PenderFund Capital Management

Latest statistics and disclosures from PenderFund Capital Management's latest quarterly 13F-HR filing:

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Positions held by PenderFund Capital Management consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for PenderFund Capital Management

Companies in the PenderFund Capital Management portfolio as of the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 6.3 $24M 21M 1.15
Burford Cap Ltd Ord SHS (BUR) 5.9 $23M -2% 1.6M 13.92
Intrexon Corp Note 3.500% 7/0 (Principal) 4.8 $18M +74% 17M 1.06
Tricida Note 3.500% 5/1 (Principal) 4.3 $16M 28M 0.58
Kkr & Co (KKR) 3.5 $14M 176k 77.11
Baidu Spon Adr Rep A (BIDU) 3.4 $13M +10% 67k 194.74
Zillow Group Cl C Cap Stk (Z) 3.2 $12M +8% 111k 111.64
PAR Technology Corporation (PAR) 3.1 $12M +8% 153k 77.91
Cloudera 3.1 $12M 580k 20.23
Ship Fin Intl Note 4.875% 5/0 (Principal) 2.9 $11M 8.7M 1.29
Ss&c Technologies Holding (SSNC) 2.8 $11M -11% 123k 87.90
Aviat Networks (AVNW) 2.8 $11M 260k 41.62
Stitch Fix Com Cl A (SFIX) 2.8 $11M 208k 50.60
Interactive Brokers Group In Com Cl A (IBKR) 2.8 $11M 133k 78.96

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Flexion Therapeutics Note 3.375% 5/0 (Principal) 2.7 $10M 9.0M 1.15
Universal Technical Institute (UTI) 2.6 $10M 1.2M 8.56
Square Cl A (SQ) 2.6 $9.8M -6% 32k 303.77
Opko Health Note 4.500% 2/1 (Principal) 2.5 $9.5M 6.0M 1.58
SSR MNG Note 2.500% 4/0 (Principal) 2.4 $9.1M 6.3M 1.45
Jd.com Spon Adr Cl A (JD) 2.3 $8.9M 98k 91.50
Maxar Technologies (MAXR) 2.3 $8.9M 248k 35.90
eGain Communications Corporation (EGAN) 2.0 $7.7M -15% 597k 12.92
Bausch Health Companies (BHC) 1.9 $7.2M 204k 35.32
Ebix (EBIX) 1.8 $7.0M 205k 34.11
Howard Hughes (HHC) 1.8 $6.8M 61k 111.21
Texas Pacific Land Corp (TPL) 1.7 $6.4M -2% 4.2k 1531.81
Fts International Com New Cl A (FTSI) 1.6 $6.2M -9% 200k 31.16
Eagle Bulk Shipping Note 5.000% 8/0 (Principal) 1.5 $5.8M -14% 3.1M 1.88
Iac Interactivecorp Com New (IAC) 1.5 $5.7M 35k 165.03
Accelerate Diagnostics Note 2.500% 3/1 (Principal) 1.3 $5.0M -41% 5.6M 0.90
Liberty Latin America Com Cl A (LILA) 1.3 $4.9M 297k 16.57
Twitter (TWTR) 1.3 $4.8M 63k 76.50
Liberty Latin America Com Cl C (LILAK) 1.2 $4.7M 285k 16.62
Fluor Corporation (FLR) 1.1 $4.3M 212k 20.23
Fireeye Note 0.875% 6/0 (Principal) 1.1 $4.1M 3.0M 1.36
Momo Note 1.250% 7/0 (Principal) 1.0 $3.8M NEW 3.5M 1.08
Brookfield Asset Mgmt Cl A Ltd Vt Sh (BAM) 0.9 $3.4M -18% 51k 67.86
Accelr8 Technology (AXDX) 0.9 $3.4M NEW 465k 7.39
Karyopharm Therapeutics Note 3.000%10/1 (Principal) 0.8 $2.9M 3.0M 0.97
Microstrategy Cl A (MSTR) 0.6 $2.3M 3.2k 732.50
Social Capital Hedosopha Hld Shs Cl A (IPOF) 0.5 $2.0M 157k 12.86
Kaleyra (KLR) 0.5 $1.9M 139k 13.95
Alibaba Group Hldg Sponsored Ads (BABA) 0.5 $1.9M +15% 10k 187.48
Infinera Corp Note 2.500% 3/0 (Principal) 0.4 $1.7M 1.0M 1.68
Northrop Grumman Corporation (NOC) 0.4 $1.7M -7% 3.7k 456.28
Infinera Corp Note 2.125% 9/0 (Principal) 0.4 $1.6M 1.1M 1.41
Lendingtree Note 0.625% 6/0 (Principal) 0.3 $1.3M 1.0M 1.27
Kennedy-Wilson Holdings (KW) 0.3 $1.2M 46k 26.49
Starwood Property Trust (STWD) 0.3 $1.2M 39k 30.92
Discovery Com Ser C (DISCK) 0.3 $1.2M 38k 30.74
Hanesbrands (HBI) 0.2 $917k -8% 42k 21.73
Colfax Corporation (CFX) 0.2 $832k 14k 58.13
Colliers Intl Group Sub Vtg Shs (CIGI) 0.2 $600k 3.7k 162.16
Firstservice Corp (FSV) 0.1 $573k 2.5k 229.20
Sofi Technologies *w Exp 05/28/202 (SOFIW) 0.1 $386k 49k 7.94
Cano Health *w Exp 06/03/202 (CANO.WS) 0.1 $299k -5% 57k 5.23
Vimeo Common Stock (VMEO) 0.1 $220k -89% 5.9k 37.24
Jaws Hurricane Acquisitn Cor Unit 06/08/2026 (HCNEU) 0.0 $127k 10k 12.70
Social Capital Hedosopha Hld *w Exp 09/26/202 (IPOF.WS) 0.0 $118k 50k 2.37
Atlantic Cap Bancshares (ACBI) 0.0 $67k NEW 2.0k 33.50
Meridian Ban 0.0 $66k NEW 2.5k 26.40
Golden Nugget Online Gamin Com Cl A (GNOG) 0.0 $64k NEW 2.9k 22.07
Flagstar Bancorp Com Par .001 (FBC) 0.0 $64k NEW 1.0k 64.00
Vereit 0.0 $63k NEW 1.1k 57.27
Cit (CIT) 0.0 $61k NEW 930.00 65.59
Greensky Cl A (GSKY) 0.0 $54k NEW 3.8k 14.21
Lux Health Tech Acquisition *w Exp 11/30/202 (LUXAW) 0.0 $48k 33k 1.45
Acceleron Pharma 0.0 $44k NEW 200.00 220.00
Ppd 0.0 $40k NEW 670.00 59.70
Inovalon Hldgs Com Cl A 0.0 $39k NEW 760.00 51.32
Sportsmans Whse Hldgs (SPWH) 0.0 $33k NEW 1.5k 22.60
State Auto Financial (STFC) 0.0 $32k NEW 500.00 64.00
American National Group (ANAT) 0.0 $32k NEW 135.00 237.04
Domtar Corp 0.0 $32k NEW 460.00 69.57
Century Bancorporation Cl A Non Vtg 0.0 $32k NEW 220.00 145.45
Covanta Holding Corporation 0.0 $32k NEW 1.3k 25.40
Welbilt (WBT) 0.0 $32k NEW 1.1k 29.63
Brookfield Asset Mgmt Reins Cl A Exch Lt Vtg (BAMR) 0.0 $30k NEW 427.00 70.26
Aerojet Rocketdy (AJRD) 0.0 $28k NEW 510.00 54.90
Kadmon Hldgs 0.0 $20k NEW 1.8k 10.87
Nuance Communications (NUAN) 0.0 $18k NEW 257.00 70.04
Pershing Square Tontine Hldg *w Exp 07/24/202 (PSTH.WS) 0.0 $17k 10k 1.65
Pershing Square Tontine Hldg Com Cl A (PSTH) 0.0 $17k NEW 700.00 24.29
Avanti Acquisition Corp Shs Cl A (AVAN) 0.0 $16k NEW 1.3k 12.77
Virgin Group Acquisit Corp I Shs Cl A (VGII) 0.0 $16k NEW 1.3k 12.42
E Merge Technology Acquisiti Com Cl A (ETAC) 0.0 $16k NEW 1.3k 12.31
Go Acquisition Corp (GOAC) 0.0 $16k NEW 1.3k 12.31
Bluescape Opportunities Acqu SHS (BOAC) 0.0 $16k NEW 1.3k 12.31
Cohn Robbins Holdings Corp Com Cl A (CRHC) 0.0 $16k NEW 1.3k 12.31
Oaktree Acquisition Corp Ii Cl A Shs (OACB) 0.0 $16k +420% 1.3k 12.31
5 01 Acquisition Corp Com Cl A (FVAM) 0.0 $16k NEW 1.3k 12.31
Cf Acquisition Corp Iv Com Cl A (CFIV) 0.0 $16k NEW 1.3k 12.31
Ares Acquisition Corporation Com Cl A (AAC) 0.0 $16k NEW 1.3k 12.31
Hudson Executive Invs Corp I Com Cl A (HCII) 0.0 $16k NEW 1.3k 12.31
Mason Industrial Technolgy I Com Cl A (MIT) 0.0 $16k NEW 1.3k 12.31
Khosla Ventures Acqut Co Iii Com Cl A (KVSC) 0.0 $16k NEW 1.3k 12.31
Health Assurn Acquisition Com Cl A (HAAC) 0.0 $16k NEW 1.3k 12.31
Pontem Corporation Shs Cl A (PNTM) 0.0 $16k NEW 1.3k 12.31
Hamilton Lane Alliance Hldgs Com Cl A (HLAH) 0.0 $16k NEW 1.3k 12.31
Apollo Strategic Grwt Cptl I Shs Cl A (APGB) 0.0 $16k NEW 1.3k 12.31
B Riley Principal 150 Merger Com Cl A (BRPM) 0.0 $16k NEW 1.3k 12.31
Social Cap Suvretta Hld Crpi Class A Ord Shs (DNAC) 0.0 $16k NEW 1.3k 12.31
Lazard Growth Acquisition SHS (LGAC) 0.0 $16k NEW 1.3k 12.31
Kkr Acquisition Holding I Com Class A (KAHC) 0.0 $16k NEW 1.3k 12.31
Fusion Acquisition Corp Ii Com Cl A (FSNB) 0.0 $16k NEW 1.3k 12.31
Hudson Executive Inves Iii Com Cl A (HIII) 0.0 $16k NEW 1.3k 12.31
Tcw Special Purpose Acqu Cor Com Cl A (TSPQ) 0.0 $16k NEW 1.3k 12.31
B Riley Prin 250 Merger Corp Class A Com (BRIV) 0.0 $16k NEW 1.3k 12.31
Magellan Health Services (MGLN) 0.0 $16k NEW 136.00 117.65
Slam Corp Cl A Shs (SLAM) 0.0 $16k NEW 1.3k 12.72
Trillium Therapeutics, Inc. Cmn 0.0 $16k NEW 700.00 22.86
Churchill Capital Corp Vii Com Cl A (CVII) 0.0 $13k NEW 1.0k 12.67
Swk Holdings Corp (SWKH) 0.0 $13k +83% 550.00 23.64
Pacific Mercantile Ban 0.0 $11k NEW 905.00 12.15
Warburg Pincus Captal Corp I Shs Cl A (WPCB) 0.0 $11k NEW 900.00 12.22
Cc Neuberger Prin Hldgs Ii Shs Cl A (PRPB) 0.0 $10k NEW 800.00 12.50
Rmg Acquisition Corp Iii Cl A Shs (RMGC) 0.0 $10k NEW 800.00 12.50
Renren Sponsored Ads (RENN) 0.0 $9.0k 500.00 18.00
Altimeter Growth Corp 2 Com Cl A (AGCB) 0.0 $9.0k NEW 700.00 12.86
Churchill Capital Corp Vi Com Cl A (CCVI) 0.0 $9.0k NEW 700.00 12.86
Score Media & Gaming Cl A Sub Vtg Shs 0.0 $8.0k NEW 190.00 42.11
Stamps 0.0 $8.0k NEW 20.00 400.00
Shaw Communications Cl B Conv (SJR) 0.0 $8.0k +320% 210.00 38.10
Severn Ban 0.0 $8.0k NEW 483.00 16.56
Scion Tech Growth I Cl A Shs (SCOA) 0.0 $7.0k NEW 600.00 11.67
Discovery Com Ser A (DISCA) 0.0 $5.0k 160.00 31.25
Cornerstone Ondemand 0.0 $4.0k NEW 55.00 72.73
Social Capital Hedosopha Hld *w Exp 09/26/202 (IPOD.WS) 0.0 $3.0k 1.3k 2.40
Primavera Capital Acquist *w Exp 01/19/202 (PV.WS) 0.0 $3.0k 2.5k 1.20
Fortress Capital Acquisition Shs Cl A (FCAX) 0.0 $2.0k NEW 200.00 10.00
Lead Edge Growth Oprtunts Lt *w Exp 04/01/202 (LEGAW) 0.0 $2.0k 2.5k 0.80
Accelerate Acquisition Corp Com Cl A (AAQC) 0.0 $1.0k NEW 100.00 10.00
Decarbonization Plus Acqu Ii *w Exp 01/19/202 (DCRNW) 0.0 $999.999000 333.00 3.00
One Equity Partners Open Wtr *w Exp 01/14/202 (OEPWW) 0.0 $999.933200 1.7k 0.60
Science Strategic Acq Alpha *w Exp 01/20/202 (SSAAW) 0.0 $999.933200 1.7k 0.60
Vector Acquisition Corp Ii Cl A Shs (VAQC) 0.0 $0 NEW 14.00 0.00
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSM.WS) 0.0 $0 250.00 0.00
Thimble Point Acquisition *w Exp 02/04/202 0.0 $0 333.00 0.00
Spartan Acquisition Corp Iii *w Exp 02/04/202 (SPAQ.WS) 0.0 $0 250.00 0.00
Independence Holdings Corp Class A Ord Shs (ACQR) 0.0 $0 NEW 10.00 0.00

Past Filings by PenderFund Capital Management

SEC 13F filings are viewable for PenderFund Capital Management going back to 2017