	0.0	$102k	-98%	2.3k	44.15	View chart
Rain Therapeutics	0.0	$62k	NEW	39k	1.59	View chart
Nexgen Energy (NXE)	0.0	$50k	-52%	5.4k	9.27	View chart
Hawaiian Holdings (HA)	0.0	$49k	NEW	2.6k	18.82	View chart
Eargo Com New	0.0	$44k	NEW	13k	3.43	View chart
Sigma Lithium Corporation (SGML)	0.0	$42k	NEW	1.0k	41.78	View chart
Bragg Gaming Group Com New (BRAG)	0.0	$33k	NEW	4.8k	6.78	View chart
Lumber Liquidators Holdings (LL)	0.0	$27k		5.2k	5.17	View chart
Fintech Ecosystem Deve Class A Com (FEXD)	0.0	$25k		1.7k	14.30	View chart
Silverbox Corp Iii Com Cl A (SBXC)	0.0	$14k		1.0k	13.70	View chart
Duet Acquisition Corp Class A Com (DUET)	0.0	$4.4k	NEW	305.00	14.52	View chart
Spree Acquisition Corp 1 Cl A Ord Shs	0.0	$2.9k	NEW	200.00	14.35	View chart
Phoenix Biotech Acquisition Class A Com (CERO)	0.0	$1.5k	NEW	100.00	14.76	View chart
Alpha Partners Tech Mergr Class A Ord Shs (PLMJ)	0.0	$794.001600	NEW	56.00	14.18	View chart
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS)	0.0	$464.000000		2.5k	0.19	View chart
Velo3d *w Exp 09/29/202 (VLD.WS)	0.0	$199.000000		5.0k	0.04	View chart
Priveterra Acquisition Corp Com Cl A (PMGM)	0.0	$118.000000	NEW	8.00	14.75	View chart
Gigcapital 5 Common Stock	0.0	$61.000000	NEW	4.00	15.25	View chart
Banc Of California (BANC)	0.0	$53.000100	NEW	3.00	17.67	View chart
Silverbox Corp Iii *w Exp 02/28/202 (SBXC.WS)	0.0	$41.002000		332.00	0.12	View chart
Tritium Dcfc *w Exp 01/13/202 (DCFCW)	0.0	$34.998300		333.00	0.11	View chart
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSM.WS)	0.0	$13.000000		250.00	0.05	View chart

Past Filings by PenderFund Capital Management

SEC 13F filings are viewable for PenderFund Capital Management going back to 2017

PenderFund Capital Management 2023 Q4 filed Feb. 14, 2024
PenderFund Capital Management 2023 Q3 filed Nov. 14, 2023
PenderFund Capital Management 2023 Q2 filed Aug. 11, 2023
PenderFund Capital Management 2023 Q1 filed May 15, 2023
PenderFund Capital Management 2022 Q4 filed Feb. 10, 2023
PenderFund Capital Management 2022 Q3 filed Nov. 14, 2022
PenderFund Capital Management 2022 Q2 filed Aug. 15, 2022
PenderFund Capital Management 2022 Q1 filed May 17, 2022
PenderFund Capital Management 2021 Q4 filed Feb. 16, 2022
PenderFund Capital Management 2021 Q3 filed Nov. 15, 2021
PenderFund Capital Management 2021 Q2 filed Aug. 13, 2021
PenderFund Capital Management 2021 Q1 filed May 10, 2021
PenderFund Capital Management 2020 Q4 filed Feb. 12, 2021
PenderFund Capital Management 2020 Q3 filed Nov. 16, 2020
PenderFund Capital Management 2020 Q2 filed Aug. 17, 2020
PenderFund Capital Management 2020 Q1 filed April 27, 2020

View all past filings

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