PenderFund Capital Management

PenderFund Capital Management as of Sept. 30, 2024

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 137 positions in its portfolio as reported in the September 2024 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal) 12.2 $53M 40M 1.31
First Majestic Silver Corp Note 0.375% 1/1 (Principal) 10.3 $45M 38M 1.19
Equinox Gold Corp Note 4.750%10/1 (Principal) 6.6 $29M 17M 1.69
Revance Therapeutics Note 1.750% 2/1 (Principal) 5.7 $25M 22M 1.16
Ssr Mining In Note 2.500% 4/0 (Principal) 5.5 $24M 19M 1.27
Sangoma Technologies Corp Com New (SANG) 5.4 $24M 3.1M 7.49
Bandwidth Note 0.500% 4/0 (Principal) 5.2 $23M 21M 1.06
PAR Technology Corporation (PAR) 4.2 $18M 258k 70.44
Abrdn Platinum Etf Trust Physcl Platm Shs (PPLT) 3.5 $15M 125k 121.45
Burford Cap Ord Shs (BUR) 3.2 $14M 772k 17.93
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 2.6 $11M 953k 11.96
Nuveen Div. Advantage Muni. Fund (NAD) 2.3 $9.8M 585k 16.74
Beyond Meat Note 3/1 (Principal) 2.1 $9.1M 40M 0.23
Nuveen Insured Tax-Free Adv Munici (NEA) 1.9 $8.3M 515k 16.19
Docebo (DCBO) 1.6 $7.0M 118k 59.68
Nuveen Municipal Credit Com Sh Ben Int (NZF) 1.5 $6.5M 366k 17.72
Zillow Group Cl C Cap Stk (Z) 1.5 $6.5M 75k 86.35
Cardlytics Note 1.000% 9/1 (Principal) 1.3 $5.6M 4.5M 1.24
Cable One Note 1.125% 3/1 (Principal) 1.3 $5.5M 5.0M 1.10
Magnite Note 0.250% 3/1 (Principal) 1.2 $5.3M 4.2M 1.26
Clarivate Ord Shs (CLVT) 1.1 $4.8M 503k 9.60
Spirit Airls Note 1.000% 5/1 (Principal) 1.1 $4.6M 11M 0.43
Kkr & Co (KKR) 1.0 $4.4M 25k 176.60
Forum Energy Technologies In (FET) 1.0 $4.2M 199k 20.91
Ero Copper Corp (ERO) 1.0 $4.1M 138k 30.11
Eventbrite Note 0.750% 9/1 (Principal) 0.9 $4.1M 3.5M 1.17
Kennedy-Wilson Holdings (KW) 0.9 $4.0M 265k 14.94
Cable One Note 3/1 (Principal) 0.9 $4.0M 3.2M 1.24
Interactive Brokers Group In Com Cl A (IBKR) 0.9 $3.8M 20k 188.48
Texas Pacific Land Corp (TPL) 0.9 $3.7M 3.1k 1196.57
Ironwood Pharmaceuticals Note 1.500% 6/1 (Principal) 0.8 $3.6M 3.0M 1.20
Brookfield Corp Cl A Ltd Vt Sh (BN) 0.4 $1.7M 24k 71.83
Microchip Technology (MCHP) 0.3 $1.3M 12k 108.59
Iac Com New (IAC) 0.3 $1.2M 16k 72.79
Accelerate Diagnostics Note 5.000%12/1 (Principal) 0.3 $1.1M 2.0M 0.55
Nuvei Corporation Sub Vtg Shs (NVEI) 0.3 $1.1M 25k 45.10
Atlantica Sustainable Infr P SHS 0.2 $1.1M 36k 29.73
Gfl Environmental Sub Vtg Shs (GFL) 0.2 $1.0M 19k 53.95
Baidu Spon Adr Rep A (BIDU) 0.2 $1.0M 7.1k 142.40
Howard Hughes Holdings (HHH) 0.2 $1.0M 9.6k 104.72
Northrop Grumman Corporation (NOC) 0.2 $1000k 1.4k 714.19
Envestnet (ENV) 0.2 $999k 12k 84.69
R1 RCM (RCM) 0.2 $999k 52k 19.16
Powerschool Holdings Com Cl A 0.2 $963k 31k 30.85
Iteris (ITI) 0.2 $962k 100k 9.66
Launch One Acquisition Corp Unit 99/99/9999 (LPAAU) 0.2 $848k 60k 14.13
Everi Hldgs (EVRI) 0.2 $802k 45k 17.77
Arc Document Solutions (ARC) 0.2 $800k 175k 4.57
Stericycle (SRCL) 0.2 $792k 9.6k 82.50
Perficient (PRFT) 0.2 $787k 7.7k 102.08
Starbucks Corporation (SBUX) 0.2 $782k 5.9k 131.85
Southwestern Energy Company 0.2 $770k 80k 9.62
Petiq Com Cl A (PETQ) 0.2 $737k 18k 41.61
Manitex International 0.2 $733k 96k 7.61
Instructure Hldgs (INST) 0.2 $723k 23k 31.85
Bally's Corp (BALY) 0.2 $714k 31k 23.33
Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA) 0.2 $713k 62k 11.56
The Aarons Company (AAN) 0.2 $667k 50k 13.46
Enstar Group SHS (ESGR) 0.2 $652k 1.5k 434.93
Keen Vision Acquisition Corp SHS (KVAC) 0.1 $611k 42k 14.55
Sharecare In C Com Cl A (SHCR) 0.1 $607k 316k 1.92
Tellurian (TELL) 0.1 $601k 459k 1.31
Generation Asia I Acquisitio Cl A Ord Shs (GAQ) 0.1 $597k 39k 15.15
SurModics (SRDX) 0.1 $582k 11k 52.45
Cepton Com New (CPTN) 0.1 $567k 134k 4.22
Stratasys SHS (SSYS) 0.1 $525k 47k 11.24
Augmedix (AUGX) 0.1 $513k 161k 3.18
Gatos Silver (GATO) 0.1 $502k 25k 20.39
Hashicorp Com Cl A (HCP) 0.1 $499k 11k 45.79
Albertsons Cos Common Stock (ACI) 0.1 $480k 19k 24.99
Starwood Property Trust (STWD) 0.1 $460k 17k 27.56
Playags (AGS) 0.1 $431k 28k 15.40
Vistaoutdoor (VSTO) 0.1 $416k 7.9k 52.99
Hcm Ii Acquisition Corp Unit 99/99/9999 (HONDU) 0.1 $405k 30k 13.51
Haynes Intl Com New (HAYN) 0.1 $403k 5.0k 80.52
Vector (VGR) 0.1 $402k 20k 20.18
Propertyguru Group Ord Shs 0.1 $401k 45k 8.94
Affinity Bancshares (AFBI) 0.1 $400k 14k 28.96
Heartland Financial USA (HTLF) 0.1 $399k 5.2k 76.68
Valuence Merger Corp I Class A Ord Shs (VMCA) 0.1 $396k 25k 15.59
Harmonic (HLIT) 0.1 $394k 20k 19.71
Inflection Pt Acquisitn Crp Cl A Ord Shs (IPXX) 0.1 $363k 25k 14.53
Sim Acquisition Corp. I Unit 06/17/2029 (SIMAU) 0.1 $340k 25k 13.58
Vine Hill Cap Invt Corp. Unit 09/06/2026 (VCICU) 0.1 $338k 25k 13.52
Allete Com New (ALE) 0.1 $328k 3.8k 86.81
Webster Financial Corporation (WBS) 0.1 $328k 5.2k 63.04
Aquaron Acquisition Corp Common Stock (AQU) 0.1 $321k 22k 14.77
Axonics Modulation Technolog (AXNX) 0.1 $320k 3.4k 94.13
Hexcel Corporation (HXL) 0.1 $318k 3.8k 83.62
Smartsheet Com Cl A (SMAR) 0.1 $300k 4.0k 74.87
Matterport Com Cl A (MTTR) 0.1 $287k 47k 6.09
Spar (SGRP) 0.1 $286k 86k 3.31
Cartesian Growth Corp Ii Class A Ord (RENE) 0.1 $285k 18k 15.50
Colombier Acquisition Corp I Unit 99/99/9999 (CLBR.U) 0.1 $281k 20k 14.05
Hess (HES) 0.1 $276k 1.5k 183.66
Jabil Circuit (JBL) 0.1 $259k 1.6k 162.06
Metal Sky Star Acquisition C Ordinary Shares (MSSA) 0.1 $254k 17k 15.38
Molina Healthcare (MOH) 0.1 $233k 500.00 466.00
Juniper Networks (JNPR) 0.1 $232k 4.4k 52.72
Copa Holdings Sa Cl A (CPA) 0.1 $228k 1.8k 126.91
Revance Therapeutics (RVNC) 0.0 $211k 30k 7.02
Horizon Space Acqustn I Corp Ordinary Shares (HSPO) 0.0 $205k 14k 15.16
Pearl Holdings Acquisitn Cor Class A Ord Shs (PRLH) 0.0 $196k 13k 15.71
Dmy Squared Technology Group Cl A Com (DMYY) 0.0 $193k 13k 14.51
Dollar Tree (DLTR) 0.0 $190k 2.0k 95.10
LSI Industries (LYTS) 0.0 $184k 8.4k 21.84
Fnf (FNF) 0.0 $176k 2.1k 83.93
Northview Acquisition Corp (NVAC) 0.0 $171k 11k 16.13
Chuys Hldgs (CHUY) 0.0 $147k 2.9k 50.58
Graf Global Corp Unit 05/31/2032 (GRAF.U) 0.0 $139k 10k 13.88
Cantor Equity Partners Shs Cl A (CEP) 0.0 $136k 10k 13.55
Chain Bridge I Class A Ord (CBRRF) 0.0 $108k 7.1k 15.23
Anterix Inc. Atex (ATEX) 0.0 $102k 2.0k 50.93
Profound Med Corp Com New (PROF) 0.0 $101k 9.4k 10.76
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $96k 14k 6.82
Quetta Acquisition Corp (QETA) 0.0 $87k 6.2k 14.08
Lightspeed Commerce Sub Vtg Shs (LSPD) 0.0 $83k 3.7k 22.30
Thoughtworks Holding (TWKS) 0.0 $82k 14k 5.98
Atlantic Coastal Aqstn Corp Class A Com (ACAB) 0.0 $79k 5.2k 15.15
Nexgen Energy (NXE) 0.0 $71k 8.0k 8.82
Advisorshares Tr Pure Us Cannabis (MSOS) 0.0 $70k 7.2k 9.70
Voyager Acquisition Corp Unit 99/99/9999 (VACHU) 0.0 $68k 5.0k 13.52
Gan SHS (GAN) 0.0 $66k 28k 2.39
Gitlab Class A Com (GTLB) 0.0 $63k 900.00 69.71
Bleuacacia Class A Ord Shs 0.0 $56k 3.7k 14.97
Territorial Ban (TBNK) 0.0 $41k 2.9k 14.12
Spirit Airlines (SAVEQ) 0.0 $40k 12k 3.25
Sdcl Edge Acquisition Corp Cl A Ord Shs (SEDA) 0.0 $15k 1.0k 15.38
Ault Disruptive Techs Corp (ADRT) 0.0 $7.6k 504.00 15.11
Duet Acquisition Corp Class A Com 0.0 $4.9k 305.00 16.06
Tlgy Acquisition Corporation Class A Ord Shs 0.0 $2.8k 177.00 15.60
Onyx Acquisition Co I Shs Cl A (ONYX) 0.0 $1.5k 100.00 15.31
Gores Holdings Ix Class A Com 0.0 $1.5k 106.00 14.32
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $385.999600 28.00 13.79
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS) 0.0 $86.000000 2.5k 0.03
Silver Box Corp Iii *w Exp 02/28/202 (SBXC.WS) 0.0 $44.988300 333.00 0.14
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSWF) 0.0 $11.000000 250.00 0.04