PenderFund Capital Management

PenderFund Capital Management as of Dec. 31, 2023

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 105 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal) 10.6 $33M 41M 0.79
First Majestic Silver Corp Note 0.375% 1/1 (Principal) 8.0 $24M 24M 1.04
Ssr Mining In Note 2.500% 4/0 (Principal) 6.1 $19M 15M 1.28
Opko Health Note 4.500% 2/1 (Principal) 6.0 $19M 14M 1.32
Bandwidth Note 0.500% 4/0 (Principal) 6.0 $18M 22M 0.85
PAR Technology Corporation (PAR) 5.5 $17M 292k 57.69
Burford Cap Ord Shs (BUR) 5.5 $17M 810k 20.67
Sangoma Technologies Corp Com New (SANG) 4.6 $14M 3.3M 4.24
Nuveen Insured Tax-Free Adv Munici (NEA) 4.3 $13M 910k 14.58
Nuveen Div. Advantage Muni. Fund (NAD) 4.2 $13M 850k 15.17
Nuveen Municipal Credit Com Sh Ben Int (NZF) 3.9 $12M 757k 15.66
Nuveen Insd Dividend Advantage (NVG) 2.6 $8.0M 509k 15.66
Docebo (DCBO) 2.5 $7.5M 118k 63.99
Kkr & Co (KKR) 2.0 $6.3M 57k 109.78
Morgan Stanley Emerging Markets Domestic (EDD) 2.0 $6.1M 988k 6.17
Forum Energy Technologies In (FET) 1.9 $5.8M 199k 29.38
Aviat Networks Com New (AVNW) 1.8 $5.6M 130k 43.28
Zillow Group Cl C Cap Stk (Z) 1.7 $5.4M 70k 76.67
Western Asset Emerging Mrkts Dbt Fnd (EMD) 1.7 $5.1M 419k 12.20
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.6 $4.8M 422k 11.49
Interactive Brokers Group In Com Cl A (IBKR) 1.4 $4.2M 38k 109.85
Texas Pacific Land Corp (TPL) 1.3 $4.0M 1.9k 2083.57
Ss&c Technologies Holding (SSNC) 1.2 $3.7M 46k 80.97
Peloton Interactive Cl A Com (PTON) 0.9 $2.7M 337k 8.07
Egain Corp Com New (EGAN) 0.8 $2.6M 232k 11.04
Magnite Note 0.250% 3/1 (Principal) 0.7 $2.3M 2.0M 1.14
Accelerate Diagnostics Note 5.000%12/1 (Principal) 0.6 $1.8M 2.0M 0.88
Brookfield Corp Cl A Ltd Vt Sh (BN) 0.4 $1.3M 24k 53.15
American Equity Investment Life Holding 0.4 $1.2M 16k 73.94
National Westn Life Group In Cl A (NWLI) 0.4 $1.2M 1.8k 640.03
Kennedy-Wilson Holdings (KW) 0.4 $1.1M 70k 16.40
Neogames S A SHS 0.4 $1.1M 30k 37.94
ImmunoGen 0.4 $1.1M 28k 39.29
Vericity (VERY) 0.3 $1.0M 70k 14.81
Chico's FAS 0.3 $1.0M 103k 10.04
Alteryx Com Cl A 0.3 $900k 14k 62.49
Microchip Technology (MCHP) 0.3 $856k 7.2k 119.49
Karuna Therapeutics Ord 0.3 $797k 1.9k 419.39
Hollysys Automation Tchngy L SHS (HOLI) 0.3 $796k 23k 34.92
Sovos Brands 0.3 $783k 27k 29.19
Baidu Spon Adr Rep A (BIDU) 0.3 $773k 4.9k 157.80
Stratasys SHS (SSYS) 0.3 $773k 41k 18.92
American National BankShares 0.2 $760k 12k 64.60
Rover Group Com Cl A 0.2 $748k 52k 14.42
North American Const (NOA) 0.2 $674k 24k 27.65
Starbucks Corporation (SBUX) 0.2 $665k 5.2k 127.22
Battalion Oil Corp (BATL) 0.2 $656k 52k 12.73
Gan SHS (GAN) 0.2 $639k 305k 2.09
Sp Plus 0.2 $632k 9.3k 67.91
Firstservice Corp (FSV) 0.2 $584k 2.7k 214.65
stock 0.2 $577k 2.9k 201.87
Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA) 0.2 $556k 52k 10.76
Capstar Finl Hldgs 0.2 $549k 22k 24.83
Cerevel Therapeutics Hldng I (CERE) 0.2 $528k 9.4k 56.18
Olink Hldg Ab Sponsored Ads (OLK) 0.2 $521k 16k 33.33
Consolidated Comm Hldgs Cl A Ltd Vt Sh (CNSL) 0.2 $514k 89k 5.76
Orchard Therapeutics Spon Ads New 0.2 $514k 24k 21.80
Mirati Therapeutics 0.2 $512k 6.6k 77.85
Freeline Therapeutics Hldgs Sponsored Ads 0.2 $509k 60k 8.43
Capri Holdings SHS (CPRI) 0.2 $502k 7.5k 66.57
Dmy Squared Technology Group Cl A Com (DMYY) 0.2 $490k 35k 14.05
Northrop Grumman Corporation (NOC) 0.2 $465k 750.00 620.31
Starwood Property Trust (STWD) 0.2 $465k 17k 27.85
Daseke 0.2 $463k 43k 10.73
3M Company (MMM) 0.1 $455k 3.1k 144.85
Engagesmart Common Stock 0.1 $430k 14k 30.34
Dollar General (DG) 0.1 $407k 2.3k 180.14
Focus Impact Acquisition Cor Class A Com (FIAC) 0.1 $364k 25k 14.50
Gores Holdings Ix Class A Com (GHIX) 0.1 $359k 26k 13.91
Inflection Pt Acquisitn Crp Cl A Ord Shs (IPXX) 0.1 $342k 25k 13.69
Gracell Biotechnologies Sponsored Ads 0.1 $300k 23k 13.30
Icosavax 0.1 $280k 13k 20.88
Colombier Acquisition Corp I Unit 99/99/9999 (CLBR.U) 0.1 $267k 20k 13.36
Northview Acquisition Corp (NVAC) 0.1 $246k 17k 14.81
Metal Sky Star Acquisition C Ordinary Shares (MSSA) 0.1 $239k 17k 14.50
Eagle Bulk Shipping 0.1 $213k 2.9k 73.41
Textainer Group Holdings SHS 0.1 $182k 2.8k 65.19
Csi Compressco Com Unit 0.1 $179k 83k 2.16
Iclick Interactive Asia Grou Spon Ads New (ICLK) 0.1 $158k 31k 5.07
Rayzebio 0.0 $148k 1.8k 82.38
PGT 0.0 $129k 2.4k 53.93
Taro Pharmaceutical Inds SHS (TARO) 0.0 $122k 2.2k 55.36
International Media Acquisit Class A Com (IMAQ) 0.0 $112k 7.4k 14.99
Anterix Inc. Atex (ATEX) 0.0 $102k 2.3k 44.15
Rain Therapeutics 0.0 $62k 39k 1.59
Nexgen Energy (NXE) 0.0 $50k 5.4k 9.27
Hawaiian Holdings 0.0 $49k 2.6k 18.82
Eargo Com New 0.0 $44k 13k 3.43
Sigma Lithium Corporation (SGML) 0.0 $42k 1.0k 41.78
Bragg Gaming Group Com New (BRAG) 0.0 $33k 4.8k 6.78
Lumber Liquidators Holdings (LLFLQ) 0.0 $27k 5.2k 5.17
Fintech Ecosystem Deve Class A Com (FEXD) 0.0 $25k 1.7k 14.30
Silverbox Corp Iii Com Cl A (SBXC) 0.0 $14k 1.0k 13.70
Duet Acquisition Corp Class A Com (DUET) 0.0 $4.4k 305.00 14.52
Spree Acquisition Corp 1 Cl A Ord Shs (SACQF) 0.0 $2.9k 200.00 14.35
Phoenix Biotech Acquisition Class A Com (CERO) 0.0 $1.5k 100.00 14.76
Alpha Partners Tech Mergr Class A Ord Shs (PLMJ) 0.0 $794.001600 56.00 14.18
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS) 0.0 $464.000000 2.5k 0.19
Velo3d *w Exp 09/29/202 (VLDXW) 0.0 $199.000000 5.0k 0.04
Priveterra Acquisition Corp Com Cl A 0.0 $118.000000 8.00 14.75
Gigcapital 5 Common Stock 0.0 $61.000000 4.00 15.25
Banc Of California (BANC) 0.0 $53.000100 3.00 17.67
Silverbox Corp Iii *w Exp 02/28/202 (SBXC.WS) 0.0 $41.002000 332.00 0.12
Tritium Dcfc *w Exp 01/13/202 (DCFWQ) 0.0 $34.998300 333.00 0.11
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSM.WS) 0.0 $13.000000 250.00 0.05