PenderFund Capital Management

PenderFund Capital Management as of June 30, 2023

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 114 positions in its portfolio as reported in the June 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal) 6.5 $21M 31M 0.67
Opko Health Note 4.500% 2/1 (Principal) 6.0 $19M 14M 1.39
First Majestic Silver Corp Note 0.375% 1/1 (Principal) 6.0 $19M 20M 0.96
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 5.3 $17M 13M 1.32
Bandwidth Note 0.500% 4/0 (Principal) 5.2 $17M 20M 0.86
Sangoma Technologies Corp Com New (SANG) 4.8 $15M 3.1M 4.98
Burford Cap Ord Shs (BUR) 4.3 $14M 856k 16.14
PAR Technology Corporation (PAR) 4.1 $13M 305k 43.62
Intercept Pharmaceuticals In Note 2.000% 5/1 (Principal) 3.9 $13M 12M 1.07
Nuveen Municipal Credit Com Sh Ben Int (NZF) 3.1 $10M 650k 15.45
Ssr Mining In Note 2.500% 4/0 (Principal) 3.0 $9.7M 6.8M 1.43
Forum Energy Technologies In (FET) 2.6 $8.5M 251k 33.90
Aberdeen Asia-Pacific Income Fund 2.3 $7.4M 2.1M 3.58
Western Asset Emerging Mrkts Dbt Fnd (EMD) 2.0 $6.5M 570k 11.42
Docebo (DCBO) 1.9 $6.2M 118k 52.44
Morgan Stanley Emerging Markets Domestic (EDD) 1.9 $6.1M 975k 6.21
Aviat Networks Com New (AVNW) 1.8 $5.7M 130k 44.21
Kkr & Co (KKR) 1.8 $5.6M 76k 74.19
Zillow Group Cl C Cap Stk (Z) 1.7 $5.4M 80k 66.59
Anterix Inc. Atex (ATEX) 1.7 $5.3M 127k 41.98
Baidu Spon Adr Rep A (BIDU) 1.5 $4.8M 26k 181.36
Interactive Brokers Group In Com Cl A (IBKR) 1.5 $4.7M 43k 110.05
Bandwidth Note 0.250% 3/0 (Principal) 1.3 $4.2M 4.0M 1.05
Ss&c Technologies Holding (SSNC) 1.1 $3.5M 44k 80.28
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.1 $3.5M 299k 11.74
Peloton Interactive Cl A Com (PTON) 1.1 $3.4M 337k 10.19
Egain Corp Com New (EGAN) 1.0 $3.4M 339k 9.92
Texas Pacific Land Corp (TPL) 1.0 $3.3M 1.9k 1744.10
Beyond Meat Note 3/1 (Principal) 0.9 $2.9M 8.0M 0.36
Snap Note 0.125% 3/0 (Principal) 0.9 $2.8M 3.0M 0.95
Jd.com Spon Adr Cl A (JD) 0.8 $2.6M 57k 45.21
Magnite Note 0.250% 3/1 (Principal) 0.7 $2.3M 2.0M 1.13
Iac Com New (IAC) 0.7 $2.2M 26k 83.18
Snap Note 5/0 (Principal) 0.6 $2.0M 2.0M 0.99
Black Knight 0.6 $2.0M 25k 79.12
Brookfield Corp Cl A Ltd Vt Sh (BN) 0.6 $1.8M 41k 44.61
Iveric Bio 0.5 $1.5M 30k 52.12
Radius Global Infrastrctre I Com Cl A 0.5 $1.5M 78k 19.73
Diversey Hldgs Ord Shs 0.5 $1.5M 138k 11.11
Berkshire Grey Com Cl A 0.5 $1.5M 819k 1.87
Focus Finl Partners Com Cl A 0.5 $1.5M 21k 69.55
TESSCO Technologies 0.4 $1.4M 118k 11.86
Home Pt Capital Incorporated 0.4 $1.3M 436k 3.07
Quotient Technology 0.4 $1.3M 252k 5.09
Greenhill & Co 0.4 $1.3M 65k 19.41
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.4 $1.3M 32k 39.23
Univar 0.4 $1.2M 26k 47.47
U S Xpress Enterprises Com Cl A 0.4 $1.1M 141k 8.13
Gaslog Partners Unit Ltd Ptnrp 0.3 $1.1M 98k 11.42
Microchip Technology (MCHP) 0.3 $1.1M 9.1k 118.65
Neogames S A SHS 0.3 $1.0M 30k 34.61
Arconic 0.3 $1.0M 26k 39.17
Emagin Corp Com New 0.3 $1.0M 390k 2.62
CIRCOR International 0.3 $935k 13k 74.80
Syneos Health Cl A 0.3 $931k 17k 55.82
First Lt Acquisition Group I Cl A 0.3 $922k 66k 13.90
Embark Technology Com New 0.3 $906k 239k 3.79
Absolute Software Corporation 0.3 $900k 59k 15.19
Franchise Group 0.3 $894k 24k 37.96
Kennedy-Wilson Holdings (KW) 0.3 $890k 41k 21.63
Midwest Hldg Com New 0.3 $871k 25k 35.47
Chinook Therapeutics 0.3 $839k 17k 50.91
Southport Acquisition Corp Cl A Com 0.3 $827k 59k 13.94
Starwood Property Trust (STWD) 0.3 $807k 31k 25.70
Triton Intl Cl A 0.2 $796k 7.2k 110.25
National Instruments 0.2 $792k 10k 76.08
Aerojet Rocketdy 0.2 $784k 11k 72.73
Spirit Airlines 0.2 $771k 34k 22.72
NuVasive 0.2 $704k 13k 55.13
Starbucks Corporation (SBUX) 0.2 $686k 5.2k 131.17
Paratek Pharmaceuticals 0.2 $684k 234k 2.93
Seagen 0.2 $671k 2.6k 255.13
Liberty Broadband Corp Com Ser C (LBRDK) 0.2 $663k 6.3k 106.08
Wireless Tele 0.2 $651k 234k 2.78
Dice Therapeutics 0.2 $644k 11k 61.53
Bluescape Opportunities Acqu SHS 0.2 $621k 47k 13.25
Colombier Acquisition Corp Cl A 0.2 $555k 41k 13.62
Firstservice Corp (FSV) 0.2 $555k 2.7k 204.04
Horizon Therapeutics Pub L SHS 0.2 $516k 3.8k 136.15
Kensington Capital Acquisiti Shs Cl A (KCGI) 0.2 $509k 36k 13.98
North American Const (NOA) 0.2 $504k 20k 25.33
Altc Acquisition Corp Com Cl A (OKLO) 0.1 $481k 35k 13.83
Northrop Grumman Corporation (NOC) 0.1 $453k 750.00 604.00
Spectrum Pharmaceuticals 0.1 $424k 333k 1.27
Kaleyra 0.1 $407k 46k 8.93
Forgerock Cl A 0.1 $400k 15k 27.23
Mobiv Acquisition Corp Class A Com 0.1 $387k 28k 13.99
Inflection Pt Acquisitn Crp Unit 08/29/2031 0.1 $335k 25k 13.40
Altimar Acquisition Corp Iii Shs Cl A 0.1 $262k 19k 13.58
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.1 $225k 1.7k 133.93
Thunder Brdg Cap Prtnrs Iv I Class A Com 0.1 $180k 14k 13.38
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $157k 11k 13.72
Elliott Opportunity Ii Corp Shs Cl A 0.0 $156k 11k 13.69
Ftac Emerald Acquisition Cor Class A Com (FLD) 0.0 $136k 9.9k 13.69
Social Cap Suvretta Hlds Cp Class A Ord Shs 0.0 $136k 9.9k 13.72
Greenlight Biosciencs Hlds P Common Stock 0.0 $131k 331k 0.40
Mountain Crest Acqsitn Corp (MCAG) 0.0 $93k 6.8k 13.72
Nexgen Energy (NXE) 0.0 $71k 11k 6.28
Corsair Partnering Corp Shs Cl A 0.0 $71k 5.1k 13.79
Edify Acquisition Corp Cl A 0.0 $70k 5.0k 13.96
Rmg Acquisition Corp Iii Cl A Shs (RMGCF) 0.0 $61k 4.1k 15.03
Medtech Acquisition Corp Com Cl A 0.0 $25k 1.8k 14.14
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $15k 54k 0.28
Silverbox Corp Iii Unit 02/28/2028 (SBXC.U) 0.0 $13k 1.0k 13.00
Blueriver Acquisition Corp Cl A Ord Shs (BLUAF) 0.0 $3.0k 204.00 14.71
Alset Capital Acquisition Class A Com 0.0 $3.0k 182.00 16.48
Velo3d *w Exp 09/29/202 (VLDXW) 0.0 $2.0k 5.0k 0.40
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS) 0.0 $1.0k 2.5k 0.40
Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA) 0.0 $999.999000 130.00 7.69
Oxbridge Acquisition Corp Com Cl A 0.0 $999.999000 45.00 22.22
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSWF) 0.0 $0 250.00 0.00
Williams Rowland Acquisition 0.0 $0 1.00 0.00
Tritium Dcfc *w Exp 01/13/202 (DCFWQ) 0.0 $0 333.00 0.00
Allego N V *w Exp 03/16/202 0.0 $0 250.00 0.00