PenderFund Capital Management

PenderFund Capital Management as of Sept. 30, 2023

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 112 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal) 8.9 $30M 41M 0.73
First Majestic Silver Corp Note 0.375% 1/1 (Principal) 7.1 $24M 23M 1.03
Opko Health Note 4.500% 2/1 (Principal) 5.7 $19M 14M 1.35
Bandwidth Note 0.500% 4/0 (Principal) 5.2 $17M 20M 0.88
Burford Cap Ord Shs (BUR) 4.8 $16M 847k 19.02
PAR Technology Corporation (PAR) 4.6 $16M 296k 52.35
Sangoma Technologies Corp Com New (SANG) 4.4 $15M 3.1M 4.72
Ssr Mining In Note 2.500% 4/0 (Principal) 4.2 $14M 10M 1.39
Intercept Pharmaceuticals In Note 2.000% 5/1 (Principal) 3.8 $13M 9.3M 1.35
Nuveen Div. Advantage Muni. Fund (NAD) 3.5 $12M 850k 13.77
Nuveen Insured Tax-Free Adv Munici (NEA) 3.3 $11M 850k 13.15
Nuveen Municipal Credit Com Sh Ben Int (NZF) 3.2 $11M 757k 14.17
Forum Energy Technologies In (FET) 2.0 $6.5M 200k 32.63
Docebo (DCBO) 1.9 $6.5M 118k 55.08
Kkr & Co (KKR) 1.8 $5.9M 71k 83.66
Morgan Stanley Emerging Markets Domestic (EDD) 1.7 $5.6M 968k 5.79
Aviat Networks Com New (AVNW) 1.6 $5.5M 130k 42.38
Anterix Inc. Atex (ATEX) 1.6 $5.4M 126k 42.62
Texas Pacific Land Corp (TPL) 1.4 $4.7M 1.9k 2476.66
Sprott Physical Gold & Silve Tr Unit (CEF) 1.4 $4.7M 200k 23.55
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.4 $4.7M 416k 11.18
Western Asset Emerging Mrkts Dbt Fnd (EMD) 1.4 $4.6M 407k 11.27
Interactive Brokers Group In Com Cl A (IBKR) 1.3 $4.4M 38k 117.56
Zillow Group Cl C Cap Stk (Z) 1.3 $4.4M 70k 62.68
Baidu Spon Adr Rep A (BIDU) 1.3 $4.4M 24k 182.49
Ss&c Technologies Holding (SSNC) 0.9 $3.1M 44k 71.35
Egain Corp Com New (EGAN) 0.8 $2.8M 339k 8.33
Magnite Note 0.250% 3/1 (Principal) 0.7 $2.4M 2.0M 1.18
Peloton Interactive Cl A Com (PTON) 0.7 $2.3M 337k 6.86
Jd.com Spon Adr Cl A (JD) 0.7 $2.2M 57k 39.57
Aberdeen Asia-Pacific Income Fund (FAX) 0.6 $2.1M 645k 3.33
Iac Com New (IAC) 0.5 $1.8M 26k 68.43
Brookfield Corp Cl A Ltd Vt Sh (BN) 0.5 $1.7M 41k 42.47
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.5 $1.7M 42k 40.54
Greenhill & Co 0.5 $1.7M 82k 20.11
Blucora 0.4 $1.5M 42k 34.73
Beyond Meat Note 3/1 (Principal) 0.4 $1.5M 4.0M 0.36
Nuveen Insd Dividend Advantage (NVG) 0.4 $1.4M 100k 14.00
Emagin Corp Com New 0.4 $1.4M 512k 2.70
Heritage-Crystal Clean 0.4 $1.3M 22k 61.58
National Instruments 0.4 $1.3M 16k 81.00
Midwest Hldg Com New 0.4 $1.3M 36k 35.52
Tabula Rasa Healthcare 0.4 $1.3M 90k 14.01
Denbury 0.4 $1.2M 9.4k 133.08
Computer Task 0.4 $1.2M 88k 14.03
CIRCOR International 0.4 $1.2M 16k 75.71
American Equity Investment Life Holding 0.4 $1.2M 16k 72.83
Thorne Healthtech 0.3 $1.1M 80k 13.84
Neogames S A SHS 0.3 $1.1M 30k 36.67
Abcam Ads 0.3 $1.1M 36k 30.73
Polymet Mng Corp Com New 0.3 $1.1M 381k 2.82
Avid Technology 0.3 $1.0M 28k 36.49
Veritiv Corp - When Issued 0.3 $961k 4.2k 229.36
Microchip Technology (MCHP) 0.3 $960k 9.1k 105.96
Sequans Communications S A Sponsored Ads (SQNS) 0.3 $954k 248k 3.84
Kaleyra 0.3 $908k 92k 9.83
Hersha Hospitality Tr Pr Shs Ben Int 0.3 $896k 67k 13.40
Chase Corporation 0.3 $890k 5.2k 172.82
Sculptor Cap Mgmt Com Cl A 0.3 $887k 56k 15.76
Capri Holdings SHS (CPRI) 0.3 $885k 12k 71.49
Intercept Pharmaceuticals In 0.3 $877k 35k 25.17
Fiesta Restaurant 0.3 $876k 76k 11.49
Berkeley Lts 0.3 $862k 636k 1.36
Starwood Property Trust (STWD) 0.2 $825k 31k 26.27
Kennedy-Wilson Holdings (KW) 0.2 $824k 41k 20.02
Sovos Brands 0.2 $821k 27k 30.62
Great Ajax Corp reit (AJX) 0.2 $780k 89k 8.75
Liberty Broadband Corp Com Ser C (LBRDK) 0.2 $775k 6.3k 124.00
Spirit Airlines (SAVE) 0.2 $760k 34k 22.40
Seagen 0.2 $758k 2.6k 288.21
Stratasys SHS (SSYS) 0.2 $755k 41k 18.49
Horizon Therapeutics Pub L SHS 0.2 $680k 4.3k 157.04
New Relic 0.2 $659k 5.7k 116.23
Starbucks Corporation (SBUX) 0.2 $648k 5.2k 123.90
Bluescape Opportunities Acqu SHS 0.2 $638k 47k 13.62
North American Const (NOA) 0.2 $586k 20k 29.45
Arco Platform Com Cl A 0.2 $581k 31k 18.73
Firstservice Corp New Com (FSV) 0.2 $537k 2.7k 197.43
American National BankShares 0.2 $534k 10k 51.49
Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA) 0.2 $506k 48k 10.62
Altc Acquisition Corp Com Cl A (OKLO) 0.1 $489k 35k 14.06
Northrop Grumman Corporation (NOC) 0.1 $448k 750.00 597.33
Dollar General (DG) 0.1 $440k 3.1k 143.79
Earthstone Energy Cl A 0.1 $429k 16k 27.46
Arlington Asset Invst Corp Cl A New 0.1 $419k 72k 5.81
Pfsweb Com New 0.1 $417k 41k 10.12
Activision Blizzard 0.1 $413k 3.3k 127.08
3M Company (MMM) 0.1 $399k 3.1k 127.07
Timber Pharmaceuticals Com New 0.1 $391k 97k 4.04
Inflection Pt Acquisitn Crp Cl A Ord Shs (IPXX) 0.1 $347k 25k 13.88
Nextgen Healthcare 0.1 $332k 10k 32.26
Sciplay Corporation Cl A 0.1 $220k 7.1k 30.99
Zynerba Pharmaceuticals 0.1 $213k 123k 1.73
Crixus Bh3 Acquisition Class A Com (BHAC) 0.1 $197k 14k 14.32
stock 0.0 $111k 560.00 198.21
Nexgen Energy (NXE) 0.0 $92k 11k 8.14
Hostess Brands Cl A 0.0 $67k 1.5k 44.97
PacWest Ban 0.0 $64k 6.0k 10.68
Electriq Pwr Hldgs Com Shs (ELIQ) 0.0 $52k 22k 2.37
Berenson Acquisition Corp I Cl A Com 0.0 $25k 1.8k 13.96
Fintech Ecosystem Deve Class A Com (FEXD) 0.0 $25k 1.7k 14.53
Lumber Liquidators Holdings (LLFLQ) 0.0 $22k 5.2k 4.22
Landcadia Holdings Iv Class A Com 0.0 $16k 1.1k 13.97
Silverbox Corp Iii Com Cl A (SBXC) 0.0 $14k 1.0k 14.00
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $4.0k 54k 0.07
Alset Capital Acquisition Class A Com 0.0 $3.0k 182.00 16.48
Inflection Pt Acquisitn Crp *w Exp 08/31/202 (IPXXW) 0.0 $3.0k 13k 0.24
Velo3d *w Exp 09/29/202 (VLDXW) 0.0 $1.0k 5.0k 0.20
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS) 0.0 $1.0k 2.5k 0.40
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSM.WS) 0.0 $0 250.00 0.00
Tritium Dcfc *w Exp 01/13/202 (DCFWQ) 0.0 $0 333.00 0.00
Silverbox Corp Iii *w Exp 02/28/202 (SBXC.WS) 0.0 $0 332.00 0.00