PenderFund Capital Management

Latest statistics and disclosures from PenderFund Capital Management's latest quarterly 13F-HR filing:

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Positions held by PenderFund Capital Management consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 172 positions in its portfolio as reported in the March 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Sangoma Technologies Corp Com New (SANG) 7.3 $30M +20% 1.7M 17.78
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 5.6 $23M -4% 20M 1.13
Precigen Note 3.500% 7/0 (Principal) 5.0 $20M -8% 20M 1.00
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal) 4.8 $20M NEW 30M 0.66
Maxar Technologies (MAXR) 3.8 $15M 314k 49.19
Opko Health Note 4.500% 2/1 (Principal) 3.6 $15M +66% 10M 1.48
Burford Cap Ltd Ord Ord Shs (BUR) 3.6 $15M -8% 1.3M 11.49
PAR Technology Corporation (PAR) 3.4 $14M +82% 279k 50.43
Sunrun Note 2/0 Added (Principal) 3.2 $13M NEW 13M 1.00
Tricida Note 3.500% 5/1 (Principal) 3.1 $13M -20% 19M 0.64
Zillow Group Cl C Cap Stk (Z) 2.9 $12M -3% 193k 61.62
Peloton Interactive Cl A Com (PTON) 2.8 $12M +13% 348k 33.03
Sfl Corporation Note 4.875% 5/0 (Principal) 2.7 $11M 8.7M 1.29
Baidu Spon Adr Rep A (BIDU) 2.6 $11M -3% 64k 165.40
Ss&c Technologies Holding (SSNC) 2.5 $10M -16% 110k 93.79
Aviat Networks Com New (AVNW) 2.5 $10M 260k 38.47
Interactive Brokers Group In Com Cl A (IBKR) 2.2 $9.1M -14% 111k 82.39
Forum Energy Technologies In Note 9.000% 8/0 (Principal) 2.2 $8.9M NEW 7.1M 1.25
Universal Technical Institute (UTI) 2.1 $8.7M -27% 788k 11.06
Egain Corp Com New (EGAN) 2.0 $8.2M -2% 565k 14.48
Kkr & Co (KKR) 2.0 $8.1M -9% 111k 73.09
Tabula Rasa Healthcare Note 1.750% 2/1 (Principal) 1.8 $7.5M 8.0M 0.94
Texas Pacific Land Corp (TPL) 1.8 $7.2M +3% 4.3k 1690.40
Anterix Inc. Atex (ATEX) 1.7 $7.1M +13957% 98k 72.39
Jd.com Spon Adr Cl A (JD) 1.6 $6.6M -5% 92k 72.35
Sierra Wireless (SWIR) 1.6 $6.6M 293k 22.57
Stitch Fix Com Cl A (SFIX) 1.6 $6.4M -37% 511k 12.59
Howard Hughes (HHC) 1.5 $6.3M -11% 48k 129.52
Bausch Health Companies (BHC) 1.3 $5.5M -6% 191k 28.56
SSR MNG Note 2.500% 4/0 (Principal) 1.3 $5.2M -25% 3.0M 1.74
Block Cl A (SQ) 1.2 $5.0M -8% 30k 169.53
Ebix Com New (EBIX) 1.1 $4.7M -28% 113k 41.45
Accelerate Diagnostics Note 2.500% 3/1 (Principal) 1.1 $4.6M 5.6M 0.83
Twitter (TWTR) 1.0 $4.1M -9% 85k 48.37
Hello Group Note 1.250% 7/0 (Principal) 1.0 $4.0M 3.5M 1.13
Iac Interactivecorp Com New (IAC) 1.0 $3.9M -8% 31k 125.36
Brookfield Asset Mgmt Cl A Ltd Vt Sh (BAM) 0.7 $2.9M -5% 42k 70.69
Northrop Grumman Corporation (NOC) 0.5 $2.0M -4% 3.5k 558.97
Microstrategy Cl A New (MSTR) 0.4 $1.8M 3.0k 608.00
Karyopharm Therapeutics Note 3.000%10/1 (Principal) 0.4 $1.6M -50% 1.5M 1.08
Alibaba Group Hldg Sponsored Ads (BABA) 0.4 $1.6M 12k 135.98
Baozun Note 1.625% 5/0 (Principal) 0.3 $1.4M NEW 1.1M 1.26
Kennedy-Wilson Holdings (KW) 0.3 $1.3M -4% 44k 30.48
Lendingtree Note 0.500% 7/1 (Principal) 0.3 $1.3M -75% 1.3M 1.03
Discovery Com Ser C 0.3 $1.2M 38k 31.22
Maxeon Solar Technologies Lt Note 6.500% 7/1 (Principal) 0.3 $1.0M NEW 740k 1.40
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.2 $1.0M NEW 68k 15.02
Starwood Property Trust (STWD) 0.2 $996k -3% 33k 30.23
Coinbase Global Com Cl A (COIN) 0.2 $973k +64% 4.1k 237.32
Colliers Intl Group Sub Vtg Shs (CIGI) 0.2 $684k -2% 4.2k 162.86
Firstservice Corp (FSV) 0.1 $597k +22% 3.3k 180.91
Bottomline Technologies 0.1 $510k +148% 7.2k 70.83
Mimecast Ord Shs 0.1 $497k NEW 5.0k 99.40
Bluerock Residential Gwt Rei Com Cl A (BRG) 0.1 $478k NEW 14k 33.19
Rogers Corporation (ROG) 0.1 $476k +211% 1.4k 340.00
Citrix Systems (CTXS) 0.1 $467k NEW 3.7k 126.22
Shaw Communications Cl B Conv (SJR) 0.1 $462k +221% 12k 38.76
Anaplan 0.1 $455k NEW 5.6k 81.25
American National Group Com New 0.1 $410k +224% 1.7k 236.31
Renewable Energy Group Com New 0.1 $409k NEW 5.4k 75.74
Us Ecology 0.1 $389k NEW 6.5k 59.85
Neophotonics Corp 0.1 $388k +145% 20k 19.02
Alleghany Corporation (Y) 0.1 $371k NEW 350.00 1060.00
South Jersey Industries (SJI) 0.1 $359k NEW 8.3k 43.15
Cerner Corporation 0.1 $357k NEW 3.1k 117.05
Tenneco Cl A Vtg Com Stk (TEN) 0.1 $357k NEW 16k 22.88
Ferro Corporation 0.1 $342k NEW 13k 27.18
Tcw Special Purpose Acqu Cor Com Cl A (TSPQ) 0.1 $323k +307% 27k 12.19
Elmira Savings Bank 0.1 $315k +92% 11k 28.67
Meritor 0.1 $311k NEW 7.0k 44.43
People's United Financial 0.1 $307k +75% 12k 24.96
Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA) 0.1 $301k NEW 21k 14.61
Pershing Square Tontine Hldg Com Cl A 0.1 $296k +271% 12k 24.87
Vy Global Growth Com Cl A (VYGG) 0.1 $296k NEW 24k 12.38
Zynga Cl A 0.1 $262k NEW 23k 11.54
Healthcare Tr Amer Cl A New 0.1 $255k NEW 6.5k 39.23
Moneygram Intl Com New (MGI) 0.1 $252k +315% 19k 13.19
Ortho Clinical Diagnostics H Ord Shs 0.1 $247k NEW 11k 23.30
Tristate Capital Hldgs 0.1 $245k +40% 5.9k 41.53
Welbilt 0.1 $234k +11% 7.9k 29.70
Prudential Ban 0.1 $226k NEW 11k 20.55
National Security 0.1 $217k NEW 11k 20.01
Flagstar Bancorp Com Par .001 (FBC) 0.1 $207k 3.9k 53.08
Spirit Of Tex Bancshares 0.0 $204k NEW 6.2k 32.90
Level One Bancorp 0.0 $200k 4.0k 50.00
Exterran (EXTN) 0.0 $191k NEW 25k 7.76
Vonage Holdings 0.0 $174k NEW 6.9k 25.31
Spx Flow 0.0 $172k +23% 1.6k 107.50
Intersect Ent 0.0 $172k NEW 4.9k 35.10
IntriCon Corporation 0.0 $167k NEW 5.6k 29.82
Cedar Realty Trust Com New 0.0 $152k NEW 4.4k 34.55
Veoneer Incorporated 0.0 $134k NEW 2.9k 46.21
Natera (NTRA) 0.0 $126k 2.5k 50.85
Hmh Holdings 0.0 $126k NEW 4.8k 26.25
Spirit Airlines (SAVE) 0.0 $115k NEW 4.2k 27.38
Cano Health *w Exp 06/03/202 (CANO.WS) 0.0 $113k 57k 1.98
Soc Telemed Com Cl A 0.0 $111k NEW 30k 3.74
E Merge Technology Acquisiti Com Cl A 0.0 $111k +172% 9.0k 12.36
Go Acquisition Corp 0.0 $102k +106% 8.3k 12.32
Altitude Acquisition Corp Com Cl A (ALTU) 0.0 $99k NEW 8.0k 12.42
Social Cap Suvretta Hld Crpi Class A Ord Shs 0.0 $88k +180% 7.1k 12.40
Cf Acquisition Corp Iv Com Cl A (CFIV) 0.0 $87k +44% 7.1k 12.25
Hudson Executive Invs Corp I Com Cl A (HCII) 0.0 $80k 6.5k 12.31
Hamilton Lane Alliance Hldgs Com Cl A (HLAH) 0.0 $80k 6.5k 12.31
Ftac Hera Acquisition Corp Class A Ord Shs (HERA) 0.0 $80k 6.5k 12.31
Landcadia Holdings Iv Class A Com (LCA) 0.0 $80k 6.5k 12.31
Lazard Growth Acquisition Cl A Ord Shs (LGAC) 0.0 $80k 6.5k 12.31
Kkr Acquisition Holding I Com Class A (KAHC) 0.0 $80k 6.5k 12.31
Warburg Pincus Captal Corp I Shs Cl A (WPCB) 0.0 $80k 6.5k 12.31
Fusion Acquisition Corp Ii Com Cl A (FSNB) 0.0 $80k 6.5k 12.31
Dune Acquisition Corp Com Cl A (DUNE) 0.0 $80k 6.4k 12.50
Independence Holdings Corp Class A Ord Shs (ACQR) 0.0 $80k 6.5k 12.30
26 Capital Acquisition Corp Com Cl A (ADER) 0.0 $79k 6.4k 12.34
Altimeter Growth Corp 2 Com Cl A (AGCB) 0.0 $79k 6.4k 12.34
Scion Tech Growth I Cl A Shs (SCOA) 0.0 $79k 6.4k 12.34
Churchill Capital Corp Vi Com Cl A (CCVI) 0.0 $79k 6.4k 12.34
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $79k +12% 6.4k 12.34
Warburg Pincus Captal Corp I Shs Cl A (WPCA) 0.0 $79k +1854% 6.4k 12.29
Summer Infant Com New 0.0 $79k NEW 5.4k 14.57
Revolution Healthcar Aq Corp Class A Com (REVH) 0.0 $79k 6.5k 12.20
Churchill Capital Corp Vii Com Cl A (CVII) 0.0 $79k +5% 6.4k 12.29
Compute Health Acquisitin Com Cl A (CPUH) 0.0 $79k 6.5k 12.15
Mason Industrial Technolgy I Com Cl A (MIT) 0.0 $79k 6.5k 12.15
Austerlitz Acquisition Corp Com Cl A (ASZ) 0.0 $79k 6.5k 12.15
Slam Corp Cl A Shs (SLAM) 0.0 $79k +96% 6.5k 12.15
Accelerate Acquisition Corp Com Cl A (AAQC) 0.0 $79k 6.5k 12.15
Hudson Executive Inves Iii Com Cl A (HIII) 0.0 $79k 6.5k 12.15
B Riley Prin 250 Merger Corp Class A Com (BRIV) 0.0 $79k 6.5k 12.15
Ares Acquisition Corporation Com Cl A (AAC) 0.0 $78k 6.4k 12.19
Khosla Ventures Acqut Co Iii Com Cl A (KVSC) 0.0 $78k +93% 6.4k 12.19
Jaws Mustang Acquisition Cor Shs Cl A (JWSM) 0.0 $78k 6.4k 12.19
Apollo Strategic Grwt Cptl I Shs Cl A (APGB) 0.0 $78k 6.4k 12.19
Social Cap Suvretta Hlds Crp Class A Ord Shs (DNAB) 0.0 $78k 6.4k 12.19
Social Cap Suvretta Hlds Cp Class A Ord Shs (DNAD) 0.0 $78k 6.4k 12.19
Fortress Value Acquisi Corp Com Cl A (FVIV) 0.0 $78k 6.4k 12.19
Elliott Opportunity Ii Corp Shs Cl A (EOCW) 0.0 $78k 6.4k 12.19
Msd Acquisition Corp Class A Ord Shs (MSDA) 0.0 $77k NEW 6.3k 12.22
Vector Acquisition Corp Ii Cl A Shs (VAQC) 0.0 $77k +4246% 6.3k 12.13
Altc Acquisition Corp Com Cl A (ALCC) 0.0 $77k 6.3k 12.13
Social Capital Hedosopha Hld *w Exp 09/26/202 (IPOFW) 0.0 $75k 49k 1.55
Health Assurn Acquisition Com Cl A (HAAC) 0.0 $72k +11% 5.9k 12.24
Partners Bancorp (PTRS) 0.0 $71k 6.1k 11.55
Magnachip Semiconductor Corp (MX) 0.0 $59k +33% 2.8k 21.07
Nexgen Energy (NXE) 0.0 $59k NEW 8.4k 7.02
Gulfport Energy Corp Common Shares (GPOR) 0.0 $56k NEW 500.00 112.00
Virgin Group Acquisit Corp I Shs Cl A 0.0 $54k 4.4k 12.27
Cohn Robbins Holdings Corp Com Cl A (CRHC) 0.0 $50k 4.0k 12.50
Oaktree Acquisition Corp Ii Cl A Shs 0.0 $50k 4.0k 12.50
Uniti Group Inc Com reit (UNIT) 0.0 $48k NEW 2.8k 17.14
Highland Transcend Partners Com Cl A (HTPA) 0.0 $48k 3.9k 12.31
Shockwave Med (SWAV) 0.0 $41k NEW 160.00 256.25
Cedar Fair Depositry Unit (FUN) 0.0 $41k NEW 600.00 68.33
5 01 Acquisition Corp Com Cl A (FVAM) 0.0 $41k 3.3k 12.39
Rmg Acquisition Corp Iii Cl A Shs (RMGC) 0.0 $39k +50% 3.2k 12.36
TreeHouse Foods (THS) 0.0 $28k NEW 700.00 40.00
Avanti Acquisition Corp Shs Cl A (AVAN) 0.0 $26k 2.1k 12.38
Pontem Corporation Shs Cl A (PNTM) 0.0 $26k 2.1k 12.38
Cc Neuberger Prin Hldgs Ii Shs Cl A 0.0 $25k 2.0k 12.50
Lux Health Tech Acquisition *w Exp 11/30/202 (LUXAW) 0.0 $17k 33k 0.52
Bluescape Opportunities Acqu SHS (BOAC) 0.0 $16k 1.3k 12.31
Velo3d *w Exp 12/01/202 (VLD.WS) 0.0 $13k 5.0k 2.60
Pershing Square Tontine Hldg *w Exp 07/24/202 0.0 $12k 10k 1.16
Fortress Capital Acquisition Shs Cl A (FCAX) 0.0 $4.0k 335.00 11.94
Jaws Hurricane Acquisitn Cor *w Exp 03/26/202 (HCNEW) 0.0 $2.0k NEW 2.5k 0.80
Primavera Capital Acquist *w Exp 01/19/202 (PV.WS) 0.0 $1.0k 2.5k 0.40
Lead Edge Growth Oprtunts Lt *w Exp 04/01/202 (LEGAW) 0.0 $1.0k 2.5k 0.40
Tritium Dcfc *w Exp 01/13/202 Added (DCFCW) 0.0 $999.999000 NEW 333.00 3.00
One Equity Partners Open Wtr *w Exp 01/14/202 (OEPWW) 0.0 $999.933200 1.7k 0.60
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSM.WS) 0.0 $0 250.00 0.00
Science Strategic Acq Alpha *w Exp 01/20/202 (SSAAW) 0.0 $0 1.7k 0.00
Corner Growth Acquisitn Corp Class A Ord Shs (TRON) 0.0 $0 NEW 10.00 0.00
Pear Therapeutics *w Exp 12/03/202 (PEARW) 0.0 $0 333.00 0.00

Past Filings by PenderFund Capital Management

SEC 13F filings are viewable for PenderFund Capital Management going back to 2017

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