PenderFund Capital Management

PenderFund Capital Management as of Dec. 31, 2022

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 140 positions in its portfolio as reported in the December 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Forum Energy Technologies In Note 9.000% 8/0 (Principal) 7.5 $25M 17M 1.49
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 5.6 $19M 16M 1.20
Opko Health Note 4.500% 2/1 (Principal) 5.0 $17M 14M 1.21
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal) 4.7 $16M 21M 0.75
Sangoma Technologies Corp Com New (SANG) 4.5 $15M 2.4M 6.35
First Majestic Silver Corp Note 0.375% 1/1 Added (Principal) 4.3 $14M 13M 1.15
Intercept Pharmaceuticals In Note 2.000% 5/1 (Principal) 3.6 $12M 12M 1.02
Eventbrite Note 0.750% 9/1 (Principal) 3.5 $12M 13M 0.94
Bandwidth Note 0.500% 4/0 (Principal) 2.8 $9.4M 11M 0.86
Maxar Technologies 2.8 $9.4M 135k 70.00
Burford Cap Ord Shs (BUR) 2.7 $9.1M 828k 11.03
PAR Technology Corporation (PAR) 2.4 $8.1M 230k 35.30
Kkr & Co (KKR) 2.3 $7.9M 125k 62.85
Aberdeen Asia-Pacific Income Fund (FAX) 2.3 $7.7M 2.2M 3.56
Ss&c Technologies Holding (SSNC) 1.9 $6.4M 90k 70.49
Zillow Group Cl C Cap Stk (Z) 1.9 $6.3M 144k 43.61
SSR MNG Note 2.500% 4/0 (Principal) 1.8 $6.1M 4.0M 1.53
Baidu Spon Adr Rep A (BIDU) 1.6 $5.5M 36k 154.86
Anterix Inc. Atex (ATEX) 1.6 $5.5M 127k 43.56
Aviat Networks Com New (AVNW) 1.6 $5.5M 130k 42.23
Interactive Brokers Group In Com Cl A (IBKR) 1.6 $5.3M 54k 97.97
Docebo (DCBO) 1.6 $5.3M 118k 44.74
Western Asset Emerging Mrkts Dbt Fnd (EMD) 1.5 $5.1M 410k 12.34
Egain Corp Com New (EGAN) 1.5 $5.0M 405k 12.23
Nuveen Municipal Credit Com Sh Ben Int (NZF) 1.5 $4.9M 300k 16.36
Texas Pacific Land Corp (TPL) 1.4 $4.5M 1.4k 3173.79
Jd.com Spon Adr Cl A (JD) 1.3 $4.4M 57k 76.00
Bandwidth Note 0.250% 3/0 (Principal) 1.2 $4.1M 4.0M 1.03
Morgan Stanley Emerging Markets Domestic (EDD) 1.2 $3.9M 662k 5.96
Eventbrite Note 5.000%12/0 (Principal) 1.1 $3.8M 3.0M 1.25
Universal Technical Institute (UTI) 1.1 $3.7M 404k 9.10
Peloton Interactive Cl A Com (PTON) 1.1 $3.6M 337k 10.75
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.0 $3.5M 284k 12.36
Howard Hughes 1.0 $3.4M 33k 103.46
Shaw Communications Cl B Conv 0.9 $3.2M 81k 39.02
Beyond Meat Note 3/1 (Principal) 0.8 $2.8M 8.0M 0.36
Accelerate Diagnostics Note 2.500% 3/1 (Principal) 0.7 $2.4M 1.9M 1.26
Block Cl A (SQ) 0.7 $2.3M 27k 85.07
Brookfield Corp Cl A Ltd Vt Sh Added (BN) 0.6 $2.0M 47k 42.58
Tabula Rasa Healthcare Note 1.750% 2/1 (Principal) 0.6 $1.9M 1.8M 1.07
Iac Com New (IAC) 0.5 $1.7M 29k 60.10
Maxeon Solar Technologies Lt Note 6.500% 7/1 (Principal) 0.4 $1.5M 990k 1.52
Starbucks Corporation (SBUX) 0.4 $1.5M 11k 134.36
D-wave Quantum (QBTS) 0.4 $1.5M 748k 1.95
Colliers Intl Group Sub Vtg Shs (CIGI) 0.4 $1.4M 11k 124.36
Kennedy-Wilson Holdings (KW) 0.4 $1.3M 61k 21.30
Microchip Technology (MCHP) 0.4 $1.3M 13k 95.08
Northrop Grumman Corporation (NOC) 0.4 $1.2M 1.6k 739.02
Starwood Property Trust (STWD) 0.4 $1.2M 47k 24.81
Snap Note 0.750% 8/0 (Principal) 0.3 $1.2M 1.0M 1.16
Mountain Crest Acqsitn Corp (MCAG) 0.3 $1.1M 83k 13.56
Affirm Hldgs Note 11/1 Added (Principal) 0.3 $1.1M 1.5M 0.75
Moneygram Intl Com New 0.3 $1.0M 70k 14.74
Store Capital Corp reit 0.3 $966k 22k 43.42
Atlas Air Worldwide Hldgs In Com New 0.3 $959k 7.0k 136.42
Liberty Broadband Corp Com Ser C (LBRDK) 0.3 $909k 8.8k 103.06
Sierra Wireless 0.3 $889k 23k 39.25
Churchill Capital Corp Vii Com Cl A (CVII) 0.3 $853k 63k 13.50
North American Const (NOA) 0.2 $812k 45k 18.08
Meridian Bioscience 0.2 $785k 18k 44.99
Forgerock Cl A 0.2 $749k 24k 30.82
Health Sciences Acq Corp 2 Ord Shs 0.2 $748k 55k 13.53
First Lt Acquisition Group I Cl A 0.2 $731k 53k 13.77
Churchill Capital Corp Vi Com Cl A 0.2 $720k 53k 13.54
Usertesting 0.2 $709k 70k 10.17
Seaspine Holdings 0.2 $693k 61k 11.31
Aveo Pharmaceuticals Com New 0.2 $563k 28k 20.25
1life Healthcare 0.2 $563k 25k 22.61
Altitude Acquisition Corp Com Cl A 0.2 $551k 41k 13.44
Evo Pmts Cl A Com 0.2 $545k 12k 45.80
Tegna (TGNA) 0.2 $542k 19k 28.68
Coupa Software 0.2 $525k 4.9k 107.14
First Horizon National Corporation (FHN) 0.2 $521k 16k 33.18
Black Knight 0.2 $514k 6.2k 83.58
Kensington Capital Acquisiti Shs Cl A (KCGI) 0.1 $502k 36k 13.79
Brookfield Asset Managmt Cl A Lmt Vtg Shs Added (BAM) 0.1 $458k 12k 38.73
Imago Biosciences 0.1 $453k 9.3k 48.71
Professional Hldg Corp Cl A Com 0.1 $446k 12k 37.57
Spirit Airlines (SAVE) 0.1 $417k 16k 26.39
Welsbach Tech Metals Acqu (WTMA) 0.1 $400k 29k 13.83
Semler Scientific (SMLR) 0.1 $375k 8.4k 44.64
Atlas Corp Shares 0.1 $371k 18k 20.80
Agrofresh Solutions 0.1 $360k 90k 4.01
Warner Bros Discovery Com Ser A (WBD) 0.1 $347k 27k 12.85
Mason Industrial Technolgy I Com Cl A 0.1 $341k 25k 13.54
Fortress Capital Acquisition Shs Cl A 0.1 $304k 22k 13.66
First Eagle Altr Cap Bdc 0.1 $299k 52k 5.77
O2micro International Limite Spons Adr 0.1 $293k 48k 6.05
Poshmark Com Cl A 0.1 $279k 12k 24.18
Arisz Acquisition Corp Common Stock 0.1 $274k 20k 13.44
Golden Arrow Merger Corp Class A Com (GAMC) 0.1 $264k 20k 13.57
Benefitfocus 0.1 $260k 18k 14.17
Altra Holdings 0.1 $259k 3.2k 80.94
Elevate Credit 0.1 $257k 109k 2.37
Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA) 0.1 $252k 22k 11.67
Sprott Physical Gold & Silve Tr Unit (CEF) 0.1 $243k 10k 24.30
Bannix Acquisition Corp (BNIX) 0.1 $224k 16k 13.74
Broad Capital Acquisition (BRAC) 0.1 $224k 16k 13.85
South Jersey Industries 0.1 $198k 4.1k 48.06
F-star Therapeutics 0.1 $195k 23k 8.57
Myovant Sciences 0.1 $193k 5.3k 36.42
Knowbe4 Cl A 0.1 $186k 5.6k 33.51
Qumu 0.1 $183k 151k 1.21
Aerojet Rocketdy 0.1 $182k 2.4k 75.83
Stitch Fix Com Cl A (SFIX) 0.1 $175k 42k 4.21
Coinbase Global Com Cl A (COIN) 0.0 $139k 2.9k 47.93
Ftac Hera Acquisition Corp Class A Ord Shs 0.0 $121k 8.8k 13.73
Lazard Growth Acquisition Cl A Ord Shs 0.0 $121k 8.8k 13.73
Slam Corp Cl A Shs (SLAMF) 0.0 $120k 8.8k 13.62
Independence Holdings Corp Class A Ord Shs 0.0 $120k 8.8k 13.61
Fusion Acquisition Corp Ii Com Cl A 0.0 $120k 8.8k 13.61
B Riley Prin 250 Merger Corp Class A Com 0.0 $119k 8.8k 13.46
Social Cap Suvretta Hlds C Rp Class A Ord Shs 0.0 $118k 8.7k 13.59
Social Cap Suvretta Hlds Cp Class A Ord Shs 0.0 $118k 8.7k 13.59
Apollo Strategic Grwt Cptl I Shs Cl A 0.0 $118k 8.7k 13.56
Khosla Ventures Acqut Co Iii Com Cl A 0.0 $117k 8.7k 13.48
Warburg Pincus Captal Corp I Shs Cl A 0.0 $110k 8.0k 13.68
Jaws Mustang Acquisition Cor Shs Cl A (JWSM) 0.0 $108k 7.9k 13.67
Warburg Pincus Captal Corp I Shs Cl A 0.0 $88k 6.4k 13.69
Ares Acquisition Corporation Com Cl A 0.0 $87k 6.4k 13.59
Elliott Opportunity Ii Corp Shs Cl A 0.0 $87k 6.4k 13.60
Vector Acquisition Corp Ii Cl A Shs 0.0 $87k 6.3k 13.71
Msd Acquisition Corp Class A Ord Shs 0.0 $86k 6.3k 13.65
Altc Acquisition Corp Com Cl A (OKLO) 0.0 $85k 6.3k 13.39
Edify Acquisition Corp Cl A 0.0 $69k 5.0k 13.76
Nexgen Energy (NXE) 0.0 $66k 11k 5.84
Rmg Acquisition Corp Iii Cl A Shs (RMGCF) 0.0 $58k 4.3k 13.63
Gulfport Energy Corp Common Shares (GPOR) 0.0 $50k 500.00 100.00
Shockwave Med 0.0 $45k 160.00 281.25
Pontem Corporation Shs Cl A 0.0 $40k 2.9k 13.79
Magnachip Semiconductor Corp (MX) 0.0 $35k 2.8k 12.50
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $16k 54k 0.30
Ftac Emerald Acquisition Cor Class A Com (FLD) 0.0 $2.0k 135.00 14.81
Jaws Hurricane Acquisitn Cor *w Exp 03/26/202 0.0 $1.0k 2.5k 0.40
Velo3d *w Exp 09/29/202 (VLDXW) 0.0 $1.0k 5.0k 0.20
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSM.WS) 0.0 $0 250.00 0.00
Lead Edge Growth Oprtunts Lt *w Exp 04/01/202 0.0 $0 2.5k 0.00
Pear Therapeutics *w Exp 12/03/202 0.0 $0 333.00 0.00
Tritium Dcfc *w Exp 01/13/202 (DCFWQ) 0.0 $0 333.00 0.00
Lanvin Group Holdings Limite *w Exp 99/99/999 Added (LANV.WS) 0.0 $0 2.5k 0.00